Latest Status Info Page 1 of 4

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:33:39 ET

Serial Number: 78927588 Assignment Information Trademark Document Retrieval

Registration Number: 3318058

Mark

(words only): NEWTEK

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2007-10-23

Filing Date: 2006-07-12

Transformed into a National Application: No

Registration Date: 2007-10-23

Register: Principal

Law Office Assigned: LAW OFFICE 105

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2007-10-23

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3318058&action=Request+Status 3/16/2009
Latest Status Info Page 2 of 4

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 035
Class Status: Active
financial analysis for business; accounting services; online accounting services; computerized
accounting services; accounting services for electronic funds services; administration of business payroll
for others; payroll preparation; financial statement preparation and analysis for business; integrated
tracking and management of commercial transactions on a global computer network; computer services,
namely, notification services to businesses in the nature of providing information regarding business
filing requirements and filing dates via the Internet and email; income tax consultation and preparation
services; business acquisition and merger consultation; business appraisals; business auditing; business
consultation; business development services, namely, providing start-up support for businesses of
others; business invoicing services; conducting business and market research surveys; business
management planning; business management information on a wide variety of topics to business
professionals; business marketing; business marketing consulting services; business organizational
consultation; business planning; business research and surveys; business succession planning; business
supervision; preparing business reports; providing statistical information for businesses; business
management consultation and management consultation services; consulting services in the field of
business management, management, and human resources
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

International Class: 036
Class Status: Active
financial analysis and consultation services; financial management services; business finance
procurement services; loan financing and loan programs; providing financial and bank account
information by telephone and the Internet; on-line financial and banking services; bill payment services;
electronic payment, namely electronic processing and transmission of bill payment data; financial
information provided by electronic means; tax payment processing services; business brokerage
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

International Class: 038
Class Status: Active
providing high speed access to area networks and a global computer information networks
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

International Class: 042
Class Status: Active
providing temporary use of on-line non-downloadable software for use providing referral, financial,
sales, planning, forecasting, and budgeting modules; providing temporary use of on-line non-

http://tarr.uspto.gov/tarr?regser=registration&entry=3318058&action=Request+Status 3/16/2009
Latest Status Info Page 3 of 4

downloadable software to allow customers to access account information, review referral information,
and initiate contact requests
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

ADDITIONAL INFORMATION

(NOT AVAILABLE)

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2007-10-23 – Registered – Principal Register

2007-08-07 – Published for opposition

2007-07-18 – Notice of publication

2007-07-03 – Law Office Publication Review Completed

2007-07-03 – Approved for Pub – Principal Register (Initial exam)

2007-06-23 – Teas/Email Correspondence Entered

2007-06-23 – Communication received from applicant

2007-06-23 – Assigned To LIE

2007-06-12 – TEAS Response to Office Action Received

2007-01-17 – Applicant/Correspondence Changes (Non-Responsive) Entered

2007-01-17 – TEAS Change Of Owner Address Received

2006-12-13 – Non-final action e-mailed

2006-12-13 – Non-Final Action Written

2006-12-11 – Assigned To Examiner

2006-07-19 – Notice Of Pseudo Mark Mailed

http://tarr.uspto.gov/tarr?regser=registration&entry=3318058&action=Request+Status 3/16/2009
Latest Status Info Page 4 of 4

2006-07-18 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
SCOTT B. SCHWARTZ
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3318058&action=Request+Status 3/16/2009
Latest Status Info Page 1 of 3

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:34:25 ET

Serial Number: 77000294 Assignment Information Trademark Document Retrieval

Registration Number: 3450028

Mark

(words only): NEWTEK BIZEXEC

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2008-06-17

Filing Date: 2006-09-15

Transformed into a National Application: No

Registration Date: 2008-06-17

Register: Principal

Law Office Assigned: LAW OFFICE 110

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2008-05-14

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3450028 3/16/2009
Latest Status Info Page 2 of 3

