Taylor
Wolfson
Heasley*
This Opinion is not a
Precedent of the TTAB
Mailed: March 28, 2018
UNITED STATES PATENT AND TRADEMARK OFFICE
_____
Trademark Trial and Appeal Board
_____
Lori Burton
v.
Miranda McIntosh
_____
Opposition No. 91227749
_____
Joseph W. Stadnicar of Hammond Stier & Stadnicar LLC,
for Lori Burton
John M. Mueller and David A. Mancino of Baker & Hostetler LLP,
for Miranda McIntosh.
_____
Before Taylor, Wolfson and Heasley,
Administrative Trademark Judges.
Opinion by Heasley, Administrative Trademark Judge:
This case presents a trademark ownership dispute between parties who once had
a business relationship. Miranda McIntosh (Applicant) seeks registration on the
Principal Register of the mark BOOTIQUE ENVIE (in standard characters) for
purses, handbags, all-purpose carrying bags, wine bags with handles for carrying or
Opposition No. 91227749
holding wine, whiskey bags with handles for carrying or holding whiskey in
International Class 18.1
Lori Burton (Opposer) has opposed registration of the applied-for mark on the
ground that she is the rightful owner of the mark, not Applicant.2 Applicant denies
all of Opposers allegations.3 For the reasons that follow, we find that Applicant was
not the owner of the mark when she filed the subject application. The application is,
in consequence, void ab initio.
I. Standing
Any person who believes that [s]he would be damaged by the registration of a
mark upon the principal register may, upon payment of the prescribed fee, file an
opposition in the Patent and Trademark Office, stating the grounds therefor . 15
U.S.C. § 1063. In order to meet the standing requirement under the statute, an
opposer need only show that she has a real interest, i.e., a personal stake, in the
outcome of the proceeding and a reasonable basis for her belief that she will be
damaged. See Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023, 1025-28 (Fed. Cir.
1999). A belief in likely damage can be shown by establishing a direct commercial
interest. Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1844 (Fed.
Cir. 2000). Opposer claims ownership of BOOTIQUE ENVIE for the associated goods,
1 Application Serial No. 86718933 was filed on August 8, 2015, based upon Applicants
allegation of use in commerce under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a),
claiming April 1, 2015 as both the date of first use and the date of first use in commerce.
2 Notice of Opposition, 1 TTABVUE 3.
3 Answer, 4 TTABVUE 2.
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Opposition No. 91227749
to the exclusion of Applicant.4 Based on this proprietary and commercial interest,
Opposer clearly has a personal stake in the outcome of this proceeding. UVeritech,
Inc. v. Amax Lighting, Inc., 115 USPQ2d 1242, 1245 (TTAB 2015). She therefore has
standing to oppose registration of Applicants mark. See Empresa Cubana Del Tabaco
v. Gen. Cigar Co., 753 F.3d 1270, 111 USPQ2d 1058, 1061-62 (Fed. Cir. 2014), cert.
denied, 135 S. Ct. 1401 (2015) (Cuban cigar manufacturer had standing to seek
cancellation of competitors trademark registrations).
II. The Record
The record includes the pleadings, Applicants application file,5 and Opposers
testimonial deposition, with exhibits.6 Applicant did not introduce any evidence
during her testimony period.
III. Background
Opposer Lori Burton testified that in the Spring of 2014 she and a friend, Anna
Fleckenstein, began making boot purses, that is, We take an old pair of boots and
redesign them into a nice pretty purse.7 Anna Fleckenstein thought Applicant
Miranda McIntosh would be a good source for selling the purses because she is a
4 Notice of Opposition ¶¶ 1, 2, 1 TTABVUE 3.
5 Trademark Rule 2.122(b), 37 CFR § 2.122(b).
6 9 TTABVUE. Opposer submitted one exhibit to her testimony deposition, consisting of a
copy of the mark BOOTIQUE ENVIE on a blank piece of paper and photographs of the boot
purses. 9 TTABVUE 48-52. Applicants Exhibit 1 consisted of a copy of the Notice of
Opposition. 9 TTABVUE 53-54. During cross-examination, Applicant also had printouts of
certain text messages between the parties, taken from Applicants cell phone, marked as
Exhibit 2. Opposers counsel objected that the text messages were incomplete and out of
chronological order. 9 TTABVUE 33-37. Neither party introduced Applicants second exhibit
into evidence during her respective testimony period.
7 Burton dep. 6:9-10, 14-16; 7:8-12; 9 TTABVUE 10-11.
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Opposition No. 91227749
horse trainer and she is involved with a lot of people that are into western everything,
horses and stuff like that.8 Opposer eventually met with Applicant in January 2015
and entered into an unwritten business arrangement by which Opposer would sew
the purses or other bags and Applicant would sell some of them.9 Opposer sold some
of the bags herself.10 Applicant supplied some of the materials used to make the boot
purses or bags, but her main purpose was to sell them, according to Opposer.11
As Applicant became involved in the business, Anna Fleckenstein remained a part
of the business, even though [s]he had decided that once Miranda and I had, you
know, kind of got the ball rolling after January, that she kind of wanted to step back
a little, Opposer testified. But she was still in the mix. You know, like I would ask
her for business advice and then we would kind of just shoot things back and forth.
But as far as the running of the operation of the business, she had stepped back.12
In late February or early March 2015, once we [Opposer and Applicant] had
started talking and discussed the, the basics of the business and how we wanted it to
run, Opposer testified, then we were shooting names back and forth and I came up
with the name Bootique Envie and she [Applicant] agreed.13 Under this
8 Burton dep. 5:25-6:6; 9 TTABVUE 9-10.
9 Burton dep. 17:16-21; 9 TTABVUE 21.
10 Burton dep. 17:22-24; 9 TTABVUE 21.
11 Burton dep. 17:16-18:5, 23:12-17, 9 TTABVUE 21-22, 27.
12 Burton dep. 7:11-8:5, 9 TTABVUE 11-12.
13 Burton dep. 6:22-7:7, 9 TTABVUE 10-11.
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Opposition No. 91227749
arrangement, Opposer produced the purses and Applicant made some sales.14 The
boot purses looked like this:
15
Opposer originally sewed embroidered tags inside the boot purses, but Applicant
then commissioned brass halter tags for the purses bearing the mark BOOTIQUE
ENVIE, as displayed on the purse above left.16
The parties business relationship was short-lived. Between January and July
2015, they funneled complaints about one another through Anna Fleckenstein, and
then, on July 23, 2015, the relationship came to an end. As Opposer put it, Applicant
had a problem with something that I didnt agree with that she was, that she wanted
to do with the business. And she went to Anna and told Anna that she didnt know
what she was going to do with me. And so, Anna called me and asked me what was
14 Burton dep. 9:11-14, 9 TTABVUE 13.
15 Burton dep., 11:25-13:4, Plaintiffs exhibit 1, 9 TTABVUE 15-17, 51-52.
16 Burton dep. 12:16-13:17, 9 TTABVUE 16.
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Opposition No. 91227749
going on. And I had had enough. I had had enough of being told that I couldnt run
my business the way that I wanted to run it or have any input in it, so I text[ed
Applicant] Miranda and I told her that I was finished, that I didnt want work with
her anymore.17 I told her that I was going to continue making purses under the
name [BOOTIQUE ENVIE] because it was my business.18
Applicant did not respond to Opposers texts that day, July 23, 2015. But a scant
15 days later, on August 8, 2015, Applicant filed the subject Application to register
the trademark BOOTIQUE ENVIE in standard characters on the Principal Register
for purses, handbags and related carrying bags, claiming actual use in commerce
since April 1, 2015.
