Kuhlke
Greenbaum*
Pologeorgis
This Opinion is Not a
Precedent of the TTAB
Mailed: November 1, 2017
UNITED STATES PATENT AND TRADEMARK OFFICE
_____
Trademark Trial and Appeal Board
_____
Duke University
v.
Benson J. Williams
_____
Opposition No. 91220555
_____
Susan Freya Olive of Olive & Olive, P.A.,
for Duke University.
John E. Russell of Allmark Trademark,
for Benson J. Williams.
_____
Before Kuhlke, Greenbaum and Pologeorgis,
Administrative Trademark Judges.
Opinion by Greenbaum, Administrative Trademark Judge:
Benson J. Williams (Applicant) filed an application for registration on the
Principal Register of the mark DRANK UNIVERSITY (in standard characters) for
Athletic apparel, namely, shirts, pants, jackets, footwear,
hats and caps, athletic uniforms; Baseball caps and hats;
Caps; Hooded sweat shirts; Hooded sweatshirts; Knitted
caps; Leather hats; Open-necked shirts; Polo shirts; Rugby
shirts; Short-sleeved or long-sleeved t-shirts; Skull caps;
Sports caps and hats; Sweat bands; Sweat jackets; Sweat
pants; Sweat shirts; Sweat shorts; Sweat suits; T-shirts;
Opposition No. 91220555
Tee shirts; Wearable garments and clothing, namely,
shirts, in International Class 25.1
Duke University (Opposer), opposes registration pursuant to Section 2(d) of the
Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicants mark, when
applied to Applicants goods, so resembles Opposers numerous previously used and
registered DUKE and DUKE-formative marks including DUKE UNIVERSITY, and
close variants thereof, for various educational, entertainment, and sports services,
assorted clothing, and various other goods and services, as to be likely to cause
confusion. The most relevant registrations are:
Reg. No. Mark Relevant Goods
17018272 DUKE UNIVERSITY Shirts
(registered (stylized)
10/01/91, second
renewal)
20264923 DUKE (stylized, with a Clothing, namely, t-shirts
(registered heart design substituted
12/31/96, second for the letter U)
renewal)
2317603 DUKE UNIVERSITY Retail store and mail order
(registered STORES4 services in the field of clothing
07/21/92, second
renewal)
39360965 DUKE Clothing including hats,
(registered jackets, shirts, shorts, sweat
03/29/11, Sec. 8 & bands, sweat pants, sweat
shirts, and t-shirts
1Application Serial No. 85859775 was filed on February 25, 2013, based upon Applicants
claim of first use anywhere since at least as early as November 13, 2011, and use in commerce
since at least as early as March 25, 2012.
2 1 TTABVUE 32-34.
3 1 TTABVUE 44-46.
4 The term STORES is disclaimed.
5 1 TTABVUE 76-79.
-2-
Opposition No. 91220555
Reg. No. Mark Relevant Goods
15 accepted and
acknowledged)
39950156 composite mark consisting Clothing, namely, shirts
(registered of a medallion design and
07/12/11, Sec. 8 & the words DUKE
15 accepted and UNIVERSITY
acknowledged) ATHLETICS
EXCELLENCE LOYALTY
DIVERSITY EDUCATION
ACCOUNTABILITY
SPORTSMANSHIP
COMMITMENT
INTEGRITY RESPECT D
7
6 1 TTABVUE 80-83.
7 The registration includes the following description of the mark: The mark consists of a
medallion design that consists of two outer concentric rings and an inner circle. The
outermost ring has a scalloped border and contains nine stars. The mid ring contains the
words DUKE UNIVERSITY ATHLETICS in a circular presentation. The inner circle
contains the words LOYALTY DIVERSITY EDUCATION ACCOUNTABILITY stacked in
the top half and SPORTSMANSHIP COMMITMENT INTEGRITY RESPECT stacked in the
bottom half. The word EXCELLENCE appears in an oblong banner that horizontally bisects
the entire medallion. A stylized letter D appears at the bottom of the medallion in the
scalloped outer ring. Color is not claimed as a feature of the mark. The words UNIVERSITY,
ATHLETICS, EXCELLENCE, LOYALTY, DIVERSITY, EDUCATION,
ACCOUNTABILITY, SPORTSMANSHIP, COMMITMENT, INTEGRITY and RESPECT
have been disclaimed.
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Opposition No. 91220555
Opposer raised four additional grounds:
1. Applicants mark is likely to dilute Opposers famous marks DUKE and DUKE
UNIVERSITY through dilution by blurring and tarnishment pursuant to
Section 43(c) of the Trademark Act, 15 U.S.C. § 1125(c);
2. Applicants mark falsely suggests a connection with Opposer under Section
2(a) of the Trademark Act, 15 U.S.C. §1052(a);
3. the application is void ab initio pursuant to Section 1(a) of the Trademark Act
because Applicant did not use the mark in commerce on the identified goods
before the filing date of the use-based application; and
4. fraud based on false averments of use in the application declaration.
Applicant, in his answer, admitted the allegations in paragraph 1 of the Notice of
Opposition, namely, that Opposer is the owner of many marks consisting in whole
or substantial part of the term DUKE and close variants thereof [ ], which marks
include the term DUKE UNIVERSITY,8 and that Opposer appears to own the listed
registrations in paragraph 6.9 Applicant denied the other salient allegations in the
Notice of Opposition.
I. The Record
The record consists of the pleadings and, by operation of Trademark Rule
2.122(b), 37 C.F.R. § 2.122(b), the file of application Serial No. 85859775. Opposer
attached to the Notice of Opposition printouts from the USPTO TSDR electronic
8 1 TTABVUE 19, ¶ 1 (Notice of Opposition); 4 TTABVUE 2, ¶ 1 (Answer).
9 1 TTABVUE 20-21, ¶ 6 (Notice of Opposition); 4 TTABVUE 3 ¶ 6 (Answer). The listed
registrations include the five registrations set forth in the chart above.
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Opposition No. 91220555
database showing the status and title of Opposers 24 pleaded registrations.
Trademark Rule 2.122(d)(1), 37 C.F.R. § 2.122(d)(1).10 During its assigned testimony
period, Opposer filed the deposition, with exhibits, of James Earl Wilkerson, Director
of Trademark Licensing and Store Operations at Duke University,11 and a Notice of
Reliance upon Opposers Requests for Admission, Interrogatories, and Requests for
Documents.12
With respect to Opposers discovery requests, Opposer avers that Applicant failed
to respond to Opposers First Set of Discovery Requests, serving no objections and
providing no responses of any kind or nature. Counsel by signature to this document
declares under penalty of perjury that these documents were properly served in
accordance with the Rules and that no responses were received.13 Applicant has not
contested the averments. Accordingly, the Requests for Admission are deemed
admitted pursuant to Fed. R. Civ. P. 36(a)(3) (A matter is admitted unless, within
30 days after being served, the party to whom the request is directed serves on the
requesting party a written answer or objection addressed to the matter and signed by
the party of its attorney.). See also Trademark Rule 2.120(k)(3)(i), 37 C.F.R.
§ 2.120(k)(3)(i); TBMP § 407.03(a) (June 2017).
10 1 TTABVUE 29-108.
11 14 TTABVUE.
1215 TTABVUE. We refer to the specific Requests for Admission as RFA followed by the
particular number of the Request.