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 035
Class Status: Active
integrated tracking and management of commercial transactions on a global computer network;
computer services, namely, notification services to businesses in the nature of providing information
regarding business filing requirements and filing dates via the Internet and email; business consultation;
business development services, namely, providing start-up support for businesses of others; business
invoicing services; conducting business and market research surveys; business marketing consulting
services
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2006-10-00

International Class: 042
Class Status: Active
providing temporary use of on-line non-downloadable software to allow customers to access account
information, review referral information, and initiate contact requests
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2006-10-00

ADDITIONAL INFORMATION

(NOT AVAILABLE)

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2008-06-17 – Registered – Principal Register

2008-05-14 – Law Office Registration Review Completed

2008-05-13 – Allowed for Registration – Principal Register (SOU accepted)

2008-05-13 – Statement of use processing complete

http://tarr.uspto.gov/tarr?regser=registration&entry=3450028 3/16/2009
Latest Status Info Page 3 of 3

2008-04-30 – Amendment to Use filed

2008-04-30 – TEAS Statement of Use Received

2007-10-30 – Noa Mailed – SOU Required From Applicant

2007-08-07 – Published for opposition

2007-07-18 – Notice of publication

2007-07-05 – Law Office Publication Review Completed

2007-07-05 – Assigned To LIE

2007-05-31 – Approved for Pub – Principal Register (Initial exam)

2007-05-30 – Teas/Email Correspondence Entered

2007-05-29 – Communication received from applicant

2007-05-29 – TEAS Response to Office Action Received

2007-01-17 – Applicant/Correspondence Changes (Non-Responsive) Entered

2007-01-17 – TEAS Change Of Owner Address Received

2006-12-16 – Non-final action e-mailed

2006-12-16 – Non-Final Action Written

2006-12-11 – Assigned To Examiner

2006-09-21 – Notice Of Pseudo Mark Mailed

2006-09-20 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
Scott B. Schwartz
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3450028 3/16/2009
Latest Status Info Page 1 of 4

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:39:19 ET

Serial Number: 78927879 Assignment Information Trademark Document Retrieval

Registration Number: 3344122

Mark

(words only): NEWTEK BUSINESS SERVICES

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2007-11-27

Filing Date: 2006-07-12

Transformed into a National Application: No

Registration Date: 2007-11-27

Register: Principal

Law Office Assigned: LAW OFFICE 105

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2007-11-27

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3344122&action=Request+Status 3/16/2009
Latest Status Info Page 2 of 4

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 035
Class Status: Active
accounting services; online accounting services; computerized accounting services; accounting services
for electronic funds services; administration of business payroll for others; payroll preparation; financial
statement preparation and analysis for business; integrated tracking and management of commercial
transactions on a global computer network; computer services, namely, notification services to
businesses in the nature of providing information regarding business filing requirements and filing dates
via the Internet and email; income tax consultation and preparation services; business acquisition and
merger consultation; business appraisals; business auditing; business consultation; business development
services, namely, providing start-up support for businesses of others; business invoicing services;
conducting business and market research surveys; business management planning; business
management information on a wide variety of topics to business professionals; business marketing;
business marketing consulting services; business organizational consultation; business planning;
business research and surveys; business succession planning; business supervision; preparing business
reports; providing statistical information for businesses; business management consultation and
management consultation services; consulting services in the field of business management,
management, and human resources
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

International Class: 036
Class Status: Active
financial analysis for business; financial analysis and consultation services; financial management
services; business finance procurement services; loan financing and loan programs; providing financial
and bank account information by telephone and the Internet; on-line financial and banking services; bill
payment services; electronic payment, namely electronic processing and transmission of bill payment
data; financial information provided by electronic means; tax payment processing services; business
brokerage
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

International Class: 038
Class Status: Active
providing high speed access to area networks and a global computer information networks
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