Opposer takes the position that under the parties oral agreement, she was the
manufacturer of the purses and Applicant was the distributor: The agreement was,
is that I would make the purses and she would sell them.19 As manufacturer of the
goods, Opposer maintains, she is the owner of the mark, not Applicant, who could not
acquire a right in the mark merely by moving Opposers goods in trade.20
Applicant, on the other hand, takes the position that she was not just a distributor
for Opposer, but a joint venturer with Opposer, marketing bags under the
BOOTIQUE ENVIE mark.21 She relies on Opposers own testimony, which frequently
17 Burton dep. 10:1-21; 9 TTABVUE 14.
18 Burton dep. 10:25-11:4; 9 TTABVUE 14-15.
19 Burton dep. 24:22-23; 9 TTABVUE 28.
20 Notice of Opposition, 1 TTABVUE 3; Opposers brief, 12 TTABVUE 3-4.
21 Applicants brief, 13 TTABVUE 3-4.
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Opposition No. 91227749
refers to their business relationship as a venture. For example, on cross-
examination, Opposer was asked:
Q. [A]t the time that you came up with the name Bootique Envie – –
A. Correct.
Q. – – for the products- –
A. Right.
Q. In February, March of 2015, you and Ms. McIntosh were in a venture together,
right?
A. Yes.
Q. And you said that you came up with the name?
A. Yes.
Q. And she agreed to it – –
A. Yes.
Q. – – as part of that venture, right?
A. Uh-huh.22
Later in the cross-examination (after Opposer was instructed to listen to the full
question before answering), she was asked:
Q. You testified earlier that you were in a joint venture?
A. Correct.
Q. So, but in here [the notice of opposition] says shes only a distributor. How is
that the same thing?
22 Burton dep. 16:10-17:1, 9 TTABVUE 20-21.
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Opposition No. 91227749
A. [after objection] Her main job as part of the business was to sell purses.
Q. But you also testified that she also supplied materials for you, right?
A. Yes.
Q. Is that the role of a distributor?
A. It depends on how you set your business up, I suppose.
Q. Well, how do you define distributor?
A. [after objection] To sell purses.23
Applicant agrees that the parties business relationship came to an end on July
23, 2015.24 And Opposer stated that I have sold nothing since July 23rd at her
testimonial deposition, taken on April 14, 2017.25 Due to the dissolution of the alleged
joint venture, followed by Opposers non-use of the mark, Applicant contends that the
mark was abandoned, enabling her to apply for its registration.26 For these reasons,
Applicant concludes that Opposer has failed to carry her burden of proving that the
subject mark should be refused registration.27
IV. Applicable Law
Only the owner of a mark may apply to register it. 15 U.S.C. § 1051(a). A use-
based application filed by a person who does not own the mark at the time of filing is
void ab initio. Lyons v. Am. Coll. Of Veterinary Sports Med. & Rehab., 859 F.3d 1023,
23 Burton dep. 23:4-25, 9 TTABVUE 27.
24 Applicants brief, 13 TTABVUE 4.
25 Burton dep. 20:13-14, 9 TTABVUE 24.
26 Applicants brief, 13 TTABVUE 3-4.
27 Applicants brief, 13 TTABVUE 5-6.
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Opposition No. 91227749
123 USPQ2d 1024, 1027 (Fed. Cir. 2017); Huang v. Tzu Wei Chen Food Co. Ltd., 849
F.2d 1458, 7 USPQ2d 1335, 1336 (Fed. Cir. 1988) (affirming Boards holding that an
application was void ab initio because the applicant was not the owner of the mark
on the filing date); Hollywood Casino LLC v. Chateau Celeste, Inc., 116 USPQ2d 1988,
1992 (TTAB 2015); UVeritech, 115 USPQ2d at 1245 n.6; see also Trademark Rule
2.71(d), 37 C.F.R. § 2.71(d) (An application filed in the name of an entity that did not
own the mark as of the filing date of the application is void.).
Where, as here, both parties are relying upon activities the two conducted in
concert with one another, each in an attempt to establish prior rights in a mark over
the other, the dispute centers on ownership of the mark. Wonderbread 5 v. Gilles,
115 USPQ2d 1296, 1302 (TTAB 2015). Ownership must be determined on a case by
case basis dependent on the particular facts adduced in each case. In re Briggs, 229
USPQ 76, 77 (TTAB 1986). In trying to determine which party is entitled to claim
ownership of the mark, we observe at the outset that the record is hardly a model of
clarity. Uveritech, 115 USPQ2d at 1245. In the absence of a written agreement, we
must understand the nature and history of the parties business dealings, and how
they went from a business relationship to an adversarial relationship in six months
time. See id. at 1246. In so doing, we shall consider in turn the parties warring
theories of the case: manufacturer-distributor, joint venture, and abandonment.
A. Manufacturer-Distributor
[I]t has been held that the question of ownership of a mark as between the
manufacture[r] of the product to which the mark is applied and the exclusive
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Opposition No. 91227749
distributor of the product is a matter of agreement between them, and that in the
absence of an agreement, there is a legal presumption that the manufacturer is the
owner of the mark. Uveritech, 115 USPQ2d at 1249 (quoting Lutz Superdyne, Inc. v.
Arthur Brown & Bro., Inc., 221 USPQ 354, 362 (TTAB 1984). This presumption in
favor of the manufacturer may be rebutted upon consideration of various factors:
In order to resolve the prototypical dispute over the ownership of a single,
indivisible trademark when there is a neglect of formalities in defining the
business relationship between parties, we find the similar factual
frameworks adopted by the courts in Sengoku Works and Wrist-Rocket
instructive. These courts looked to several relevant factors, including the
following:
(1) which party created and first affixed the mark to the product;
(2) which partys name appeared with the trademark on packaging and
promotional materials;
(3) which party maintained the quality and uniformity of the product,
including technical changes;
(4) which party does the consuming public believe stands behind the
product, e.g., to whom customers direct complaints and turn to for
correction of defective products;
(5) which party paid for advertising; and
(6) what a party represents to others about the source or origin of the
product.
No one factor is dispositive.
