Holtzman
Kuhlke*
Wellington
THIS OPINION IS A
PRECEDENT OF THE TTAB
Mailed: May 31, 2007
UNITED STATES PATENT AND TRADEMARK OFFICE
________
Trademark Trial and Appeal Board
________
In re Crystal Geyser Water Company
________
Serial No. 76201270
_______
Lawrence G. Townsend, Owen, Wickersham & Erickson, P.C. for
Crystal Geyser Water Company.
Elizabeth A. Hughitt, Trademark Examining Attorney, Law
Office 111 (Craig D. Taylor, Managing Attorney).
_______
Before Holtzman, Kuhlke and Wellington, Administrative
Trademark Judges.
Opinion by Kuhlke, Administrative Trademark Judge:
Crystal Geyser Water Company has filed an application
to register the mark on the Principal
Register for bottled spring water in International Class
32.1
The examining attorney required that applicant
disclaim the wording ALPINE SPRING WATER on the ground that
1
Application Serial No. 76201270, filed January 29, 2001, under
Section 1(a) of the Trademark Act, 15 U.S.C. §1051(a), alleging
May, 1998 as the date of first use and first use in commerce.
Serial No. 76201270
it is merely descriptive of applicants goods within the
meaning of Section 2(e)(1) of the Trademark Act, 15 U.S.C.
§1052(e)(1).2 When the examining attorney continued the
requirement for a disclaimer based on descriptiveness and
added misdescriptiveness as an alternative basis for the
requirement, applicant responded by filing an amendment to
seek registration under Section 2(f) of the Trademark Act
in part as to ALPINE SPRING WATER based on substantially
exclusive and continuous use in commerce for more than five
years and supporting evidence of acquired distinctiveness.
The examining attorney issued a non-final action
determining that applicant had not shown acquired
distinctiveness and maintained the refusal of registration
in the absence of a disclaimer under Section 6(a).
Applicant then submitted a disclaimer of the words SPRING
WATER, but applicant did not agree to a disclaimer of the
entire phrase ALPINE SPRING WATER. Consequently, pursuant
to Section 6(a) of the Trademark Act, 15 U.S.C. §1056(a),
the examining attorney made final the requirement for a
disclaimer and refusal of registration in the absence of
such disclaimer, stating that the declaration and evidence
was insufficient to establish acquired distinctiveness in
2
The examining attorney also refused registration under Section
2(d) based on likelihood of confusion with a prior registration.
2
Serial No. 76201270
view of the highly descriptive nature of the phrase.
Applicant has appealed and both applicant and the examining
attorney have filed briefs. We affirm the disclaimer
requirement and the refusal to register in the absence of a
disclaimer.
Inasmuch as applicant has amended its application to
seek registration under Section 2(f) in part based on
acquired distinctiveness, applicant has conceded that the
phrase ALPINE SPRING WATER is descriptive, and the only
issue before us is applicants assertion of acquired
distinctiveness. Yamaha Intl Corp. v. Hoshino Gakki Co.
Ltd., 840 F.2d 1572, 6 USPQ2d 1001, 1005 (Fed. Cir. 1988);
In re Cabot Corp., 15 USPQ2d 1224, 1229 (TTAB 1990). We
note, in any event, that the examining attorney has
submitted ample evidence to establish the mere
descriptiveness of the phrase alpine spring water as
shown below in the discussion relating to the highly
descriptive nature of the phrase.
It is applicants burden to prove acquired
distinctiveness. Yamaha, supra, 6 USPQ2d at 1006; In re
Hollywood Brands, Inc., 214 F.2d 139, 102 USPQ 294, 295
(CCPA 1954) ([T]here is no doubt that Congress intended
The Section 2(d) refusal was subsequently withdrawn after
applicant was granted its petition to cancel that registration.
3
Serial No. 76201270
that the burden of proof [under Section 2(f)] should rest
upon the applicant). [L]ogically that standard becomes
more difficult as the marks descriptiveness increases.
Yamaha, supra, 6 USPQ2d at 1008. A claim that applicant
has been using the subject matter for a long period of
substantially exclusive use may not be sufficient to
demonstrate that the mark has acquired distinctiveness.