International Class: 042
Class Status: Active
providing temporary use of on-line non-downloadable software for use providing referral, financial,

http://tarr.uspto.gov/tarr?regser=registration&entry=3344122&action=Request+Status 3/16/2009
Latest Status Info Page 3 of 4

sales, planning, forecasting, and budgeting modules; providing temporary use of on-line non-
downloadable software to allow customers to access account information, review referral information,
and initiate contact requests
Basis: 1(a)
First Use Date: 2000-10-03
First Use in Commerce Date: 2000-10-03

ADDITIONAL INFORMATION

Disclaimer: “business services”

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2007-11-27 – Registered – Principal Register

2007-09-11 – Published for opposition

2007-08-22 – Notice of publication

2007-08-03 – Law Office Publication Review Completed

2007-08-03 – Assigned To LIE

2007-06-20 – Approved for Pub – Principal Register (Initial exam)

2007-06-20 – Examiner’s Amendment Entered

2007-06-20 – Notification Of Examiners Amendment E-Mailed

2007-06-20 – EXAMINERS AMENDMENT E-MAILED

2007-06-20 – Examiners Amendment -Written

2007-06-12 – Teas/Email Correspondence Entered

2007-06-12 – Communication received from applicant

2007-06-12 – TEAS Response to Office Action Received

2007-01-17 – Applicant/Correspondence Changes (Non-Responsive) Entered

2007-01-17 – TEAS Change Of Owner Address Received

http://tarr.uspto.gov/tarr?regser=registration&entry=3344122&action=Request+Status 3/16/2009
Latest Status Info Page 4 of 4

2006-12-13 – Non-final action e-mailed

2006-12-13 – Non-Final Action Written

2006-12-11 – Assigned To Examiner

2006-07-19 – Notice Of Pseudo Mark Mailed

2006-07-18 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
SCOTT B. SCHWARTZ
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3344122&action=Request+Status 3/16/2009
Latest Status Info Page 1 of 3

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:40:20 ET

Serial Number: 77212964 Assignment Information Trademark Document Retrieval

Registration Number: 3437414

Mark

(words only): NEWTEK WEB SERVICES

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2008-05-27

Filing Date: 2007-06-22

Transformed into a National Application: No

Registration Date: 2008-05-27

Register: Principal

Law Office Assigned: LAW OFFICE 117

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2008-04-21

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway

http://tarr.uspto.gov/tarr?regser=registration&entry=3437414 3/16/2009
Latest Status Info Page 2 of 3

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 038
Class Status: Active
providing electronic mail services for others
Basis: 1(a)
First Use Date: 2008-01-15
First Use in Commerce Date: 2008-01-15

International Class: 042
Class Status: Active
computer and business services, namely, hosting of the web sites of others on a computer server for a
global computer network; providing information about web site development; web site hosting services;
designing, developing, and hosting web sites for others; computer network address management
services, namely, providing services enabling entities to reserve, manage and secure domain names for
use on a global computer network and to access, add, modify, or delete their domain name information;
data encryption services
Basis: 1(a)
First Use Date: 2008-01-15
First Use in Commerce Date: 2008-01-15

ADDITIONAL INFORMATION

Disclaimer: “WEB SERVICES”

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2008-05-27 – Registered – Principal Register

2008-04-21 – Law Office Registration Review Completed

2008-04-21 – Allowed for Registration – Principal Register (SOU accepted)

2008-03-18 – Statement of use processing complete

2008-02-26 – Amendment to Use filed

http://tarr.uspto.gov/tarr?regser=registration&entry=3437414 3/16/2009
Latest Status Info Page 3 of 3

2008-02-26 – TEAS Statement of Use Received

2008-02-26 – Noa Mailed – SOU Required From Applicant

2007-12-04 – Published for opposition

2007-11-14 – Notice of publication

2007-10-30 – Law Office Publication Review Completed

2007-10-30 – Assigned To LIE

2007-09-28 – Approved for Pub – Principal Register (Initial exam)