Uveritech, 115 USPQ2d at 1249 (citing Sengoku Works Ltd. v. RMC Intl, Ltd., 96
F.3d 1217, 40 USPQ2d 1149, 1152 (9th Cir. 1996), modified on other grounds, 97 F.3d
1460 (9th Cir. 1996) and Wrist-Rocket Mfg. Co. v. Saunders, 379 F. Supp. 902, 183
USPQ 17 (D. Neb. 1974), affd in part and revd in part, 516 F.2d 846, 186 USPQ 5
(8th Cir. 1975)); see generally Pamela S. Chestek, Who owns the mark? A Single
Framework for Resolving Trademark Ownership Disputes, 96 Trademark Rep. 681
(May-June, 2006). Cf. Lyons v. Am. Coll. Of Veterinary Sports Med. & Rehab., 123
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Opposition No. 91227749
USPQ2d at 1028 (relevant tests for resolving ownership disputes are delineated in
various ways, yet all substantively include the parties objective intentions or
expectations, who the public associates with the mark, and to whom the public looks
to stand behind the quality of goods or services offered under the mark).
Consistent with the factors identified in Uveritech, we find that Applicant does
not own the mark. (1) Here, as in that case, Opposer conceived of the mark. That,
however, is a neutral factor, as she did so with Applicants approval after they formed
their business relationship, not before.28 (2) The record does not show that either
partys name appeared with the trademark on packaging and promotional materials,
so this factor is neutral. (3) Opposer clearly maintained the quality of the boot purses,
including technical changes. As the sole artisan crafting the purses, Opposer testified,
every purse that I made is individual, unique. I never make two the same.29 The
craftsmanship was Opposers responsibility, and Applicant tacitly acknowledged as
much by supplying materials to her, materials that Opposer maintained in inventory
at my shop.30 Thus, this factor?maintaining the quality of the goods?weighs heavily
in favor of Opposer. (4) For much the same reason, Opposer was the party to whom
customers could turn for correction of defective products. From the inception of the
business, which began before Applicant joined it, Opposer was the sole manufacturer
of the boot purses?the only person to whom customers could turn to correct any
28Burford dep. 16:20-17:1; 9 TTABVUE 20-21. See Wrist-Rocket, 183 USPQ at 19
(manufacturer had no prior right to mark when he and distributor started their relationship).
29 Burford dep. 12:24-25; 9 TTABVUE 16.
30 Burford dep. 20:9-10, 23:15-17, 9 TTABVUE 24, 27.
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Opposition No. 91227749
defects. Applicant, in contrast, had no responsibility for quality control; indeed, she
was not even the exclusive distributor of the product, as Opposer sold the boot purses
to customers, too.31 Hence, this factor also weighs heavily in Opposers favor. (5)
Opposer originally sewed embroidered tags inside the boot purses, and Applicant
then commissioned brass halter tags for the purses bearing the mark BOOTIQUE
ENVIE which were subsequently attached to the product as evidenced in Exhibit one
to Opposers deposition.32 But there is no evidence of which party paid for advertising,
so this factor is neutral. (6) By her actions as well as her words, Opposer consistently
stood behind the product as its source or origin. She was, in essence, the linchpin of
the business, from its commencement, when she worked with Ms. Fleckenstein, to its
continuation, when she worked with Applicant. Throughout, she was the
manufacturer who stood behind the goods. And when she and Applicant parted ways,
I also told her I was keeping the name on July 23rd, Opposer testified. I told her
that I was going to continue making purses under the name because it was my
business.33 In sum, the factors that indicate ownership of a mark?particularly
controlling the quality of manufacture and standing behind the product?weigh
against Applicants claim of ownership.
B. Joint Venture
It is undisputed that Opposer made the boot purses and that Applicant was one
31 Burton dep. 17:22-24, 9 TTABVUE 21.
32 Burton dep. 12:16-13:17, 9 TTABVUE 16-17.
33 Burton dep. 11:2-4, 20:20-21, 9 TTABVUE 15, 24.
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Opposition No. 91227749
of its distributors. But Applicant maintains that there was something more to the
relationship than that of simply manufacturer/distributor. Applicant also supplied
some of the materials Opposer used to sew the boot purses, Applicant commissioned
the brass halter tags bearing the mark, and Applicant made?or endeavored to
make?some decisions about the conduct of the business, decisions with which
Opposer disagreed, and which ultimately led to the end of their business
relationship.34
Although these factors suggest that the parties may have had something more
than a simple manufacturer/distributor relationship, or that their relationship could
have developed over time into something more than that, the record evidence, such
as it is, is insufficient to support Applicants position that their erstwhile business
relationship was a joint venture. Although Opposer may have used the term
venture in her testimony, or even joint venture when prompted by Applicants
counsel, we understand her to use the term in a colloquial sense. See Nahshin v.
Product Source Intl LLC, 107 USPQ2d 1257, 1262 n. 9 (TTAB 2013) (we understand
the term [partner] to be used, not in its legal sense, but as a colloquial way to refer
to the other party to a contract .). A venture, in this colloquial sense, simply
means [a] business enterprise involving some risk in expectation of gain.35 Not all
business ventures are joint ventures.
34 Burton dep. 10:9-21, 9 TTABVUE 14. See text accompanying n. 18.
35 THE AMERICAN HERITAGE DICTIONARY, AHDictionary.com 3/7/2018. The Board may take
judicial notice of definitions from dictionaries, including online dictionaries that exist in
printed format or have regular fixed editions. See, e.g., In re Cordua Rests. LP, 110 USPQ2d
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Opposition No. 91227749
As a general rule, a joint venture requires a community of interest in the
performance of a common purpose, a joint proprietary interest in the subject matter,
a mutual right to control, a right to share in the profits, and a duty to share in any
losses which may be sustained. Hoyle Knitting Mills, Inc. v. T.J. Manalo, Inc., 12
USPQ2d 1720, 1724 (TTAB 1989); accord Reflange Inc. v. R-Con Intl, 17 USPQ2d
1125, 1128 (TTAB 1990); In re Hercofina, 207 USPQ 777, 779 (TTAB 1980) (citing
inter alia Blacks Law Dictionary (Fifth Edition 1979)). The record in this case falls
far short of proving the elements of a joint venture, particularly the elements of a
right to share in the profits and a duty to share in any losses. Although Applicant
supplied some of the materials with which to make the boot purses, she did not inform
her supposed joint venturer how much she spent in purchasing those materials,
according to Opposer:
Q. And Ms. McIntosh would also provide you with materials for stitching the bags,
correct?
A. Some of the materials.
Q. Do you know approximately how much money Ms. McIntosh spent in, in
purchasing or providing those materials?
A. No. Because she never gave me that information.
1227, 1229 n.4 (TTAB 2014) affd 823 F.3d 594, 118 USPQ2d 1632 (Fed. Cir. 2016); Luxco,
Inc. v. Consejo Regulador del Tequila, A.C., 121 USPQ2d 1477, 1487 n. 53 (TTAB 2017).
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Opposition No. 91227749
Q. So, she never communicated to you how much she spent on the materials that
she provided to you?
A. No.36
Absent information of this sort, we are left to guess at whether there was an
agreement for sharing profits and losses, and if so, what its terms might have been.