See In re Gibson Guitar Corp., 61 USPQ2d 1948, 1952 (TTAB
2001) (66 years of use). The amount and character of
evidence required to establish acquired distinctiveness
depends on the facts of each case, Roux Laboratories, Inc.
v. Clairol Inc., 427 F.2d 823, 166 USPQ 34 (CCPA 1970), and
more evidence is required where a mark is so highly
descriptive that purchasers seeing the matter in relation
to the goods or services would be less likely to believe
that it indicates source in any one party. See In re
Bongrain International Corp., 894 F.2d 1316, 13 USPQ2d 1727
(Fed. Cir. 1990). Evidence of acquired distinctiveness can
include the length of use of the mark, advertising
expenditures, sales, survey evidence, and affidavits
asserting source-indicating recognition. However, a
successful advertising campaign is not in itself
necessarily enough to prove secondary meaning. In re
Boston Beer Co. L.P., 198 F.3d 1370, 53 USPQ2d 1056 (Fed.
4
Serial No. 76201270
Cir. 1999) (claim based on annual sales under the mark of
approximately eighty-five million dollars, and annual
advertising expenditures in excess of ten million dollars,
not sufficient to establish acquired distinctiveness in
view of highly descriptive nature of mark).
It is the examining attorneys position that ALPINE
SPRING WATER is highly descriptive and applicants evidence
is not sufficient to establish acquired distinctiveness.
In support of her position, the examining attorney relies
on the following dictionary definition from The American
Heritage Dictionary of the English Language, for alpine:
Alpine: 2. Of or relating to high mountains.
The examining attorney points to the following excerpt
from a website describing applicants founding and noting
one of their first water sources is an alpine spring:
To succeed, they needed a source of water in a
remote area not threatened by development. They
spent a year and a half networking to find the
right water sources an alpine spring 4,000 feet
up in the Sierra Nevada Mountains and a mineral
spring in Napa Valley and figuring out
financing, production and distribution. They
built a bottling plant near the spring in the
middle of nowhere to ensure the purity of their
product, Gordon says. We think thats
important. Its fundamental. www.colby.edu.
In addition, she submitted printouts from various
websites retrieved from the Internet and excerpted articles
from the LEXIS/NEXIS database where the phrases alpine
5
Serial No. 76201270
spring and alpine spring water are used by third parties
to describe a type of bottled water. As shown below, some
examples pertain to applicants proposed mark.
Does BIOTA really come from one of the highest
springs in the world? Yes. Snowmelt water is
filtered over one hundred years through 13,000-
foot peaks, emerging from its source 9,010 feet
above sea level. We believe this spring, now in
commercial use, is one of the highest and purest
alpine springs in the world.
www.biotaspringwater.com;
Pure alpine spring water, bottled with your
personalized label, is a perfect and
unforgettable refreshment for weddings and other
special events. Our bottled water comes in three
bottle sizes and dozens of label styles and
colors. www.finewaters.com;
What kind of water is best to drink? Bottled
water is more popular than ever, and for good
reason. Tap water often tastes bad and,
depending on where you live, it can contain
unwanted contaminants. If you choose bottled
water, the choices can be overwhelming. Some
things you might see on the bottles include:
spring water, distilled water, natural artesian
water, mountain spring water, alpine spring
water, and more. Confused yet? Adding to the
confusion is the fact that many bottled water
companies have been accused of putting misleading
labels on their bottles. If youre really
serious about your water, do the research on each
company and find out which brand is best for you.
www.healthdiaries.com;
Crystal Geyser has selected 20-person shop Nice
Advertising to design a national television and
print campaign for its bottled alpine spring
water. ADWEEK (November 4, 2002).
The favorite, though, was Crystal Geyser, alpine
spring water from the mountains in Tennessee. It
6
Serial No. 76201270
was the one judged to be the overall favorite.
Wilmington Star-News (October 13, 2002);
Bottled water, a familiar site [sic] to
dehydrated Mile High City dwellers, can be
customized through [email protected] Inc., a Boulder firm.
[email protected] puts a clients logo on 12-ounce, half-
liter and 1-liter bottles of alpine spring water.