2007-09-25 – Examiner’s Amendment Entered

2007-09-25 – Notification Of Examiners Amendment E-Mailed

2007-09-25 – EXAMINERS AMENDMENT E-MAILED

2007-09-25 – Examiners Amendment -Written

2007-09-25 – Notification Of Non-Final Action E-Mailed

2007-09-25 – Non-final action e-mailed

2007-09-25 – Non-Final Action Written

2007-09-25 – Assigned To Examiner

2007-06-26 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
Scott B. Schwartz
COZEN O’CONNOR
INTELLECTUAL PROPERTY GROUP
1900 MARKET STREET
PHILADELPHIA PA 19103
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3437414 3/16/2009
Latest Status Info Page 1 of 4

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:41:17 ET

Serial Number: 77000237 Assignment Information Trademark Document Retrieval

Registration Number: 3454308

Mark

(words only): NEWTEK NEWT

Standard Character claim: No

Current Status: Registered.

Date of Status: 2008-06-24

Filing Date: 2006-09-15

Transformed into a National Application: No

Registration Date: 2008-06-24

Register: Principal

Law Office Assigned: LAW OFFICE 110

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2008-05-19

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3454308&action=Request+Status 3/16/2009
Latest Status Info Page 2 of 4

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 035
Class Status: Active
financial analysis for business; accounting services; online accounting services; computerized
accounting services; accounting services for electronic funds services; administration of business payroll
for others; payroll preparation; integrated tracking and management of commercial transactions on a
global computer network; income tax consultation and preparation services; business consultation;
business development services, namely, providing start-up support for businesses of others; business
marketing consulting services; business planning; preparing business reports
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2008-04-30

International Class: 036
Class Status: Active
financial analysis and consultation services; business finance procurement services; loan financing and
loan programs in the nature of business loans and temporary loans; electronic payment, namely,
electronic processing and transmission of bill payment data
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2008-04-30

International Class: 038
Class Status: Active
providing electronic mail services for others
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2008-04-30

International Class: 042
Class Status: Active
providing temporary use of on-line non-downloadable software to allow customers to access account
information, review referral information, and initiate contact requests
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2008-04-30

ADDITIONAL INFORMATION

Color(s) Claimed: Color is not claimed as a feature of the mark.

Description of Mark: The mark consists of the wording “NEWTEK” with the wording reflected
beneath. A stylized newt wearing a t-shirt with the term “NEWT” on it stands to the left of the letter

http://tarr.uspto.gov/tarr?regser=registration&entry=3454308&action=Request+Status 3/16/2009
Latest Status Info Page 3 of 4

“N”.

Design Search Code(s):
03.01.08 – Dogs; Puppies
03.01.26 – Costumed cats, dogs, wolves, foxes, bears and those with human attributes
03.21.06 – Chameleons; Geckos; Iguanas; Lizards, salamanders, chameleons, iguanas; Newts;
Salamanders
16.03.07 – Eyeglasses; Frames, eyeglass; Glasses, eye; Glasses, safety; Goggles; Safety goggles;
Spectacles; Sunglasses

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2008-06-24 – Registered – Principal Register

2008-05-19 – Law Office Registration Review Completed

2008-05-19 – Allowed for Registration – Principal Register (SOU accepted)

2008-05-16 – Teas/Email Correspondence Entered

2008-05-16 – Communication received from applicant

2008-05-14 – TEAS Response to Office Action Received

2008-05-13 – Notification Of Non-Final Action E-Mailed

2008-05-13 – NON-FINAL ACTION E-MAILED

2008-05-13 – SU – Non-Final Action – Written

2008-05-12 – Statement of use processing complete

2008-04-30 – Amendment to Use filed

2008-04-30 – TEAS Statement of Use Received

2007-10-30 – Noa Mailed – SOU Required From Applicant

2007-08-07 – Published for opposition

2007-07-18 – Notice of publication

http://tarr.uspto.gov/tarr?regser=registration&entry=3454308&action=Request+Status 3/16/2009
Latest Status Info Page 4 of 4

2007-06-29 – Law Office Publication Review Completed

2007-06-29 – Assigned To LIE

2007-05-25 – Approved for Pub – Principal Register (Initial exam)