Opposers testimony does not enlighten us on these required elements. The most we
can glean from the record evidence is that Applicants attempts to develop the parties
business relationship into something more than manufacturer/distributor were
sometimes accepted and sometimes rebuffed by Opposer, and that their differences
led quickly to the end of their relationship. The evidence does not disclose a meeting
of minds between the parties as to the formation of a joint venture. Rather, Opposer
repeatedly testified that it was my business.37 And Applicant did not elect to testify.
Despite the fact that the parties have used the term joint venture, this does not
mean that a joint venture was created in the legal sense of that term, and for the
reasons discussed, we find that it was not. Reflange v. R-Con, 17 USPQ2d at 1130;
see also Hoyle Knitting Mills v. T.J. Manalo, 12 USPQ2d at 1727 (elements of joint
venture unproven).38 In sum, under either theory of the parties relationship, and
upon consideration of all of the record evidence, Applicant has not overcome the
36 Burton dep. 17:25-18:22, 9 TTABVUE 21-22.
37 Burton dep. 10:17, 11:4, 28:4, 9 TTABVUE 14, 15, 32.
38 Furthermore, even if the evidence had established the existence of a joint venture (which
it has not), that would not render Applicant the sole owner of the mark. See Conolty v. Conolty
OConnor NYC LLC, 111 USPQ2d 1302, 1308-09 (TTAB 2014).
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Opposition No. 91227749
presumption in favor of the manufacturer, nor has she established that there was a
joint venture.
C. Abandonment
Applicants abandonment theory is similarly unavailing. In her brief, Applicant
argues that the dissolution of the supposed joint venture, coupled with Opposers
testimony that I have sold nothing since July 23rd,39 meant that Opposer had
abandoned the mark, leaving Applicant free to claim it.40 Opposer responds that
Applicant did not raise the issue through her Answer to the Opposition and there is
no evidence to support the defense in the record.41
We agree with Opposer. A defendants claim that a common law mark has been
abandoned is in the nature of an affirmative defense. See, e.g. Azeka Bldg. Corp. v.
Azeka, 122 USPQ2d 1477, 1485 (TTAB 2017); Exec. Coach Builders, Inc. v. SPV Coach
Co., 123 USPQ2d 1175, 1180 (TTAB 2017). Applicants Answer consisted of nothing
more than denials of the claims in the Notice of Opposition.42 Abandonment was
neither pleaded nor tried, expressly or implicitly, by the parties. See generally
TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP) § 314 (June
2017) (Except as provided in Fed. R. Civ. P. 12(b) and (h)(2) (which allow a defendant
to raise certain specified defenses by motion), a defendant may not rely on an
unpleaded defense unless the defendants pleading is amended (or deemed amended),
39 Burton dep. 20:13-14, 9 TTABVUE 24.
40 Applicants brief, 13 TTABVUE 4.
41 Opposers reply brief, 14 TTABVUE 2.
42 4 TTABVUE.
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Opposition No. 91227749
pursuant to Fed. R. Civ. P. 15(a) or 15(b), to assert the matter.). In view thereof, no
consideration has been given to Applicants allegation, raised in her brief on the case,
of abandonment. See West Florida Seafood Inc., v. Jet Restaurants Inc., 31 F.3d 1122,
31 USPQ2d 1660, 1666 (Fed. Cir. 1994); Colony Foods, Inc. v. Sagemark, Ltd., 735
F.2d 1336, 222 USPQ 185, 187 (Fed. Cir. 1984) (abandonment issue not tried; motion
to amend claims after filing of briefs properly denied); Hilson Research Inc. v. Society
for Human Resource Mgmt., 27 USPQ2d 1423, 1439-40 (TTAB 1993) (issue of
abandonment neither pleaded nor tried).
Furthermore, for the sake of completeness, we agree with Opposer that the
evidence falls short of proving her abandonment of the mark. Section 45 of the
Trademark Act, 15 U.S.C. § 1127, provides in relevant part that a mark shall be
deemed to be abandoned [w]hen its use has been discontinued with intent not to
resume such use. Intent not to resume may be inferred from circumstances. Nonuse
for 3 consecutive years shall be prima facie evidence of abandonment. There are two
elements to a nonuse abandonment claim: nonuse of the mark and intent not to
resume use. Exec. Coach Builders v. SPV Coach, 123 USPQ2d at 1180; Azeka Bldg.
Corp. v. Azeka, 122 USPQ2d at 1485. Since abandonment is a question of fact, the
party claiming that a mark has been abandoned must prove these elements. See
FirstHealth of Carolinas, Inc. v. CareFirst of Maryland, Inc., 479 F.3d 825, 81
USPQ2d 1919, 1922 (Fed. Cir. 2007); Quality Candy Shoppes/Buddy Squirrel of
Wisconsin, Inc. v. Grande Foods, 90 USPQ2d 1389, 1393 (TTAB 2007).
In this case, Opposers statement that I have sold nothing since July 23rd 2015
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Opposition No. 91227749
was elicited at her testimonial deposition, taken on April 14, 2017.43 That period of
time, less than two years, fails to establish nonuse for three consecutive years, which
is the statutory standard for prima facie evidence of abandonment. 15 U.S.C. § 1127.
Applicant introduced no evidence of nonuse beyond that point. Moreover, Opposers
statement quoted above should be taken in context. She was asked on cross-
examination:
Q. So, what did you do with those bags that you stitched with her [Applicants]
materials?
A. [after objection] I did nothing with them. I still have all of her supplies. Theyre
in inventory at my shop.
Q. Okay.
A. I have sold nothing since July 23rd.
Q. Okay. Of what year?
A. 2015.
I also told her I was keeping the name on July 23rd.44
Opposer testified further, I told her that I was going to continue making purses
under the name because it was my business.45 That testimony fails to evidence a
cessation of use with intent not to resume, leaving the mark abandoned for Applicant
to claim as her own. As Professor McCarthy puts it, It is not the law that the
43 9 TTABVUE 4.
44 Burton dep. 20: 4-21, 9 TTABVUE 24.
45 Burton dep. 11:2-4, 9 TTABVUE 15.
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Opposition No. 91227749
slightest cessation of use causes a trademark to roll free, like a fumbled football, so
that it may be pounced on by any alert opponent. 3 MCCARTHY ON TRADEMARKS AND
UNFAIR COMPETITION § 17:14 (5th ed. March 2018) (quoting Continental Distilling
Corp. v. Old Charter Distillery Co., 188 F.2d 614, 87 USPQ 365, 369 (D.C.Cir. 1950)).
For these reasons, Applicants abandonment theory fails.
V. Conclusion
Accordingly, we find by a preponderance of the evidence that Applicant was not
the owner of the BOOTIQUE ENVIE mark when she filed the subject application,
and the application is consequently void ab initio.
Decision: The opposition is sustained and registration to Applicant is refused.
Taylor, J., concurring.
I concur with the result reached by the majority that Applicant has not
demonstrated that she is the sole owner of the BOOTIQUE ENVIE mark and
accordingly the application is void ab initio. However, I disagree with some of the
majoritys analysis, particularly as it relates to the purported business relationship
between the parties. In particular, the majority, relying on the factors set forth in
Uveritech, 115 USPQ2d at 1249, analyzes the sparse facts of this case, categorizing
the parties relationship as one of manufacturer and distributor, Opposer being the
manufacturer and Applicant the distributor, albeit one who attempts to develop the
parties business relationship into something more than manufacturer/distributor.