The Denver Post (April 28, 1999);
DKNY (Donna Karan) exports her alpine spring
water from her California bottler to her London
boutique and to Milan, Italy, and sells out …
Chattanooga Free Press (March 8, 1998); and
Eagle-eyed consumers would have read that Dasani
was a product of the Coca Cola Company and
should, therefore, be water of the very highest
quality, yes? …Did it bubble up from a pure and
pristine alpine spring? Was it yet another
product from the Evian region? No and no. As it
turned out, Dasani was bottled tap water… Hull
Daily Mail (January 6, 2005).
The examining attorney also submitted examples of
applicants advertising and promotional materials in
support of her argument that they consistently reinforce
the highly descriptive significance of the phrase at
issue. Br. p. 10. In the excerpts below, the examining
attorney discusses the examples she highlights:
The label for water from the applicants Olancha
Peak bottling plant shows a diagram of snow-
covered mountains with 14,500-ft Mr. Whitney and
12,000-ft Olancha Peak labeled, and with the term
SOURCE indicated below these peaks in the
diagram. The wording BOTTLED AT THE SOURCE is
prominently displayed across the top of the
label.;
The page from the applicants website with the
heading THE DIFFERENCE states as follows:
7
Serial No. 76201270
Bottled at the Source. Our geologists
discovered remote, protected locations with water
of remarkable quality and purity…but that is
only the first step. Other companies may truck
their water from multiple sources. We, on the
other hand, build our bottling plants right at
the mountain source because its the best way to
bottle and protect CRYSTAL GEYSER alpine spring
waters freshness, purity and taste.;
The applicants website page with the heading
QUALITY introduces the information on this page
by stating that Crystal Geyser alpine spring
water means quality control with Crystal
Geyser having initial capitals and alpine
spring water shown in normal all-lowercase
lettering (exactly as just typed above in quoting
the statement), and with only the wording
quality control being bolded and shown in
larger lettering. In addition, the page tells
consumers: We bottle at the source: water is
drawn directly from the spring and bottled.;
The applicants website with the heading
FREQUENTLY ASKED QUESTIONS includes the
following question: Q: Does CRYSTAL GEYSER
ALPINE SPRING WATER use a 1 Micron filter to
filter alpine spring water?;
The applicants two-page advertisement for its
big bottle six pack shows, on the second page,
the large-type, bolded heading CRYSTAL GEYSER
ALPINE SPRING WATER, followed underneath by the
following explanation of the applicants goods:
ALPINE SPRING WATER The purest, best tasting
spring water comes from the highest mountains.
Ours begins as pure rain and snow in the Sierra
Nevada, then naturally filters through the
mountain layers before emerging at the Crystal
Geyser Roxane Spring. OUR SPRING It is located
below the 12,000 foot high Olancha Peak, which is
in the protected Golden Trout National Wilderness
area. Nearby Mt. Whitney is the highest peak in
the contiguous United States. SOURCE BOTTLING
At our protected 4,000 foot high alpine spring
source, our water is drawn from deep underground
to prevent any surface contamination…We bottle
8
Serial No. 76201270
Alpine Spring Water at our state of the art
bottling plant at the springs source. We firmly
believe that source bottling is the only way to
bottle and protect Crystal Geyser Alpine Spring
Waters clean, refreshing taste.; and
An online advertisement by a company selling the
applicants water includes the heading Product:
Alpine Spring Water, and describes the product
as follows: This alpine spring water begins as
the pure snow and rain that falls on 12,000 foot
Olancha peak in the towering Sierras. Its then
naturally filtered through the mountains layers.
Years later it emerges at the protected 4,000
foot high alpine source. Bottling at the source
maintains the quality and freshness.
Br. pp. 10-13.
The examining attorney then placed applicants
advertising in the context of the industry where
applicants competitors routinely place their house mark in
close proximity to the name of the goods, two examples are
set forth below.
9
Serial No. 76201270
We are persuaded by the evidence of record that the
phrase ALPINE SPRING WATER is highly descriptive of
applicants goods.