2007-05-25 – Teas/Email Correspondence Entered

2007-05-24 – Communication received from applicant

2007-05-24 – TEAS Response to Office Action Received

2007-01-17 – Applicant/Correspondence Changes (Non-Responsive) Entered

2007-01-17 – TEAS Change Of Owner Address Received

2006-12-16 – Non-final action e-mailed

2006-12-16 – Non-Final Action Written

2006-12-11 – Assigned To Examiner

2006-09-21 – Notice Of Design Search Code And Pseudo Mark Mailed

2006-09-20 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
Scott B. Schwartz
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3454308&action=Request+Status 3/16/2009
Latest Status Info Page 1 of 3

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:41:56 ET

Serial Number: 78927807 Assignment Information Trademark Document Retrieval

Registration Number: 3455741

Mark

(words only): NEWTEK REFERRAL SYSTEM

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2008-06-24

Filing Date: 2006-07-12

Transformed into a National Application: No

Registration Date: 2008-06-24

Register: Principal

Law Office Assigned: LAW OFFICE 105

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2008-05-20

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3455741&action=Request+Status 3/16/2009
Latest Status Info Page 2 of 3

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 042
Class Status: Active
Providing temporary use of on-line non-downloadable software to allow customers to access account
information, review referral information, and initiate contact requests
Basis: 1(a)
First Use Date: 2003-06-00
First Use in Commerce Date: 2003-06-00

ADDITIONAL INFORMATION

Disclaimer: “REFERRAL SYSTEM”

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2008-06-24 – Registered – Principal Register

2008-05-20 – Law Office Registration Review Completed

2008-05-20 – Assigned To LIE

2008-05-20 – Allowed for Registration – Principal Register (SOU accepted)

2008-05-13 – Statement of use processing complete

2008-04-30 – Amendment to Use filed

2008-04-30 – TEAS Statement of Use Received

2007-10-30 – Noa Mailed – SOU Required From Applicant

2007-08-07 – Published for opposition

2007-07-18 – Notice of publication

http://tarr.uspto.gov/tarr?regser=registration&entry=3455741&action=Request+Status 3/16/2009
Latest Status Info Page 3 of 3

2007-07-05 – Law Office Publication Review Completed

2007-07-05 – Assigned To LIE

2007-05-31 – Approved for Pub – Principal Register (Initial exam)

2007-05-30 – Teas/Email Correspondence Entered

2007-05-29 – Communication received from applicant

2007-05-29 – TEAS Response to Office Action Received

2007-01-17 – Applicant/Correspondence Changes (Non-Responsive) Entered

2007-01-17 – TEAS Change Of Owner Address Received

2006-12-13 – Non-final action e-mailed

2006-12-13 – Non-Final Action Written

2006-12-11 – Assigned To Examiner

2006-07-19 – Notice Of Pseudo Mark Mailed

2006-07-18 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
Scott B. Schwartz
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3455741&action=Request+Status 3/16/2009
Latest Status Info Page 1 of 4

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:42:19 ET

Serial Number: 77258988 Assignment Information Trademark Document Retrieval

Registration Number: 3521979

Mark

(words only): NEWTEK TECHNOLOGY SERVICES

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2008-10-21

Filing Date: 2007-08-20

Transformed into a National Application: No

Registration Date: 2008-10-21

Register: Principal

Law Office Assigned: LAW OFFICE 117

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2008-09-15

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway

http://tarr.uspto.gov/tarr?regser=registration&entry=3521979 3/16/2009
Latest Status Info Page 2 of 4

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 038
Class Status: Active
providing electronic mail services for others
Basis: 1(a)
First Use Date: 2008-05-15
First Use in Commerce Date: 2008-05-15

International Class: 042
Class Status: Active
computer and business services, namely, hosting of the web sites of others on a computer server for a
global computer network; providing information about web site development; web site hosting services;
designing, developing, and hosting web sites for others; computer network address management
services, namely, providing services enabling entities to reserve, manage and secure domain names for
use on a global computer network and to access, add, modify, or delete their domain name information
Basis: 1(a)
First Use Date: 2008-05-15
First Use in Commerce Date: 2008-05-15