It is my view that Applicants role in the parties business relationship cannot be
ascertained from the facts in evidence.
– 19 –
Opposition No. 91227749
As the majority correctly points out, Opposer originally developed an unnamed
business redesigning old boots into one of a kind purses and handbags. Applicant
subsequently was brought into the business as a good source for selling the purses.
The record, however, shows that Applicants involvement in the business was not
limited to selling a traditional role of a distributor, distributor being defined as
[o]ne that markets or sells merchandise, especially a wholesaler, in The American
Heritage Dictionary of the English Language.46 Rather, Applicant participated in the
adoption of the BOOTIQUE ENVIE mark, provided raw materials at no cost to
Opposer,47 commissioned the creation of brass halter tags bearing the BOOTIQUE
ENVIE mark for placement on the goods, and sought to expand the business into
boutiques. These activities lead me to believe that Applicants role was not that of a
mere distributor. Indeed, the majority recognizes the apparent no meeting of the
minds with respect to each partys role in the business.
Turning then to the Uveritech factors, I believe that the majoritys findings with
regard to factors (4) and (6) are tenuous, at best. While Opposer was the creative force
in the relationship, nothing in the record confirms or, for that matter, disavows that
Opposer was the sole party to whom customers could voice their complaints regarding
46 https://www.ahdictionary.com/word/search.html?. The Board may take judicial notice of
dictionary definitions, including online dictionaries that exist in printed format or have
regular fixed editions. In re Cordua Rests. LP, 110 USPQ2d 1227, 1229 n.4 (TTAB 2014);
Threshold.TV Inc. v. Metronome Enters. Inc., 96 USPQ2d 1031, 1038 n.14 (TTAB 2010); In re
Red Bull GmbH, 78 USPQ2d 1375, 1377 (TTAB 2006).
47 In this regard, Opposer testified as follows: Well things were going fine at first. I was
producing the purses, [Applicant] was buying the boots and giving them to me. 9 TTABVUE
13.
– 20 –
Opposition No. 91227749
the goods, or the sole party looked to as the source of origin for the goods. As regards
to factor (3), just because Opposer was the creative component in the parties
undefined business relationship, that does not lessen the contributions made by
Applicant in furtherance of the overall business objectives. Under these
circumstances, I cannot say that Opposer has shown that a manufacturer/distributor
relationship, as contemplated by Uveritech, existed between the parties.
– 21 –
This Opinion is not a
Precedent of the TTAB
Mailed: March 28, 2018
UNITED STATES PATENT AND TRADEMARK OFFICE
_____
Trademark Trial and Appeal Board
_____
Lori Burton
v.
Miranda McIntosh
_____
Opposition No. 91227749
_____
Joseph W. Stadnicar of Hammond Stier & Stadnicar LLC,
for Lori Burton
John M. Mueller and David A. Mancino of Baker & Hostetler LLP,
for Miranda McIntosh.
_____
Before Taylor, Wolfson and Heasley,
Administrative Trademark Judges.
Opinion by Heasley, Administrative Trademark Judge:
This case presents a trademark ownership dispute between parties who once had
a business relationship. Miranda McIntosh (Applicant) seeks registration on the
Principal Register of the mark BOOTIQUE ENVIE (in standard characters) for
purses, handbags, all-purpose carrying bags, wine bags with handles for carrying or
Opposition No. 91227749
holding wine, whiskey bags with handles for carrying or holding whiskey in
International Class 18.1
Lori Burton (Opposer) has opposed registration of the applied-for mark on the
ground that she is the rightful owner of the mark, not Applicant.2 Applicant denies
all of Opposers allegations.3 For the reasons that follow, we find that Applicant was
not the owner of the mark when she filed the subject application. The application is,
in consequence, void ab initio.
I. Standing
Any person who believes that [s]he would be damaged by the registration of a
mark upon the principal register may, upon payment of the prescribed fee, file an
opposition in the Patent and Trademark Office, stating the grounds therefor . 15
U.S.C. § 1063. In order to meet the standing requirement under the statute, an
opposer need only show that she has a real interest, i.e., a personal stake, in the
outcome of the proceeding and a reasonable basis for her belief that she will be
damaged. See Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023, 1025-28 (Fed. Cir.
1999). A belief in likely damage can be shown by establishing a direct commercial
interest. Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1844 (Fed.
Cir. 2000). Opposer claims ownership of BOOTIQUE ENVIE for the associated goods,
1 Application Serial No. 86718933 was filed on August 8, 2015, based upon Applicants
allegation of use in commerce under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a),
claiming April 1, 2015 as both the date of first use and the date of first use in commerce.
2 Notice of Opposition, 1 TTABVUE 3.
3 Answer, 4 TTABVUE 2.
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Opposition No. 91227749
to the exclusion of Applicant.4 Based on this proprietary and commercial interest,
Opposer clearly has a personal stake in the outcome of this proceeding. UVeritech,
Inc. v. Amax Lighting, Inc., 115 USPQ2d 1242, 1245 (TTAB 2015). She therefore has
standing to oppose registration of Applicants mark. See Empresa Cubana Del Tabaco
v. Gen. Cigar Co., 753 F.3d 1270, 111 USPQ2d 1058, 1061-62 (Fed. Cir. 2014), cert.
denied, 135 S. Ct. 1401 (2015) (Cuban cigar manufacturer had standing to seek
cancellation of competitors trademark registrations).
II. The Record
The record includes the pleadings, Applicants application file,5 and Opposers
testimonial deposition, with exhibits.6 Applicant did not introduce any evidence
during her testimony period.
III. Background
Opposer Lori Burton testified that in the Spring of 2014 she and a friend, Anna
Fleckenstein, began making boot purses, that is, We take an old pair of boots and
redesign them into a nice pretty purse.7 Anna Fleckenstein thought Applicant
Miranda McIntosh would be a good source for selling the purses because she is a
4 Notice of Opposition ¶¶ 1, 2, 1 TTABVUE 3.
5 Trademark Rule 2.122(b), 37 CFR § 2.122(b).
6 9 TTABVUE. Opposer submitted one exhibit to her testimony deposition, consisting of a
copy of the mark BOOTIQUE ENVIE on a blank piece of paper and photographs of the boot
purses. 9 TTABVUE 48-52. Applicants Exhibit 1 consisted of a copy of the Notice of
Opposition. 9 TTABVUE 53-54. During cross-examination, Applicant also had printouts of
certain text messages between the parties, taken from Applicants cell phone, marked as
Exhibit 2. Opposers counsel objected that the text messages were incomplete and out of
chronological order. 9 TTABVUE 33-37. Neither party introduced Applicants second exhibit
into evidence during her respective testimony period.