13 15 TTABVUE 3.
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Opposition No. 91220555
Several of the admissions concern Opposers priority for all of its pleaded marks,14
including Opposers priority in Opposers mark DUKE UNIVERSITY for apparel
and clothing, particularly shirts.15 In addition, Applicant admits the following:
1. Applicant was aware of Opposer and its use of the pleaded marks on apparel
when he selected his mark;16
2. the goods identified in the application and pleaded registrations move in the
same trade channels to the same class of consumers including college
students;17
3. Applicants goods are not targeted to sophisticated consumers;18
4. Applicants Mark is substantially similar to at least one of Opposers
Marks,19 and Applicants Mark is substantially similar to Opposers
Marks;20
5. Opposer owns the pleaded registrations including registrations for marks in
International Class 25, all of which are valid and subsisting;21
6. Opposers DUKE mark is famous;22 and
14 15 TTABVUE 7-9, RFA 1-16.
15 15 TTABVUE 8-9, RFA 10-16.
16 15 TTABVUE 9-10, RFA 17-20.
17 15 TTABVUE 10, 12, RFA 21-24, 36.
18 15 TTABVUE 12, RFA 35.
19 15 TTABVUE 12, RFA 38.
20 15 TTABVUE 16, RFA 52.
21 15 TTABVUE 12-14, RFA 39-40, 42-44.
22 15 TTABVUE 15, RFA 45.
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Opposition No. 91220555
7. Applicant is not associated with, licensed by, or connected to Opposer.23
We highlight the importance of these admissions because all matters are
considered to be conclusively established unless the court on motion permits
withdrawal or amendment of the admission. See Fed. R. Civ. P. 36(b). Applicant has
not filed such a motion.
Applicant submitted no testimony or other evidence, and only Opposer filed a
brief. Nonetheless, Opposer, as plaintiff in this proceeding, must prove its standing
and its claims by a preponderance of the evidence. See Cerveceria Centroamericana,
S.A. v. Cerveceria India Inc., 892 F.2d 1021, 13 USPQ2d 1307, 1309 (Fed. Cir. 1989).
II. Standing and Priority
Because Opposers pleaded registrations are of record, are valid and subsisting,
and are owned by Opposer, Opposers standing to oppose registration of Applicants
mark is established and its priority is not in issue as to the goods and services listed
therein. See Empresa Cubana Del Tabaco v. Gen. Cigar Co., 753 F.3d 1270, 111
USPQ2d 1058, 1062 (Fed. Cir. 2014); Cunningham v. Laser Golf Corp., 222 F.3d 943,
55 USPQ2d 1842, 1844 (Fed. Cir. 2000); Lipton Indus., Inc. v. Ralston Purina Co.,
670 F.2d 1024, 213 USPQ 185 (CCPA 1982); and King Candy Co., Inc. v. Eunice Kings
Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108 (CCPA 1974). Applicant does not dispute
Opposers standing and, as noted above, admits Opposers priority as to each of the
23 15 TTABVUE 15, RFA 48.
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Opposition No. 91220555
pleaded marks.24 Even without this admission, Applicant presented no testimony or
other evidence, and therefore has not established any earlier use of his mark.
We turn now to Opposers claim of likelihood of confusion. For purposes of this
proceeding, Opposers claim of common law rights is unnecessary, and we have not
considered it in making our decision.25
III. Likelihood of Confusion
When the question is likelihood of confusion, we analyze the facts as they relate
to the relevant factors set out in In re E.I. du Pont de Nemours & Co., 476 F.2d 1357,
177 USPQ 563, 567 (CCPA 1973). See also In re Majestic Distilling Co., 315 F.3d 1311,
65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key
considerations are the similarities between the marks and the similarities between
the goods or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d
1098, 192 USPQ 24 (CCPA 1976). We discuss below these and other relevant factors.
See M2 Software, Inc. v. M2 Commcns, Inc., 450 F.3d 1378, 78 USPQ2d 1944, 1947
(Fed. Cir. 2006) (even within du Pont list, only factors that are relevant and of
record need be considered).
24 15 TTABVUE 7-9, RFA 1-16.
25 Nonetheless, we note Applicants admission that Opposer owns common law marks that
are used on goods classified in International Class 25. 15 TTABVUE 13, RFA 41. We also
acknowledge Mr. Wilkersons uncontroverted testimony as to Opposers use of the common
law marks DUKE and DUKE UNIVERSITY in connection with clothing [f]or decades prior
to the Applicants alleged first use of Applicants Mark in 2011. 14 TTABVUE 201, ¶ 22.
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Opposition No. 91220555
A. Similarity of the Parties Goods and Services and Channels of Trade
We begin with the du Pont factors involving the relatedness of the goods and
services, and the similarity of established, likely to continue channels of trade. We
base our evaluation on the goods and services as they are identified in the application
and registrations. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d
1317, 110 USPQ2d 1157, 1171 (Fed. Cir. 2014); Octocom Sys. Inc. v. Houston
Computers Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990).
1. Similarity of the Goods and Services
Applicants goods and Opposers goods overlap to the extent that all of Opposers
above-listed goods, namely, hats, jackets, shirts, shorts, sweat bands, sweat
pants, sweat shirts, and tshirts, are listed in Applicants identification of goods.
Accordingly, the goods are identical in part, and the other goods identified in the
application comprise closely related apparel. Applicant also has admitted that
Opposer uses the mark DUKE UNIVERSITY in commerce in connection with shirts
sold in the USA,26 and that [t]he goods in Class 025 for which [Applicant] seeks to
register the Subject mark includes shirts.27 In addition, Mr. Wilkerson testified that
[f]or decades prior to [ ] Applicants first use of [his] mark in 2011, [Opposer] has
used the marks DUKE and DUKE UNIVERSITY in connection with clothing,
including nearly all of the items identified in the application.28 Opposer attached to
26 15 TTABVUE 9, RFA 13.
27 15 TTABVUE 9, RFA 14.
28 14 TTABVUE 201, ¶ 22.
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Opposition No. 91220555
Mr. Wilkersons testimony examples of many such items.29 Moreover, Applicants
identified goods are related to Opposers retail store and mail order services featuring
clothing inasmuch as goods and the services of selling those same goods are related
for purposes of likelihood of confusion. See, e.g., In re Hyper Shoppes (Ohio), Inc., 837
F.2d 463, 6 USPQ2d 1025 (Fed. Cir. 1988) (holding BIGGS for retail grocery and
general merchandise store services and BIGGS and design for furniture likely to
cause confusion); In re U.S. Shoe Corp., 229 USPQ 707 (TTAB 1985) (applicants mark
CAREER IMAGE for womens clothing stores and womens clothing likely to cause
confusion with CREST CAREER IMAGES for uniforms including items of womens
clothing).
2. Channels of Trade
Because the goods of the parties are identical, in part, and neither Opposers
registrations nor the involved application contain any limitations on the channels of
trade and classes of purchasers, we must presume that they are the same for these
identical goods. See Stone Lion, 110 USPQ2d at 1161; In re Yawata Iron & Steel Co.,
Ltd., 403 F.2d 752, 159 USPQ 721, 723 (CCPA 1968) (where there are legally identical
goods, the channels of trade and classes of purchasers are considered to be the same).