As proof of acquired distinctiveness, applicant
submitted the declaration of Jordan Nelson, applicants
Brand Manager, attesting to, inter alia, substantially
exclusive and continuous use of the mark in commerce in
connection with the identified goods since January 1990;
applicants sale of more than 7,650,000,000 bottles of its
spring water bearing the phrase Alpine Spring Water;
applicants display of Alpine Spring Water on its
delivery trucks; applicants use of this phrase in its
extensive advertising, including free-standing inserts or
coupon offers in newspapers; display of the mark on
promotional items (t-shirts, buttons, magnets), on sell
sheets, banners, and sales folders; and advertisements on
billboards. Mr. Nelson also asserted that applicant has
teamed up with a number of entertainment venues or tourist
attractions to sell its water as the official water of
such venues (e.g., Pier 39, a tourist attraction in San
Francisco, California, and Universal Studios in Hollywood,
California). Applicant submitted examples of its packaging
and advertising, and photographs of the billboards and
delivery trucks.
10
Serial No. 76201270
After a careful review of the record, we find that
applicant has not shown that the phrase Alpine Spring
Water has acquired distinctiveness. We are not persuaded
by applicants argument that because its mark CRYSTAL
GEYSER appears in close proximity to Alpine Spring Water
in its advertisements and promotions, the phrase alpine
spring water has been endowed with source-identifying
significance. In fact, it has the effect of informing the
consumer of the nature of the product, i.e., that it is
alpine spring water. Based on applicants own advertising,
it is clear that at least some, if not all, of applicants
bottled water originates from alpine springs.3 Thus,
despite the broad advertising campaign for CRYSTAL GEYSER
ALPINE SPRING WATER and the impressive sales figures, we do
not find that ALPINE SPRING WATER has come to signify the
commercial source of the product, but rather continues
merely to inform the consumers about the nature of the
product, particularly in an industry where consumers are
accustomed to seeing the brand name and the designation of
the type of bottled water in close proximity to each other,
as the examples set forth above illustrate. Similarly,
3
While one excerpt refers to the mountains of Tennessee as a
source of applicants water, most refer to higher, alpine peaks
outside Tennessee.
11
Serial No. 76201270
although ALPINE SPRING WATER appears in the labels in the
same color as CRYSTAL GEYSER and is set apart from the
other descriptive matter, specifically, the terms Natural
and Sodium-free displayed in a different color, we do not
find this sufficient to render applicants display of its
mark as significant evidence of distinctiveness, given the
highly descriptive nature of the phrase.4 While applicant
relies on In re America Online Inc., 77 USPQ2d 1618, 1619-
1621 (TTAB 2006) in support of its position, we caution
that each case must be determined on its own facts and
evidentiary record. We note that the circumstances present
in America Online were quite different and involved a
different industry. For example, in that case, the record
showed that applicant had 80 million users that send
approximately one billion messages each day using the
applicants services, and the record included evidence of
many corporations licensed to use the involved mark and
affidavits from customers attesting to the marks source-
identifying significance. America Online, at 1625.
In view of the highly descriptive nature of the phrase
ALPINE SPRING WATER, applicants evidence of acquired
4
We further note that use of the TM designation does not in
itself elevate descriptive matter to a trademark. In re
Remington Products Inc., 3 USPQ2d 1714 (TTAB 1987).
12
Serial No. 76201270
distinctiveness is insufficient to show that the phrase
acquired distinctiveness.
Decision: The requirement for a disclaimer under
Trademark Act Section 6(a), and the refusal of
registration in the absence of a disclaimer, is
affirmed. The phrase ALPINE SPRING WATER is merely
descriptive and applicant has not established, under
Section 2(f), that it has acquired distinctiveness.
However, if applicant submits the required disclaimer
of ALPINE SPRING WATER to the Board within thirty
days, this decision will be set aside as to the
affirmance of the disclaimer requirement, and the
application then shall proceed to publication.5 See
Trademark Rule 2.142(g), 37 C.F.R. §2.142(g).
5
The standardized printing format for the required disclaimer
text is as follows: No exclusive right to use ALPINE SPRING
WATER is claimed apart from the mark as shown. TMEP §1213.08(a)
(4th ed. April 2005).
13