7 Burton dep. 6:9-10, 14-16; 7:8-12; 9 TTABVUE 10-11.
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Opposition No. 91227749
horse trainer and she is involved with a lot of people that are into western everything,
horses and stuff like that.8 Opposer eventually met with Applicant in January 2015
and entered into an unwritten business arrangement by which Opposer would sew
the purses or other bags and Applicant would sell some of them.9 Opposer sold some
of the bags herself.10 Applicant supplied some of the materials used to make the boot
purses or bags, but her main purpose was to sell them, according to Opposer.11
As Applicant became involved in the business, Anna Fleckenstein remained a part
of the business, even though [s]he had decided that once Miranda and I had, you
know, kind of got the ball rolling after January, that she kind of wanted to step back
a little, Opposer testified. But she was still in the mix. You know, like I would ask
her for business advice and then we would kind of just shoot things back and forth.
But as far as the running of the operation of the business, she had stepped back.12
In late February or early March 2015, once we [Opposer and Applicant] had
started talking and discussed the, the basics of the business and how we wanted it to
run, Opposer testified, then we were shooting names back and forth and I came up
with the name Bootique Envie and she [Applicant] agreed.13 Under this
8 Burton dep. 5:25-6:6; 9 TTABVUE 9-10.
9 Burton dep. 17:16-21; 9 TTABVUE 21.
10 Burton dep. 17:22-24; 9 TTABVUE 21.
11 Burton dep. 17:16-18:5, 23:12-17, 9 TTABVUE 21-22, 27.
12 Burton dep. 7:11-8:5, 9 TTABVUE 11-12.
13 Burton dep. 6:22-7:7, 9 TTABVUE 10-11.
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Opposition No. 91227749
arrangement, Opposer produced the purses and Applicant made some sales.14 The
boot purses looked like this:
15
Opposer originally sewed embroidered tags inside the boot purses, but Applicant
then commissioned brass halter tags for the purses bearing the mark BOOTIQUE
ENVIE, as displayed on the purse above left.16
The parties business relationship was short-lived. Between January and July
2015, they funneled complaints about one another through Anna Fleckenstein, and
then, on July 23, 2015, the relationship came to an end. As Opposer put it, Applicant
had a problem with something that I didnt agree with that she was, that she wanted
to do with the business. And she went to Anna and told Anna that she didnt know
what she was going to do with me. And so, Anna called me and asked me what was
14 Burton dep. 9:11-14, 9 TTABVUE 13.
15 Burton dep., 11:25-13:4, Plaintiffs exhibit 1, 9 TTABVUE 15-17, 51-52.
16 Burton dep. 12:16-13:17, 9 TTABVUE 16.
-5-
Opposition No. 91227749
going on. And I had had enough. I had had enough of being told that I couldnt run
my business the way that I wanted to run it or have any input in it, so I text[ed
Applicant] Miranda and I told her that I was finished, that I didnt want work with
her anymore.17 I told her that I was going to continue making purses under the
name [BOOTIQUE ENVIE] because it was my business.18
Applicant did not respond to Opposers texts that day, July 23, 2015. But a scant
15 days later, on August 8, 2015, Applicant filed the subject Application to register
the trademark BOOTIQUE ENVIE in standard characters on the Principal Register
for purses, handbags and related carrying bags, claiming actual use in commerce
since April 1, 2015.
Opposer takes the position that under the parties oral agreement, she was the
manufacturer of the purses and Applicant was the distributor: The agreement was,
is that I would make the purses and she would sell them.19 As manufacturer of the
goods, Opposer maintains, she is the owner of the mark, not Applicant, who could not
acquire a right in the mark merely by moving Opposers goods in trade.20
Applicant, on the other hand, takes the position that she was not just a distributor
for Opposer, but a joint venturer with Opposer, marketing bags under the
BOOTIQUE ENVIE mark.21 She relies on Opposers own testimony, which frequently
17 Burton dep. 10:1-21; 9 TTABVUE 14.
18 Burton dep. 10:25-11:4; 9 TTABVUE 14-15.
19 Burton dep. 24:22-23; 9 TTABVUE 28.
20 Notice of Opposition, 1 TTABVUE 3; Opposers brief, 12 TTABVUE 3-4.
21 Applicants brief, 13 TTABVUE 3-4.
-6-
Opposition No. 91227749
refers to their business relationship as a venture. For example, on cross-
examination, Opposer was asked:
Q. [A]t the time that you came up with the name Bootique Envie – –
A. Correct.
Q. – – for the products- –
A. Right.
Q. In February, March of 2015, you and Ms. McIntosh were in a venture together,
right?
A. Yes.
Q. And you said that you came up with the name?
A. Yes.
Q. And she agreed to it – –
A. Yes.
Q. – – as part of that venture, right?
A. Uh-huh.22
Later in the cross-examination (after Opposer was instructed to listen to the full
question before answering), she was asked:
Q. You testified earlier that you were in a joint venture?
A. Correct.
Q. So, but in here [the notice of opposition] says shes only a distributor. How is
that the same thing?
22 Burton dep. 16:10-17:1, 9 TTABVUE 20-21.
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Opposition No. 91227749
A. [after objection] Her main job as part of the business was to sell purses.
Q. But you also testified that she also supplied materials for you, right?
A. Yes.
Q. Is that the role of a distributor?
A. It depends on how you set your business up, I suppose.
Q. Well, how do you define distributor?
A. [after objection] To sell purses.23
Applicant agrees that the parties business relationship came to an end on July
23, 2015.24 And Opposer stated that I have sold nothing since July 23rd at her
testimonial deposition, taken on April 14, 2017.25 Due to the dissolution of the alleged
joint venture, followed by Opposers non-use of the mark, Applicant contends that the
mark was abandoned, enabling her to apply for its registration.26 For these reasons,
Applicant concludes that Opposer has failed to carry her burden of proving that the
subject mark should be refused registration.27
IV. Applicable Law
Only the owner of a mark may apply to register it. 15 U.S.C. § 1051(a). A use-
based application filed by a person who does not own the mark at the time of filing is
void ab initio. Lyons v. Am. Coll. Of Veterinary Sports Med. & Rehab., 859 F.3d 1023,
23 Burton dep. 23:4-25, 9 TTABVUE 27.
24 Applicants brief, 13 TTABVUE 4.
25 Burton dep. 20:13-14, 9 TTABVUE 24.
26 Applicants brief, 13 TTABVUE 3-4.
27 Applicants brief, 13 TTABVUE 5-6.
-8-
Opposition No. 91227749
123 USPQ2d 1024, 1027 (Fed. Cir. 2017); Huang v. Tzu Wei Chen Food Co. Ltd., 849
F.2d 1458, 7 USPQ2d 1335, 1336 (Fed. Cir. 1988) (affirming Boards holding that an
application was void ab initio because the applicant was not the owner of the mark
on the filing date); Hollywood Casino LLC v. Chateau Celeste, Inc., 116 USPQ2d 1988,
1992 (TTAB 2015); UVeritech, 115 USPQ2d at 1245 n.6; see also Trademark Rule
2.71(d), 37 C.F.R. § 2.71(d) (An application filed in the name of an entity that did not
own the mark as of the filing date of the application is void.).