Such trade channels would include retail store and mail order services featuring
clothing, such as that identified in Reg. No. 1702350 (DUKE UNIVERSITY
STORES).
29 14 TTABVUE 226-255 (Wilkerson Dec., Exhibit 2).
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Opposition No. 91220555
We also note Applicants many admissions concerning the overlapping trade
channels and classes of customers.30 In particular, Applicant has admitted that
Applicants goods will be sold through the same channels of trade as those used by
Opposer and Opposers licensees to offer Opposers Goods and/or Services under
Opposers Marks,31 Applicant has marketed its goods to college students,32 and
Applicants goods could be marketed and/or sold to the same types of consumers as
those who currently purchase goods and services offered by Opposer and its licensees
under Opposers Marks.33
Accordingly, these du Pont factors support a finding of likely confusion.
B. Conditions of Sale
Next, we consider the conditions under which the goods and services are likely to
be purchased, e.g., whether on impulse or after careful consideration, as well as the
degree, if any, of sophistication of the consumers. Purchaser sophistication may tend
to minimize likelihood of confusion. Conversely, impulse purchasers of inexpensive
items may tend to have the opposite effect. Palm Bay Imps. Inc. v. Veuve Clicquot
Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691, 1695 (Fed.
Cir. 2005) (citation omitted). Again, because we are bound by the identifications of
goods and services in the application and pleaded registrations, and because none of
The record also demonstrates that the channels of trade are similar, if not identical. See 14
30
TTABVUE 197-198, ¶¶ 10 and 14; 14 TTABVUE 204, ¶ 30; and 14 TTABVUE 207, ¶ 40.
31 15 TTABVUE 11, RFA 32.
32 15 TTABVUE 12, RFA 33.
33 15 TTABVUE 12, RFA 36.
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Opposition No. 91220555
the identifications are restricted as to price, we must presume that Applicants goods
and Opposers goods and services are marketed to all ordinary consumers of clothing.
Ordinary consumers of these goods and services are likely to exercise only ordinary
care, and given the lack of price restrictions in the identifications, may buy the
identified goods on impulse. See Recot Inc. v. M.C. Becton, 214 F.3d 1322, 54 USPQ2d
1894, 1899 (Fed. Cir. 2000) (When products are relatively low-priced and subject to
impulse buying, the risk of likelihood of confusion is increased because purchasers of
such products are held to a lesser standard of purchasing are.). Indeed, Mr.
Wilkerson testified that [c]onsumers of DUKE-branded goods come from all sectors
of the public at large. They range from grandparents to young adults and children
essentially any person who has access to funds. The purchase price of DUKE and
DUKE UNIVERSITY-branded apparel and clothing is such that consumers can buy
a quick gift for themselves or for a family member of friend.34 Similarly, Applicant
has admitted that his goods are not targeted to sophisticated consumers.35
Accordingly, this factor favors a finding of a likelihood of confusion.
C. Similarity of the Marks
We turn now to the du Pont factor of the similarity or dissimilarity of Applicants
mark DRANK UNIVERSITY and Opposers marks DUKE and DUKE UNIVERSITY,
and the variants listed in the chart above. We analyze the marks in their entireties
as to appearance, sound, connotation and commercial impression. In re Viterra, 671
34 14 TTABVUE 207, ¶ 42.
35 15 TTABVUE 12, RFA 35.
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Opposition No. 91220555
F.3d 1358, 101 USPQ2d 1905, 1908 (quoting du Pont, 177 USPQ at 567). See also
Palm Bay, 73 USPQ2d at 1691. The proper test is not a side-by-side comparison of
the marks, but instead whether the marks are sufficiently similar in terms of their
commercial impression such that persons who encounter the marks would be likely
to assume a connection between the parties. Coach Servs. Inc. v. Triumph Learning
LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012) (quotation omitted).
Further, in comparing the marks, we are mindful that where, as here the goods
identified in the application and registrations are legally identical, in part, the degree
of similarity between the marks necessary to find likelihood of confusion need not be
as great as where there is a recognizable disparity between the goods. Id. at 1721;
Viterra, 101 USPQ2d at 1912 (citing Century 21 Real Estate Corp. v. Century Life of
Am., 970 F.2d 874, 23 USPQ2d 1698 (Fed. Cir. 1992)).
Applicant admits that Applicants Mark is substantially similar to at least one of
Opposers Marks,36 and Applicants Mark is substantially similar to Opposers
Marks.37 The marks are similar in that the first word in each mark is one syllable
that begins with the letter D and ends with the letters K or KE which are
pronounced identically in each mark. In addition, the second word in Applicants
mark, UNIVERSITY, is identical to the second word in some of Opposers marks. The
marks therefore share some aural and visual similarities.
36 15 TTABVUE 12, ¶ 38.
37 15 TTABVUE 16, ¶ 52.
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Opposition No. 91220555
As for commercial impression, because Applicant applied to register his mark in
standard character format, his display is not limited to any particular font style, size,
or color, and we therefore must consider that Applicant’s mark might be used in any
stylized display or color scheme, including one that is similar or identical to any
lettering style used by Opposer. See Trademark Rule 2.52(a). See also Citigroup Inc.
v. Capital City Bank Grp., Inc., 637 F.3d 1344, 1353, 98 USPQ2d 1253, 1259 (Fed.
Cir. 2011). In this regard, Mr. Wilkerson testified that he has seen examples of the
use of the Applicants Mark (and variants of Applicants Mark) on internet sites
controlled by the Applicant that include additional indicia and imagery, including a
crest with the letters DU, and a design that presents Applicants Mark in the form
of an official seal of a university which will enhance the overall similarity of the
presentation to Duke Universitys own usage, and he submitted examples thereof as
Exhibits 9-11 to his Declaration.38 We may look to the trade dress to determine the
commercial impression engendered by the marks. Citigroup, 98 USPQ2d at 1259
(illustrations of the mark as actually used may assist the T.T.A.B. in visualizing
other forms in which the mark might appear.); Specialty Brands, Inc. v. Coffee Bean
Distribs., Inc., 748 F.2d 669, 223 USPQ 1281, 1284 (Fed. Cir. 1984) (trade dress may
provide evidence of commercial impression). See also Am. Rice, Inc. v. H.I.T. Corp.,
231 USPQ 793, 797 (TTAB 1986) (we may take into account whether the trade dress
of packages or labels in the application file as specimens, or otherwise in evidence,
3814 TTABVUE 211, ¶ 55; 14 TTABVUE 397-416 (Exhibit 9 Examples of Applicants use),
14 TTABVUE 417- 431 (Exhibit 10 Examples of Opposers use), 14 TTABVUE 432-445
(Exhibit 11 Examples of Applicants use).
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Opposition No. 91220555
may demonstrate that the trademark projects a confusingly similar commercial
impression); Nw. Golf Co. v. Acushnet Co., 226 USPQ 240, 244 (TTAB 1985)
(Evidence of the context in which a particular mark is used on labels, packaging,
etc., or in advertising is probative of the significance which the mark is likely to
project to purchasers.).
While the marks have differences, in particular different connotations, in view of
Applicants admissions and the possible depiction of Applicants mark emphasizing
the first letters D and U, we find this du Pont factor also favors a finding of a
likelihood of confusion.
D. Strength of Opposers Registered Marks/Third Party Uses
As a final matter, we address the du Pont factors involving the strength of
Opposers registered marks, and the number and nature of similar marks in use on
similar goods or in connection with similar services.