ADDITIONAL INFORMATION

Disclaimer: “TECHNOLOGY SERVICES”

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2008-10-21 – Registered – Principal Register

2008-09-15 – Law Office Registration Review Completed

2008-09-15 – Allowed for Registration – Principal Register (SOU accepted)

2008-08-29 – Statement of use processing complete

2008-08-25 – Amendment to Use filed

http://tarr.uspto.gov/tarr?regser=registration&entry=3521979 3/16/2009
Latest Status Info Page 3 of 4

2008-08-29 – Case Assigned To Intent To Use Paralegal

2008-08-25 – TEAS Statement of Use Received

2008-02-26 – Noa Mailed – SOU Required From Applicant

2007-12-04 – Published for opposition

2007-11-14 – Notice of publication

2007-10-30 – Law Office Publication Review Completed

2007-10-30 – Assigned To LIE

2007-09-28 – Approved for Pub – Principal Register (Initial exam)

2007-09-25 – Examiner’s Amendment Entered

2007-09-25 – Notification Of Examiners Amendment E-Mailed

2007-09-25 – EXAMINERS AMENDMENT E-MAILED

2007-09-25 – Examiners Amendment -Written

2007-09-25 – Notification Of Non-Final Action E-Mailed

2007-09-25 – Non-final action e-mailed

2007-09-25 – Non-Final Action Written

2007-09-25 – Assigned To Examiner

2007-08-24 – Notice Of Pseudo Mark Mailed

2007-08-23 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
SCOTT B. SCHWARTZ
COZEN O’CONNOR
1900 MARKET STREET
INTELLECTUAL PROPERTY GROUP
PHILADELPHIA, PA 19103
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3521979 3/16/2009
Latest Status Info Page 4 of 4

http://tarr.uspto.gov/tarr?regser=registration&entry=3521979 3/16/2009
Latest Status Info Page 1 of 4

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:42:39 ET

Serial Number: 77000258 Assignment Information Trademark Document Retrieval

Registration Number: 3547273

Mark

(words only): NEWTEK BUSINESS SOLUTIONS

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2008-12-16

Filing Date: 2006-09-15

Transformed into a National Application: No

Registration Date: 2008-12-16

Register: Principal

Law Office Assigned: LAW OFFICE 110

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2008-11-13

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3547273 3/16/2009
Latest Status Info Page 2 of 4

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 036
Class Status: Active
financial analysis and consultation services; financial management services; business finance
procurement services; loan financing and loan programs in the nature of business loans and temporary
loans; providing financial and bank account information by telephone and the internet; providing on-line
financial services in the nature of banking and banking services; bill payment services; electronic
payment, namely, electronic processing and transmission of bill payment data; financial information
provided by electronic means; tax payment processing services; business brokerage
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2006-10-00

International Class: 042
Class Status: Active
providing temporary use of on-line non-downloadable software for use providing referral, financial,
sales, planning, forecasting, and budgeting modules; providing temporary use of on-line non-
downloadable software to allow customers to access account information, review referral information,
and initiate contact requests
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2006-10-00

ADDITIONAL INFORMATION

Disclaimer: “BUSINESS SOLUTIONS”

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2008-12-16 – Registered – Principal Register

2008-11-13 – Law Office Registration Review Completed

2008-11-13 – Allowed for Registration – Principal Register (SOU accepted)

http://tarr.uspto.gov/tarr?regser=registration&entry=3547273 3/16/2009
Latest Status Info Page 3 of 4

2008-11-03 – Assigned To Examiner

2008-11-03 – Statement of use processing complete

2008-10-30 – Amendment to Use filed

2008-10-31 – Case Assigned To Intent To Use Paralegal

2008-10-30 – TEAS Statement of Use Received

2008-05-09 – Extension 1 granted

2008-04-30 – Extension 1 filed

2008-04-30 – TEAS Extension Received

2007-10-30 – Noa Mailed – SOU Required From Applicant

2007-08-07 – Published for opposition

2007-07-18 – Notice of publication

2007-07-05 – Law Office Publication Review Completed

2007-07-05 – Assigned To LIE

2007-05-31 – Approved for Pub – Principal Register (Initial exam)