Where, as here, both parties are relying upon activities the two conducted in
concert with one another, each in an attempt to establish prior rights in a mark over
the other, the dispute centers on ownership of the mark. Wonderbread 5 v. Gilles,
115 USPQ2d 1296, 1302 (TTAB 2015). Ownership must be determined on a case by
case basis dependent on the particular facts adduced in each case. In re Briggs, 229
USPQ 76, 77 (TTAB 1986). In trying to determine which party is entitled to claim
ownership of the mark, we observe at the outset that the record is hardly a model of
clarity. Uveritech, 115 USPQ2d at 1245. In the absence of a written agreement, we
must understand the nature and history of the parties business dealings, and how
they went from a business relationship to an adversarial relationship in six months
time. See id. at 1246. In so doing, we shall consider in turn the parties warring
theories of the case: manufacturer-distributor, joint venture, and abandonment.
A. Manufacturer-Distributor
[I]t has been held that the question of ownership of a mark as between the
manufacture[r] of the product to which the mark is applied and the exclusive
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Opposition No. 91227749
distributor of the product is a matter of agreement between them, and that in the
absence of an agreement, there is a legal presumption that the manufacturer is the
owner of the mark. Uveritech, 115 USPQ2d at 1249 (quoting Lutz Superdyne, Inc. v.
Arthur Brown & Bro., Inc., 221 USPQ 354, 362 (TTAB 1984). This presumption in
favor of the manufacturer may be rebutted upon consideration of various factors:
In order to resolve the prototypical dispute over the ownership of a single,
indivisible trademark when there is a neglect of formalities in defining the
business relationship between parties, we find the similar factual
frameworks adopted by the courts in Sengoku Works and Wrist-Rocket
instructive. These courts looked to several relevant factors, including the
following:
(1) which party created and first affixed the mark to the product;
(2) which partys name appeared with the trademark on packaging and
promotional materials;
(3) which party maintained the quality and uniformity of the product,
including technical changes;
(4) which party does the consuming public believe stands behind the
product, e.g., to whom customers direct complaints and turn to for
correction of defective products;
(5) which party paid for advertising; and
(6) what a party represents to others about the source or origin of the
product.
No one factor is dispositive.
Uveritech, 115 USPQ2d at 1249 (citing Sengoku Works Ltd. v. RMC Intl, Ltd., 96
F.3d 1217, 40 USPQ2d 1149, 1152 (9th Cir. 1996), modified on other grounds, 97 F.3d
1460 (9th Cir. 1996) and Wrist-Rocket Mfg. Co. v. Saunders, 379 F. Supp. 902, 183
USPQ 17 (D. Neb. 1974), affd in part and revd in part, 516 F.2d 846, 186 USPQ 5
(8th Cir. 1975)); see generally Pamela S. Chestek, Who owns the mark? A Single
Framework for Resolving Trademark Ownership Disputes, 96 Trademark Rep. 681
(May-June, 2006). Cf. Lyons v. Am. Coll. Of Veterinary Sports Med. & Rehab., 123
– 10 –
Opposition No. 91227749
USPQ2d at 1028 (relevant tests for resolving ownership disputes are delineated in
various ways, yet all substantively include the parties objective intentions or
expectations, who the public associates with the mark, and to whom the public looks
to stand behind the quality of goods or services offered under the mark).
Consistent with the factors identified in Uveritech, we find that Applicant does
not own the mark. (1) Here, as in that case, Opposer conceived of the mark. That,
however, is a neutral factor, as she did so with Applicants approval after they formed
their business relationship, not before.28 (2) The record does not show that either
partys name appeared with the trademark on packaging and promotional materials,
so this factor is neutral. (3) Opposer clearly maintained the quality of the boot purses,
including technical changes. As the sole artisan crafting the purses, Opposer testified,
every purse that I made is individual, unique. I never make two the same.29 The
craftsmanship was Opposers responsibility, and Applicant tacitly acknowledged as
much by supplying materials to her, materials that Opposer maintained in inventory
at my shop.30 Thus, this factor?maintaining the quality of the goods?weighs heavily
in favor of Opposer. (4) For much the same reason, Opposer was the party to whom
customers could turn for correction of defective products. From the inception of the
business, which began before Applicant joined it, Opposer was the sole manufacturer
of the boot purses?the only person to whom customers could turn to correct any
28Burford dep. 16:20-17:1; 9 TTABVUE 20-21. See Wrist-Rocket, 183 USPQ at 19
(manufacturer had no prior right to mark when he and distributor started their relationship).
29 Burford dep. 12:24-25; 9 TTABVUE 16.
30 Burford dep. 20:9-10, 23:15-17, 9 TTABVUE 24, 27.
– 11 –
Opposition No. 91227749
defects. Applicant, in contrast, had no responsibility for quality control; indeed, she
was not even the exclusive distributor of the product, as Opposer sold the boot purses
to customers, too.31 Hence, this factor also weighs heavily in Opposers favor. (5)
Opposer originally sewed embroidered tags inside the boot purses, and Applicant
then commissioned brass halter tags for the purses bearing the mark BOOTIQUE
ENVIE which were subsequently attached to the product as evidenced in Exhibit one
to Opposers deposition.32 But there is no evidence of which party paid for advertising,
so this factor is neutral. (6) By her actions as well as her words, Opposer consistently
stood behind the product as its source or origin. She was, in essence, the linchpin of
the business, from its commencement, when she worked with Ms. Fleckenstein, to its
continuation, when she worked with Applicant. Throughout, she was the
manufacturer who stood behind the goods. And when she and Applicant parted ways,
I also told her I was keeping the name on July 23rd, Opposer testified. I told her
that I was going to continue making purses under the name because it was my
business.33 In sum, the factors that indicate ownership of a mark?particularly
controlling the quality of manufacture and standing behind the product?weigh
against Applicants claim of ownership.
B. Joint Venture
It is undisputed that Opposer made the boot purses and that Applicant was one
31 Burton dep. 17:22-24, 9 TTABVUE 21.
32 Burton dep. 12:16-13:17, 9 TTABVUE 16-17.
33 Burton dep. 11:2-4, 20:20-21, 9 TTABVUE 15, 24.
– 12 –
Opposition No. 91227749
of its distributors. But Applicant maintains that there was something more to the
relationship than that of simply manufacturer/distributor. Applicant also supplied
some of the materials Opposer used to sew the boot purses, Applicant commissioned
the brass halter tags bearing the mark, and Applicant made?or endeavored to
make?some decisions about the conduct of the business, decisions with which
Opposer disagreed, and which ultimately led to the end of their business
relationship.34
Although these factors suggest that the parties may have had something more
than a simple manufacturer/distributor relationship, or that their relationship could
have developed over time into something more than that, the record evidence, such
as it is, is insufficient to support Applicants position that their erstwhile business
relationship was a joint venture. Although Opposer may have used the term
venture in her testimony, or even joint venture when prompted by Applicants
counsel, we understand her to use the term in a colloquial sense. See Nahshin v.