In the likelihood of confusion context, fame varies along a spectrum from very
strong to very weak. Midwestern Pet Foods Inc. v. Societe des Produits Nestle S.A.,
685 F.3d 1046, 103 USPQ2d 1435, 1440 (Fed. Cir. 2012) (quoting Palm Bay, 73
USPQ2d at 1694); see also Carefirst of Maryland Inc. v. FirstHealth of the Carolinas
Inc., 77 USPQ2d 1492, 1507 (TTAB 2005) (stating that fame is relative not
absolute), affd, 479 F.3d 825, 81 USPQ2d 1919 (Fed. Cir. 2007). A famous mark is
one that has extensive public recognition and renown. Bose Corp. v. QSC Audio Prods.
Inc., 293 F.3d 1367, 63 USPQ2d 1303, 1305 (Fed. Cir. 2002).
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Opposition No. 91220555
Fame, if it exists, plays a dominant role in the likelihood of confusion analysis.
Kenner Parker Toys Inc. v. Rose Art Indus. Inc., 963 F.2d 350, 22 USPQ2d 1453, 1456
(Fed. Cir. 1992). In view of the extreme deference that is accorded to a famous mark
in terms of the wide latitude of legal protection it receives, and the dominant role
fame plays in the likelihood of confusion analysis, [i]t is the duty of the party
asserting that its mark is famous to clearly prove it. Coach Servs., 101 USPQ2d at
1720 (quoting Leading Jewelers Guild Inc. v. LJOW Holdings LLC, 82 USPQ2d 1901,
1904 (TTAB 2007). The commercial strength of a mark may be measured indirectly,
among other things, by the volume of sales and advertising expenditures of the goods
traveling under the mark, and by the length of time those indicia of commercial
awareness have been evident. Bose, 63 USPQ2d at 1305. In addition, some context
in which to place raw statistics may be necessary. Id. at 1309.
Again, we must give appropriate consideration to Applicants admission that
Opposers DUKE mark is famous,39 and find this matter to have been conclusively
established. We also bear in mind that a famous mark casts a long shadow which
competitors must avoid. Id. at 1305; see also Kenner Parker Toys, 22 USPQ2d at 1456
([T]he Lanham Acts tolerance for similarity between competing marks varies
inversely with the fame of the prior mark.).
In addition to Applicants admission, Mr. Wilkerson testified that Opposers
DUKE and DUKE UNIVERSITY marks have received some notoriety in connection
with clothing, as well as retail services featuring these goods. For example, he
39 15 TTABVUE 15, ¶ 45.
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Opposition No. 91220555
testified to Opposers annual revenues of approximately $9.5 million from the sale of
DUKE and DUKE UNIVERSITY clothing at Opposers DUKE UNIVERSITY retail
stores since prior to 2011,40 Opposers sales of clothing bearing the marks DUKE or
DUKE UNIVERSITY through Opposers online retail outlets since 1998, and sales of
its DUKE-branded clothing in on-campus retail stores since 1970,41 and
overwhelming public association of shirts bearing the word DUKE with Opposer.42
Most of his testimony, however, relates to the fame of the DUKE and DUKE
UNIVERSITY marks for Opposers educational and medical center services, as well
as Opposers basketball team.43 To the extent his testimony concerns promotional
activities associated with DUKE and DUKE UNIVERSITY branded products, the
associations generally are in the context of the purchasers affiliation with and loyalty
to Opposer.44 Moreover, Opposer has not provided any information that would allow
us to evaluate its share of the U.S. clothing market. Cf., e.g., Recot, 54 USPQ2d at
1896 (noting that retail sales of products under the famous mark FRITO-LAY
exceeded $6 billion in 1995, for a greater than 50 percent market share in the
domestic snack chip industry); Harry Winston, Inc. v. Bruce Winston Gem Corp., 111
40 14 TTABVUE 207, ¶ 40.
41 14 TTABVUE 207, ¶ 40.
42 14 TTABVUE 207-208, ¶ 43 (For example, in one poll that I commissioned, Duke
University was the first association made by almost 80% of consumers across the United
States who saw shirts bearing the word DUKE; they thought those shirts were legitimately
authorized Duke University apparel. In my experience, virtually everyone who sees DUKE
or DUKE UNIVERSITY on clothingregardless of the presentationassociates that
clothing with Duke University.).
43 14 TTABVUE 204-207, ¶¶ 32-41.
44 For example, 14 TTABVUE 204, ¶¶ 34-35.
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Opposition No. 91220555
USPQ2d 1419, 1438 (TTAB 2014) (finding HARRY WINSTON famous in the jewelry
field on evidence opposers summarized as sales in the billions, advertising and
marketing expenditures in the millions, and editorial mentions valued in the millions
over an eighty year period.).
The totality of Opposers evidence concerning the fame of the DUKE and DUKE
UNIVERSITY marks shows that Opposer has enjoyed some recognition of those
marks for clothing, but it does not clearly prove that the marks are famous for
clothing (or retail or mail order services featuring clothing). To the extent that
customers recognize DUKE or DUKE UNIVERSITY as a clothing brand, we find this
to be due to the renown of DUKE and DUKE UNIVERSITY for educational and
medical center services, and its basketball team. See, e.g., Inter IKEA Sys. B.V. v.
Akea, LLC, 110 USPQ2d 1734, 1740 (TTAB 2014).
We further note there is no evidence of conceptual weakness based on consumer
exposure to extensive third-party use of the same or similar marks in connection with
the same or similar goods and services. Cf. Jack Wolfskin Ausrustung Fur Draussen
GmbH & Co. KGAA v. New Millennium Sports, S.L.U., 797 F.3d 1363, 116 USPQ2d
1129, 1136 (Fed. Cir. 2015), cert. denied, 136 S. Ct. 982 (2016); Juice Generation, Inc.
v. GS Enters. LLC, 794 F.3d 1334, 115 USPQ2d 1671, 1674 (Fed. Cir. 2015).
Moreover, Mr. Wilkerson testified as to Opposers licensing and aggressive
enforcement policy to eliminate unauthorized use of DUKE and DUKE UNIVERSITY
marks.45
45 14 TTABVUE 202-204, ¶¶ 24-26, 31; 14 TTABVUE 210, ¶ 51.
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Opposition No. 91220555
Thus, while we find that Opposer has not clearly proven that its marks DUKE
and DUKE UNIVERSITY are famous for clothing and retail and mail order services
featuring clothing, on this record, we find Opposers marks to be conceptually and
commercially strong. The strength of Opposers marks also favors a finding of
likelihood of confusion.
IV. Conclusion
Having considered all the evidence, in particular the admissions, and arguments
bearing on the relevant du Pont factors, we conclude that Opposer has established,
by a preponderance of the evidence, that there is a likelihood of confusion between
Applicants mark DRANK UNIVERSITY for the clothing identified in the application,
and Opposers marks DUKE and DUKE UNIVERSITY, and variants thereof, for the
in-part identical clothing and retail and mail order services featuring clothing
identified in the registrations.
Decision: The opposition is sustained on the ground of likelihood of confusion.46
46In view of our disposition of this proceeding, we need not and do not decide Opposers other
pleaded claims.