2007-05-30 – Teas/Email Correspondence Entered

2007-05-29 – Communication received from applicant

2007-05-29 – TEAS Response to Office Action Received

2007-01-17 – Applicant/Correspondence Changes (Non-Responsive) Entered

2007-01-17 – TEAS Change Of Owner Address Received

2006-12-16 – Non-final action e-mailed

2006-12-16 – Non-Final Action Written

2006-12-11 – Assigned To Examiner

2006-09-21 – Notice Of Pseudo Mark Mailed

2006-09-20 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

http://tarr.uspto.gov/tarr?regser=registration&entry=3547273 3/16/2009
Latest Status Info Page 4 of 4

Attorney of Record
Scott B. Schwartz

Correspondent
Scott B. Schwartz
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3547273 3/16/2009
Latest Status Info Page 1 of 3

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-03-16 13:43:01 ET

Serial Number: 77461943 Assignment Information Trademark Document Retrieval

Registration Number: 3546589

Mark

(words only): NEWTEK BIZEXEC

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2008-12-16

Filing Date: 2008-04-30

Transformed into a National Application: No

Registration Date: 2008-12-16

Register: Principal

Law Office Assigned: LAW OFFICE 105

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2008-12-16

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3546589 3/16/2009
Latest Status Info Page 2 of 3

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 035
Class Status: Active
business referral programs; business referral program, namely, arranging and conducting a referral
program to promote the sale and provision of business services and by passing business leads and
referrals to program members
Basis: 1(a)
First Use Date: 2006-10-00
First Use in Commerce Date: 2006-10-00

ADDITIONAL INFORMATION

Prior Registration Number(s):
3344122
3450028
3454309

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2008-12-16 – Registered – Principal Register

2008-09-30 – Published for opposition

2008-09-10 – Notice of publication

2008-08-22 – Law Office Publication Review Completed

2008-08-22 – Assigned To LIE

2008-08-14 – Approved for Pub – Principal Register (Initial exam)

2008-08-14 – Examiner’s Amendment Entered

2008-08-14 – Notification Of Examiners Amendment E-Mailed

http://tarr.uspto.gov/tarr?regser=registration&entry=3546589 3/16/2009
Latest Status Info Page 3 of 3

2008-08-14 – Examiners amendment e-mailed

2008-08-14 – Examiners Amendment -Written

2008-08-14 – Assigned To Examiner

2008-05-06 – Notice Of Pseudo Mark Mailed

2008-05-05 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
SCOTT B. SCHWARTZ
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA, PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3546589 3/16/2009
Latest Status Info Page 1 of 4

Thank you for your request. Here are the latest results from the TARR web server.

This page was generated by the TARR system on 2009-08-26 09:34:38 ET

Serial Number: 78927895 Assignment Information Trademark Document Retrieval

Registration Number: 3312445

Mark

(words only): AT NEWTEK, WE DO IT BETTER.

Standard Character claim: Yes

Current Status: Registered.

Date of Status: 2007-10-16

Filing Date: 2006-07-12

Transformed into a National Application: No

Registration Date: 2007-10-16

Register: Principal

Law Office Assigned: LAW OFFICE 110

If you are the applicant or applicant’s attorney and have questions about this file, please contact
the Trademark Assistance Center at [email protected]

Current Location: 650 -Publication And Issue Section

Date In Location: 2007-10-16

LAST APPLICANT(S)/OWNER(S) OF RECORD

1. Newtek Business Services, Inc.

Address:
Newtek Business Services, Inc.
1440 Broadway 17th Floor

http://tarr.uspto.gov/tarr?regser=registration&entry=3312445 8/26/2009
Latest Status Info Page 2 of 4

New York, NY 10018
United States
Legal Entity Type: Corporation
State or Country of Incorporation: New York