– 19 –
This Opinion is Not a
Precedent of the TTAB
Mailed: November 1, 2017
UNITED STATES PATENT AND TRADEMARK OFFICE
_____
Trademark Trial and Appeal Board
_____
Duke University
v.
Benson J. Williams
_____
Opposition No. 91220555
_____
Susan Freya Olive of Olive & Olive, P.A.,
for Duke University.
John E. Russell of Allmark Trademark,
for Benson J. Williams.
_____
Before Kuhlke, Greenbaum and Pologeorgis,
Administrative Trademark Judges.
Opinion by Greenbaum, Administrative Trademark Judge:
Benson J. Williams (Applicant) filed an application for registration on the
Principal Register of the mark DRANK UNIVERSITY (in standard characters) for
Athletic apparel, namely, shirts, pants, jackets, footwear,
hats and caps, athletic uniforms; Baseball caps and hats;
Caps; Hooded sweat shirts; Hooded sweatshirts; Knitted
caps; Leather hats; Open-necked shirts; Polo shirts; Rugby
shirts; Short-sleeved or long-sleeved t-shirts; Skull caps;
Sports caps and hats; Sweat bands; Sweat jackets; Sweat
pants; Sweat shirts; Sweat shorts; Sweat suits; T-shirts;
Opposition No. 91220555
Tee shirts; Wearable garments and clothing, namely,
shirts, in International Class 25.1
Duke University (Opposer), opposes registration pursuant to Section 2(d) of the
Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicants mark, when
applied to Applicants goods, so resembles Opposers numerous previously used and
registered DUKE and DUKE-formative marks including DUKE UNIVERSITY, and
close variants thereof, for various educational, entertainment, and sports services,
assorted clothing, and various other goods and services, as to be likely to cause
confusion. The most relevant registrations are:
Reg. No. Mark Relevant Goods
17018272 DUKE UNIVERSITY Shirts
(registered (stylized)
10/01/91, second
renewal)
20264923 DUKE (stylized, with a Clothing, namely, t-shirts
(registered heart design substituted
12/31/96, second for the letter U)
renewal)
2317603 DUKE UNIVERSITY Retail store and mail order
(registered STORES4 services in the field of clothing
07/21/92, second
renewal)
39360965 DUKE Clothing including hats,
(registered jackets, shirts, shorts, sweat
03/29/11, Sec. 8 & bands, sweat pants, sweat
shirts, and t-shirts
1Application Serial No. 85859775 was filed on February 25, 2013, based upon Applicants
claim of first use anywhere since at least as early as November 13, 2011, and use in commerce
since at least as early as March 25, 2012.
2 1 TTABVUE 32-34.
3 1 TTABVUE 44-46.
4 The term STORES is disclaimed.
5 1 TTABVUE 76-79.
-2-
Opposition No. 91220555
Reg. No. Mark Relevant Goods
15 accepted and
acknowledged)
39950156 composite mark consisting Clothing, namely, shirts
(registered of a medallion design and
07/12/11, Sec. 8 & the words DUKE
15 accepted and UNIVERSITY
acknowledged) ATHLETICS
EXCELLENCE LOYALTY
DIVERSITY EDUCATION
ACCOUNTABILITY
SPORTSMANSHIP
COMMITMENT
INTEGRITY RESPECT D
7
6 1 TTABVUE 80-83.
7 The registration includes the following description of the mark: The mark consists of a
medallion design that consists of two outer concentric rings and an inner circle. The
outermost ring has a scalloped border and contains nine stars. The mid ring contains the
words DUKE UNIVERSITY ATHLETICS in a circular presentation. The inner circle
contains the words LOYALTY DIVERSITY EDUCATION ACCOUNTABILITY stacked in
the top half and SPORTSMANSHIP COMMITMENT INTEGRITY RESPECT stacked in the
bottom half. The word EXCELLENCE appears in an oblong banner that horizontally bisects
the entire medallion. A stylized letter D appears at the bottom of the medallion in the
scalloped outer ring. Color is not claimed as a feature of the mark. The words UNIVERSITY,
ATHLETICS, EXCELLENCE, LOYALTY, DIVERSITY, EDUCATION,
ACCOUNTABILITY, SPORTSMANSHIP, COMMITMENT, INTEGRITY and RESPECT
have been disclaimed.
-3-
Opposition No. 91220555
Opposer raised four additional grounds:
1. Applicants mark is likely to dilute Opposers famous marks DUKE and DUKE
UNIVERSITY through dilution by blurring and tarnishment pursuant to
Section 43(c) of the Trademark Act, 15 U.S.C. § 1125(c);
2. Applicants mark falsely suggests a connection with Opposer under Section
2(a) of the Trademark Act, 15 U.S.C. §1052(a);
3. the application is void ab initio pursuant to Section 1(a) of the Trademark Act
because Applicant did not use the mark in commerce on the identified goods
before the filing date of the use-based application; and
4. fraud based on false averments of use in the application declaration.
Applicant, in his answer, admitted the allegations in paragraph 1 of the Notice of
Opposition, namely, that Opposer is the owner of many marks consisting in whole
or substantial part of the term DUKE and close variants thereof [ ], which marks
include the term DUKE UNIVERSITY,8 and that Opposer appears to own the listed
registrations in paragraph 6.9 Applicant denied the other salient allegations in the
Notice of Opposition.
I. The Record
The record consists of the pleadings and, by operation of Trademark Rule
2.122(b), 37 C.F.R. § 2.122(b), the file of application Serial No. 85859775. Opposer
attached to the Notice of Opposition printouts from the USPTO TSDR electronic
8 1 TTABVUE 19, ¶ 1 (Notice of Opposition); 4 TTABVUE 2, ¶ 1 (Answer).
9 1 TTABVUE 20-21, ¶ 6 (Notice of Opposition); 4 TTABVUE 3 ¶ 6 (Answer). The listed
registrations include the five registrations set forth in the chart above.
-4-
Opposition No. 91220555
database showing the status and title of Opposers 24 pleaded registrations.
Trademark Rule 2.122(d)(1), 37 C.F.R. § 2.122(d)(1).10 During its assigned testimony
period, Opposer filed the deposition, with exhibits, of James Earl Wilkerson, Director
of Trademark Licensing and Store Operations at Duke University,11 and a Notice of
Reliance upon Opposers Requests for Admission, Interrogatories, and Requests for
Documents.12
With respect to Opposers discovery requests, Opposer avers that Applicant failed
to respond to Opposers First Set of Discovery Requests, serving no objections and
providing no responses of any kind or nature. Counsel by signature to this document
declares under penalty of perjury that these documents were properly served in
accordance with the Rules and that no responses were received.13 Applicant has not
contested the averments. Accordingly, the Requests for Admission are deemed
admitted pursuant to Fed. R. Civ. P. 36(a)(3) (A matter is admitted unless, within
30 days after being served, the party to whom the request is directed serves on the
requesting party a written answer or objection addressed to the matter and signed by
the party of its attorney.). See also Trademark Rule 2.120(k)(3)(i), 37 C.F.R.
§ 2.120(k)(3)(i); TBMP § 407.03(a) (June 2017).
10 1 TTABVUE 29-108.
11 14 TTABVUE.
1215 TTABVUE. We refer to the specific Requests for Admission as RFA followed by the
particular number of the Request.
13 15 TTABVUE 3.
-5-
Opposition No. 91220555
Several of the admissions concern Opposers priority for all of its pleaded marks,14
including Opposers priority in Opposers mark DUKE UNIVERSITY for apparel
and clothing, particularly shirts.15 In addition, Applicant admits the following:
1. Applicant was aware of Opposer and its use of the pleaded marks on apparel
when he selected his mark;16
2. the goods identified in the application and pleaded registrations move in the
same trade channels to the same class of consumers including college
students;17
3. Applicants goods are not targeted to sophisticated consumers;18
4. Applicants Mark is substantially similar to at least one of Opposers
Marks,19 and Applicants Mark is substantially similar to Opposers
Marks;20
5. Opposer owns the pleaded registrations including registrations for marks in
International Class 25, all of which are valid and subsisting;21
6. Opposers DUKE mark is famous;22 and
14 15 TTABVUE 7-9, RFA 1-16.
15 15 TTABVUE 8-9, RFA 10-16.
16 15 TTABVUE 9-10, RFA 17-20.
17 15 TTABVUE 10, 12, RFA 21-24, 36.
18 15 TTABVUE 12, RFA 35.
19 15 TTABVUE 12, RFA 38.
20 15 TTABVUE 16, RFA 52.
21 15 TTABVUE 12-14, RFA 39-40, 42-44.
22 15 TTABVUE 15, RFA 45.
-6-
Opposition No. 91220555
7. Applicant is not associated with, licensed by, or connected to Opposer.23
We highlight the importance of these admissions because all matters are
considered to be conclusively established unless the court on motion permits
withdrawal or amendment of the admission. See Fed. R. Civ. P. 36(b). Applicant has
not filed such a motion.
Applicant submitted no testimony or other evidence, and only Opposer filed a
brief. Nonetheless, Opposer, as plaintiff in this proceeding, must prove its standing
and its claims by a preponderance of the evidence. See Cerveceria Centroamericana,
S.A. v. Cerveceria India Inc., 892 F.2d 1021, 13 USPQ2d 1307, 1309 (Fed. Cir. 1989).
II. Standing and Priority
Because Opposers pleaded registrations are of record, are valid and subsisting,
and are owned by Opposer, Opposers standing to oppose registration of Applicants
mark is established and its priority is not in issue as to the goods and services listed
therein. See Empresa Cubana Del Tabaco v. Gen. Cigar Co., 753 F.3d 1270, 111
USPQ2d 1058, 1062 (Fed. Cir. 2014); Cunningham v. Laser Golf Corp., 222 F.3d 943,
55 USPQ2d 1842, 1844 (Fed. Cir. 2000); Lipton Indus., Inc. v. Ralston Purina Co.,
670 F.2d 1024, 213 USPQ 185 (CCPA 1982); and King Candy Co., Inc. v. Eunice Kings
Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108 (CCPA 1974). Applicant does not dispute
Opposers standing and, as noted above, admits Opposers priority as to each of the
23 15 TTABVUE 15, RFA 48.
-7-
Opposition No. 91220555
pleaded marks.24 Even without this admission, Applicant presented no testimony or
other evidence, and therefore has not established any earlier use of his mark.
We turn now to Opposers claim of likelihood of confusion. For purposes of this
proceeding, Opposers claim of common law rights is unnecessary, and we have not
considered it in making our decision.25
III. Likelihood of Confusion
When the question is likelihood of confusion, we analyze the facts as they relate
to the relevant factors set out in In re E.I. du Pont de Nemours & Co., 476 F.2d 1357,
177 USPQ 563, 567 (CCPA 1973). See also In re Majestic Distilling Co., 315 F.3d 1311,
65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key
considerations are the similarities between the marks and the similarities between
the goods or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d
1098, 192 USPQ 24 (CCPA 1976). We discuss below these and other relevant factors.
See M2 Software, Inc. v. M2 Commcns, Inc., 450 F.3d 1378, 78 USPQ2d 1944, 1947
(Fed. Cir. 2006) (even within du Pont list, only factors that are relevant and of
record need be considered).
24 15 TTABVUE 7-9, RFA 1-16.
25 Nonetheless, we note Applicants admission that Opposer owns common law marks that
are used on goods classified in International Class 25. 15 TTABVUE 13, RFA 41. We also
acknowledge Mr. Wilkersons uncontroverted testimony as to Opposers use of the common
law marks DUKE and DUKE UNIVERSITY in connection with clothing [f]or decades prior
to the Applicants alleged first use of Applicants Mark in 2011. 14 TTABVUE 201, ¶ 22.
-8-
Opposition No. 91220555
A. Similarity of the Parties Goods and Services and Channels of Trade
We begin with the du Pont factors involving the relatedness of the goods and
services, and the similarity of established, likely to continue channels of trade. We
base our evaluation on the goods and services as they are identified in the application
and registrations. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d
1317, 110 USPQ2d 1157, 1171 (Fed. Cir. 2014); Octocom Sys. Inc. v. Houston
Computers Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990).
1. Similarity of the Goods and Services
Applicants goods and Opposers goods overlap to the extent that all of Opposers
above-listed goods, namely, hats, jackets, shirts, shorts, sweat bands, sweat
pants, sweat shirts, and tshirts, are listed in Applicants identification of goods.
Accordingly, the goods are identical in part, and the other goods identified in the
application comprise closely related apparel. Applicant also has admitted that
Opposer uses the mark DUKE UNIVERSITY in commerce in connection with shirts
sold in the USA,26 and that [t]he goods in Class 025 for which [Applicant] seeks to
register the Subject mark includes shirts.27 In addition, Mr. Wilkerson testified that
[f]or decades prior to [ ] Applicants first use of [his] mark in 2011, [Opposer] has
used the marks DUKE and DUKE UNIVERSITY in connection with clothing,
including nearly all of the items identified in the application.28 Opposer attached to
26 15 TTABVUE 9, RFA 13.
27 15 TTABVUE 9, RFA 14.
28 14 TTABVUE 201, ¶ 22.
-9-
Opposition No. 91220555
Mr. Wilkersons testimony examples of many such items.29 Moreover, Applicants
identified goods are related to Opposers retail store and mail order services featuring
clothing inasmuch as goods and the services of selling those same goods are related
for purposes of likelihood of confusion. See, e.g., In re Hyper Shoppes (Ohio), Inc., 837
F.2d 463, 6 USPQ2d 1025 (Fed. Cir. 1988) (holding BIGGS for retail grocery and
general merchandise store services and BIGGS and design for furniture likely to
cause confusion); In re U.S. Shoe Corp., 229 USPQ 707 (TTAB 1985) (applicants mark
CAREER IMAGE for womens clothing stores and womens clothing likely to cause
confusion with CREST CAREER IMAGES for uniforms including items of womens
clothing).
2. Channels of Trade
Because the goods of the parties are identical, in part, and neither Opposers
registrations nor the involved application contain any limitations on the channels of
trade and classes of purchasers, we must presume that they are the same for these
identical goods. See Stone Lion, 110 USPQ2d at 1161; In re Yawata Iron & Steel Co.,
Ltd., 403 F.2d 752, 159 USPQ 721, 723 (CCPA 1968) (where there are legally identical
goods, the channels of trade and classes of purchasers are considered to be the same).
Such trade channels would include retail store and mail order services featuring
clothing, such as that identified in Reg. No. 1702350 (DUKE UNIVERSITY
STORES).