GOODS AND/OR SERVICES

International Class: 035
Class Status: Active
financial analysis for business; accounting services; online accounting services; computerized
accounting services; accounting services for electronic funds services; administration of business payroll
for others; payroll preparation; financial statement preparation and analysis for business; integrated
tracking and management of commercial transactions on a global computer network; computer services,
namely, notification services to businesses in the nature of providing information regarding business
filing requirements and filing dates via the Internet and email; income tax consultation and preparation
services; business acquisition and merger consultation; business appraisals; business auditing; business
consultation; business development services, namely, providing start-up support for businesses of
others; business invoicing services; conducting business and market research surveys; business
management planning; business management information on a wide variety of topics to business
professionals; business marketing; business marketing consulting services; business organizational
consultation; business planning; business research and surveys; business succession planning; business
supervision; preparing business reports; providing statistical information for businesses; business
management consultation and management consultation services; consulting services in the field of
business management, management, and human resources
Basis: 1(a)
First Use Date: 2003-02-27
First Use in Commerce Date: 2003-02-27

International Class: 036
Class Status: Active
financial analysis and consultation services; financial management services; business finance
procurement services; loan financing and loan programs in the nature of business loans and temporary
loans; providing financial and bank account information by telephone and the internet; providing on-line
financial services in the nature of banking and banking services; bill payment services; electronic
payment, namely, electronic processing and transmission of bill payment data; financial information
provided by electronic means; tax payment processing services; business brokerage
Basis: 1(a)
First Use Date: 2003-02-27
First Use in Commerce Date: 2003-02-27

International Class: 038
Class Status: Active
providing high speed access to area networks and a global computer information networks
Basis: 1(a)
First Use Date: 2003-02-27
First Use in Commerce Date: 2003-02-27

International Class: 042
Class Status: Active
providing temporary use of on-line non-downloadable software for use providing referral, financial,

http://tarr.uspto.gov/tarr?regser=registration&entry=3312445 8/26/2009
Latest Status Info Page 3 of 4

sales, planning, forecasting, and budgeting modules; providing temporary use of on-line non-
downloadable software to allow customers to access account information, review referral information,
and initiate contact requests
Basis: 1(a)
First Use Date: 2003-02-27
First Use in Commerce Date: 2003-02-27

ADDITIONAL INFORMATION

(NOT AVAILABLE)

MADRID PROTOCOL INFORMATION

(NOT AVAILABLE)

PROSECUTION HISTORY

NOTE: To view any document referenced below, click on the link to “Trademark Document
Retrieval” shown near the top of this page.

2007-10-16 – Registered – Principal Register

2007-07-31 – Published for opposition

2007-07-11 – Notice of publication

2007-06-28 – Law Office Publication Review Completed

2007-06-27 – Approved for Pub – Principal Register (Initial exam)

2007-06-26 – Teas/Email Correspondence Entered

2007-06-26 – Communication received from applicant

2007-06-26 – Assigned To LIE

2007-06-14 – TEAS Response to Office Action Received

2007-01-17 – Applicant/Correspondence Changes (Non-Responsive) Entered

2007-01-17 – TEAS Change Of Owner Address Received

2006-12-16 – Non-final action e-mailed

2006-12-16 – Non-Final Action Written

2006-12-11 – Assigned To Examiner

2006-07-19 – Notice Of Pseudo Mark Mailed

http://tarr.uspto.gov/tarr?regser=registration&entry=3312445 8/26/2009
Latest Status Info Page 4 of 4

2006-07-18 – New Application Entered In Tram

ATTORNEY/CORRESPONDENT INFORMATION

Attorney of Record
Scott B. Schwartz

Correspondent
SCOTT B. SCHWARTZ
COZEN O’CONNOR
1900 MARKET ST
PHILADELPHIA PA 19103-3527
Phone Number: 215-665-2771
Fax Number: 215-701-2171

http://tarr.uspto.gov/tarr?regser=registration&entry=3312445 8/26/2009