29 14 TTABVUE 226-255 (Wilkerson Dec., Exhibit 2).
– 10 –
Opposition No. 91220555
We also note Applicants many admissions concerning the overlapping trade
channels and classes of customers.30 In particular, Applicant has admitted that
Applicants goods will be sold through the same channels of trade as those used by
Opposer and Opposers licensees to offer Opposers Goods and/or Services under
Opposers Marks,31 Applicant has marketed its goods to college students,32 and
Applicants goods could be marketed and/or sold to the same types of consumers as
those who currently purchase goods and services offered by Opposer and its licensees
under Opposers Marks.33
Accordingly, these du Pont factors support a finding of likely confusion.
B. Conditions of Sale
Next, we consider the conditions under which the goods and services are likely to
be purchased, e.g., whether on impulse or after careful consideration, as well as the
degree, if any, of sophistication of the consumers. Purchaser sophistication may tend
to minimize likelihood of confusion. Conversely, impulse purchasers of inexpensive
items may tend to have the opposite effect. Palm Bay Imps. Inc. v. Veuve Clicquot
Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691, 1695 (Fed.
Cir. 2005) (citation omitted). Again, because we are bound by the identifications of
goods and services in the application and pleaded registrations, and because none of
The record also demonstrates that the channels of trade are similar, if not identical. See 14
30
TTABVUE 197-198, ¶¶ 10 and 14; 14 TTABVUE 204, ¶ 30; and 14 TTABVUE 207, ¶ 40.
31 15 TTABVUE 11, RFA 32.
32 15 TTABVUE 12, RFA 33.
33 15 TTABVUE 12, RFA 36.
– 11 –
Opposition No. 91220555
the identifications are restricted as to price, we must presume that Applicants goods
and Opposers goods and services are marketed to all ordinary consumers of clothing.
Ordinary consumers of these goods and services are likely to exercise only ordinary
care, and given the lack of price restrictions in the identifications, may buy the
identified goods on impulse. See Recot Inc. v. M.C. Becton, 214 F.3d 1322, 54 USPQ2d
1894, 1899 (Fed. Cir. 2000) (When products are relatively low-priced and subject to
impulse buying, the risk of likelihood of confusion is increased because purchasers of
such products are held to a lesser standard of purchasing are.). Indeed, Mr.
Wilkerson testified that [c]onsumers of DUKE-branded goods come from all sectors
of the public at large. They range from grandparents to young adults and children
essentially any person who has access to funds. The purchase price of DUKE and
DUKE UNIVERSITY-branded apparel and clothing is such that consumers can buy
a quick gift for themselves or for a family member of friend.34 Similarly, Applicant
has admitted that his goods are not targeted to sophisticated consumers.35
Accordingly, this factor favors a finding of a likelihood of confusion.
C. Similarity of the Marks
We turn now to the du Pont factor of the similarity or dissimilarity of Applicants
mark DRANK UNIVERSITY and Opposers marks DUKE and DUKE UNIVERSITY,
and the variants listed in the chart above. We analyze the marks in their entireties
as to appearance, sound, connotation and commercial impression. In re Viterra, 671
34 14 TTABVUE 207, ¶ 42.
35 15 TTABVUE 12, RFA 35.
– 12 –
Opposition No. 91220555
F.3d 1358, 101 USPQ2d 1905, 1908 (quoting du Pont, 177 USPQ at 567). See also
Palm Bay, 73 USPQ2d at 1691. The proper test is not a side-by-side comparison of
the marks, but instead whether the marks are sufficiently similar in terms of their
commercial impression such that persons who encounter the marks would be likely
to assume a connection between the parties. Coach Servs. Inc. v. Triumph Learning
LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012) (quotation omitted).
Further, in comparing the marks, we are mindful that where, as here the goods
identified in the application and registrations are legally identical, in part, the degree
of similarity between the marks necessary to find likelihood of confusion need not be
as great as where there is a recognizable disparity between the goods. Id. at 1721;
Viterra, 101 USPQ2d at 1912 (citing Century 21 Real Estate Corp. v. Century Life of
Am., 970 F.2d 874, 23 USPQ2d 1698 (Fed. Cir. 1992)).
Applicant admits that Applicants Mark is substantially similar to at least one of
Opposers Marks,36 and Applicants Mark is substantially similar to Opposers
Marks.37 The marks are similar in that the first word in each mark is one syllable
that begins with the letter D and ends with the letters K or KE which are
pronounced identically in each mark. In addition, the second word in Applicants
mark, UNIVERSITY, is identical to the second word in some of Opposers marks. The
marks therefore share some aural and visual similarities.
36 15 TTABVUE 12, ¶ 38.
37 15 TTABVUE 16, ¶ 52.
– 13 –
Opposition No. 91220555
As for commercial impression, because Applicant applied to register his mark in
standard character format, his display is not limited to any particular font style, size,
or color, and we therefore must consider that Applicant’s mark might be used in any
stylized display or color scheme, including one that is similar or identical to any
lettering style used by Opposer. See Trademark Rule 2.52(a). See also Citigroup Inc.
v. Capital City Bank Grp., Inc., 637 F.3d 1344, 1353, 98 USPQ2d 1253, 1259 (Fed.
Cir. 2011). In this regard, Mr. Wilkerson testified that he has seen examples of the
use of the Applicants Mark (and variants of Applicants Mark) on internet sites
controlled by the Applicant that include additional indicia and imagery, including a
crest with the letters DU, and a design that presents Applicants Mark in the form
of an official seal of a university which will enhance the overall similarity of the
presentation to Duke Universitys own usage, and he submitted examples thereof as
Exhibits 9-11 to his Declaration.38 We may look to the trade dress to determine the
commercial impression engendered by the marks. Citigroup, 98 USPQ2d at 1259
(illustrations of the mark as actually used may assist the T.T.A.B. in visualizing
other forms in which the mark might appear.); Specialty Brands, Inc. v. Coffee Bean
Distribs., Inc., 748 F.2d 669, 223 USPQ 1281, 1284 (Fed. Cir. 1984) (trade dress may
provide evidence of commercial impression). See also Am. Rice, Inc. v. H.I.T. Corp.,
231 USPQ 793, 797 (TTAB 1986) (we may take into account whether the trade dress
of packages or labels in the application file as specimens, or otherwise in evidence,
3814 TTABVUE 211, ¶ 55; 14 TTABVUE 397-416 (Exhibit 9 Examples of Applicants use),
14 TTABVUE 417- 431 (Exhibit 10 Examples of Opposers use), 14 TTABVUE 432-445
(Exhibit 11 Examples of Applicants use).
– 14 –
Opposition No. 91220555
may demonstrate that the trademark projects a confusingly similar commercial
impression); Nw. Golf Co. v. Acushnet Co., 226 USPQ 240, 244 (TTAB 1985)
(Evidence of the context in which a particular mark is used on labels, packaging,
etc., or in advertising is probative of the significance which the mark is likely to
project to purchasers.).
While the marks have differences, in particular different connotations, in view of
Applicants admissions and the possible depiction of Applicants mark emphasizing
the first letters D and U, we find this du Pont factor also favors a finding of a
likelihood of confusion.
D. Strength of Opposers Registered Marks/Third Party Uses
As a final matter, we address the du Pont factors involving the strength of
Opposers registered marks, and the number and nature of similar marks in use on
similar goods or in connection with similar services.
In the likelihood of confusion context, fame varies along a spectrum from very
strong to very weak. Midwestern Pet Foods Inc. v. Societe des Produits Nestle S.A.,
685 F.3d 1046, 103 USPQ2d 1435, 1440 (Fed. Cir. 2012) (quoting Palm Bay, 73
USPQ2d at 1694); see also Carefirst of Maryland Inc. v. FirstHealth of the Carolinas
Inc., 77 USPQ2d 1492, 1507 (TTAB 2005) (stating that fame is relative not
absolute), affd, 479 F.3d 825, 81 USPQ2d 1919 (Fed. Cir. 2007). A famous mark is
one that has extensive public recognition and renown. Bose Corp. v. QSC Audio Prods.
Inc., 293 F.3d 1367, 63 USPQ2d 1303, 1305 (Fed. Cir. 2002).
– 15 –
Opposition No. 91220555
Fame, if it exists, plays a dominant role in the likelihood of confusion analysis.
Kenner Parker Toys Inc. v. Rose Art Indus. Inc., 963 F.2d 350, 22 USPQ2d 1453, 1456
(Fed. Cir. 1992). In view of the extreme deference that is accorded to a famous mark
in terms of the wide latitude of legal protection it receives, and the dominant role
fame plays in the likelihood of confusion analysis, [i]t is the duty of the party
asserting that its mark is famous to clearly prove it. Coach Servs., 101 USPQ2d at
1720 (quoting Leading Jewelers Guild Inc. v. LJOW Holdings LLC, 82 USPQ2d 1901,
1904 (TTAB 2007). The commercial strength of a mark may be measured indirectly,
among other things, by the volume of sales and advertising expenditures of the goods
traveling under the mark, and by the length of time those indicia of commercial
awareness have been evident. Bose, 63 USPQ2d at 1305. In addition, some context
in which to place raw statistics may be necessary. Id. at 1309.
Again, we must give appropriate consideration to Applicants admission that
Opposers DUKE mark is famous,39 and find this matter to have been conclusively
established. We also bear in mind that a famous mark casts a long shadow which
competitors must avoid. Id. at 1305; see also Kenner Parker Toys, 22 USPQ2d at 1456
([T]he Lanham Acts tolerance for similarity between competing marks varies
inversely with the fame of the prior mark.).
In addition to Applicants admission, Mr. Wilkerson testified that Opposers
DUKE and DUKE UNIVERSITY marks have received some notoriety in connection
with clothing, as well as retail services featuring these goods. For example, he
39 15 TTABVUE 15, ¶ 45.
– 16 –
Opposition No. 91220555
testified to Opposers annual revenues of approximately $9.5 million from the sale of
DUKE and DUKE UNIVERSITY clothing at Opposers DUKE UNIVERSITY retail
stores since prior to 2011,40 Opposers sales of clothing bearing the marks DUKE or
DUKE UNIVERSITY through Opposers online retail outlets since 1998, and sales of
its DUKE-branded clothing in on-campus retail stores since 1970,41 and
overwhelming public association of shirts bearing the word DUKE with Opposer.42
Most of his testimony, however, relates to the fame of the DUKE and DUKE
UNIVERSITY marks for Opposers educational and medical center services, as well
as Opposers basketball team.43 To the extent his testimony concerns promotional
activities associated with DUKE and DUKE UNIVERSITY branded products, the
associations generally are in the context of the purchasers affiliation with and loyalty
to Opposer.44 Moreover, Opposer has not provided any information that would allow
us to evaluate its share of the U.S. clothing market. Cf., e.g., Recot, 54 USPQ2d at
1896 (noting that retail sales of products under the famous mark FRITO-LAY
exceeded $6 billion in 1995, for a greater than 50 percent market share in the
domestic snack chip industry); Harry Winston, Inc. v. Bruce Winston Gem Corp., 111
40 14 TTABVUE 207, ¶ 40.
41 14 TTABVUE 207, ¶ 40.
42 14 TTABVUE 207-208, ¶ 43 (For example, in one poll that I commissioned, Duke
University was the first association made by almost 80% of consumers across the United
States who saw shirts bearing the word DUKE; they thought those shirts were legitimately
authorized Duke University apparel. In my experience, virtually everyone who sees DUKE
or DUKE UNIVERSITY on clothingregardless of the presentationassociates that
clothing with Duke University.).
43 14 TTABVUE 204-207, ¶¶ 32-41.
44 For example, 14 TTABVUE 204, ¶¶ 34-35.
– 17 –
Opposition No. 91220555
USPQ2d 1419, 1438 (TTAB 2014) (finding HARRY WINSTON famous in the jewelry
field on evidence opposers summarized as sales in the billions, advertising and
marketing expenditures in the millions, and editorial mentions valued in the millions
over an eighty year period.).
The totality of Opposers evidence concerning the fame of the DUKE and DUKE
UNIVERSITY marks shows that Opposer has enjoyed some recognition of those
marks for clothing, but it does not clearly prove that the marks are famous for
clothing (or retail or mail order services featuring clothing). To the extent that
customers recognize DUKE or DUKE UNIVERSITY as a clothing brand, we find this
to be due to the renown of DUKE and DUKE UNIVERSITY for educational and
medical center services, and its basketball team. See, e.g., Inter IKEA Sys. B.V. v.
Akea, LLC, 110 USPQ2d 1734, 1740 (TTAB 2014).
We further note there is no evidence of conceptual weakness based on consumer
exposure to extensive third-party use of the same or similar marks in connection with
the same or similar goods and services. Cf. Jack Wolfskin Ausrustung Fur Draussen
GmbH & Co. KGAA v. New Millennium Sports, S.L.U., 797 F.3d 1363, 116 USPQ2d
1129, 1136 (Fed. Cir. 2015), cert. denied, 136 S. Ct. 982 (2016); Juice Generation, Inc.
v. GS Enters. LLC, 794 F.3d 1334, 115 USPQ2d 1671, 1674 (Fed. Cir. 2015).
Moreover, Mr. Wilkerson testified as to Opposers licensing and aggressive
enforcement policy to eliminate unauthorized use of DUKE and DUKE UNIVERSITY
marks.45
45 14 TTABVUE 202-204, ¶¶ 24-26, 31; 14 TTABVUE 210, ¶ 51.
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Opposition No. 91220555
Thus, while we find that Opposer has not clearly proven that its marks DUKE
and DUKE UNIVERSITY are famous for clothing and retail and mail order services
featuring clothing, on this record, we find Opposers marks to be conceptually and
commercially strong. The strength of Opposers marks also favors a finding of
likelihood of confusion.
IV. Conclusion
Having considered all the evidence, in particular the admissions, and arguments
bearing on the relevant du Pont factors, we conclude that Opposer has established,
by a preponderance of the evidence, that there is a likelihood of confusion between
Applicants mark DRANK UNIVERSITY for the clothing identified in the application,
and Opposers marks DUKE and DUKE UNIVERSITY, and variants thereof, for the
in-part identical clothing and retail and mail order services featuring clothing
identified in the registrations.
Decision: The opposition is sustained on the ground of likelihood of confusion.46
46In view of our disposition of this proceeding, we need not and do not decide Opposers other
pleaded claims.
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