Product Source Intl LLC, 107 USPQ2d 1257, 1262 n. 9 (TTAB 2013) (we understand
the term [partner] to be used, not in its legal sense, but as a colloquial way to refer
to the other party to a contract .). A venture, in this colloquial sense, simply
means [a] business enterprise involving some risk in expectation of gain.35 Not all
business ventures are joint ventures.
34 Burton dep. 10:9-21, 9 TTABVUE 14. See text accompanying n. 18.
35 THE AMERICAN HERITAGE DICTIONARY, AHDictionary.com 3/7/2018. The Board may take
judicial notice of definitions from dictionaries, including online dictionaries that exist in
printed format or have regular fixed editions. See, e.g., In re Cordua Rests. LP, 110 USPQ2d
– 13 –
Opposition No. 91227749
As a general rule, a joint venture requires a community of interest in the
performance of a common purpose, a joint proprietary interest in the subject matter,
a mutual right to control, a right to share in the profits, and a duty to share in any
losses which may be sustained. Hoyle Knitting Mills, Inc. v. T.J. Manalo, Inc., 12
USPQ2d 1720, 1724 (TTAB 1989); accord Reflange Inc. v. R-Con Intl, 17 USPQ2d
1125, 1128 (TTAB 1990); In re Hercofina, 207 USPQ 777, 779 (TTAB 1980) (citing
inter alia Blacks Law Dictionary (Fifth Edition 1979)). The record in this case falls
far short of proving the elements of a joint venture, particularly the elements of a
right to share in the profits and a duty to share in any losses. Although Applicant
supplied some of the materials with which to make the boot purses, she did not inform
her supposed joint venturer how much she spent in purchasing those materials,
according to Opposer:
Q. And Ms. McIntosh would also provide you with materials for stitching the bags,
correct?
A. Some of the materials.
Q. Do you know approximately how much money Ms. McIntosh spent in, in
purchasing or providing those materials?
A. No. Because she never gave me that information.
1227, 1229 n.4 (TTAB 2014) affd 823 F.3d 594, 118 USPQ2d 1632 (Fed. Cir. 2016); Luxco,
Inc. v. Consejo Regulador del Tequila, A.C., 121 USPQ2d 1477, 1487 n. 53 (TTAB 2017).
– 14 –
Opposition No. 91227749
Q. So, she never communicated to you how much she spent on the materials that
she provided to you?
A. No.36
Absent information of this sort, we are left to guess at whether there was an
agreement for sharing profits and losses, and if so, what its terms might have been.
Opposers testimony does not enlighten us on these required elements. The most we
can glean from the record evidence is that Applicants attempts to develop the parties
business relationship into something more than manufacturer/distributor were
sometimes accepted and sometimes rebuffed by Opposer, and that their differences
led quickly to the end of their relationship. The evidence does not disclose a meeting
of minds between the parties as to the formation of a joint venture. Rather, Opposer
repeatedly testified that it was my business.37 And Applicant did not elect to testify.
Despite the fact that the parties have used the term joint venture, this does not
mean that a joint venture was created in the legal sense of that term, and for the
reasons discussed, we find that it was not. Reflange v. R-Con, 17 USPQ2d at 1130;
see also Hoyle Knitting Mills v. T.J. Manalo, 12 USPQ2d at 1727 (elements of joint
venture unproven).38 In sum, under either theory of the parties relationship, and
upon consideration of all of the record evidence, Applicant has not overcome the
36 Burton dep. 17:25-18:22, 9 TTABVUE 21-22.
37 Burton dep. 10:17, 11:4, 28:4, 9 TTABVUE 14, 15, 32.
38 Furthermore, even if the evidence had established the existence of a joint venture (which
it has not), that would not render Applicant the sole owner of the mark. See Conolty v. Conolty
OConnor NYC LLC, 111 USPQ2d 1302, 1308-09 (TTAB 2014).
– 15 –
Opposition No. 91227749
presumption in favor of the manufacturer, nor has she established that there was a
joint venture.
C. Abandonment
Applicants abandonment theory is similarly unavailing. In her brief, Applicant
argues that the dissolution of the supposed joint venture, coupled with Opposers
testimony that I have sold nothing since July 23rd,39 meant that Opposer had
abandoned the mark, leaving Applicant free to claim it.40 Opposer responds that
Applicant did not raise the issue through her Answer to the Opposition and there is
no evidence to support the defense in the record.41
We agree with Opposer. A defendants claim that a common law mark has been
abandoned is in the nature of an affirmative defense. See, e.g. Azeka Bldg. Corp. v.
Azeka, 122 USPQ2d 1477, 1485 (TTAB 2017); Exec. Coach Builders, Inc. v. SPV Coach
Co., 123 USPQ2d 1175, 1180 (TTAB 2017). Applicants Answer consisted of nothing
more than denials of the claims in the Notice of Opposition.42 Abandonment was
neither pleaded nor tried, expressly or implicitly, by the parties. See generally
TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP) § 314 (June
2017) (Except as provided in Fed. R. Civ. P. 12(b) and (h)(2) (which allow a defendant
to raise certain specified defenses by motion), a defendant may not rely on an
unpleaded defense unless the defendants pleading is amended (or deemed amended),
39 Burton dep. 20:13-14, 9 TTABVUE 24.
40 Applicants brief, 13 TTABVUE 4.
41 Opposers reply brief, 14 TTABVUE 2.
42 4 TTABVUE.
– 16 –
Opposition No. 91227749
pursuant to Fed. R. Civ. P. 15(a) or 15(b), to assert the matter.). In view thereof, no
consideration has been given to Applicants allegation, raised in her brief on the case,
of abandonment. See West Florida Seafood Inc., v. Jet Restaurants Inc., 31 F.3d 1122,
31 USPQ2d 1660, 1666 (Fed. Cir. 1994); Colony Foods, Inc. v. Sagemark, Ltd., 735
F.2d 1336, 222 USPQ 185, 187 (Fed. Cir. 1984) (abandonment issue not tried; motion
to amend claims after filing of briefs properly denied); Hilson Research Inc. v. Society
for Human Resource Mgmt., 27 USPQ2d 1423, 1439-40 (TTAB 1993) (issue of
abandonment neither pleaded nor tried).
Furthermore, for the sake of completeness, we agree with Opposer that the
evidence falls short of proving her abandonment of the mark. Section 45 of the
Trademark Act, 15 U.S.C. § 1127, provides in relevant part that a mark shall be
deemed to be abandoned [w]hen its use has been discontinued with intent not to
resume such use. Intent not to resume may be inferred from circumstances. Nonuse
for 3 consecutive years shall be prima facie evidence of abandonment. There are two
elements to a nonuse abandonment claim: nonuse of the mark and intent not to
resume use. Exec. Coach Builders v. SPV Coach, 123 USPQ2d at 1180; Azeka Bldg.
Corp. v. Azeka, 122 USPQ2d at 1485. Since abandonment is a question of fact, the
party claiming that a mark has been abandoned must prove these elements. See
FirstHealth of Carolinas, Inc. v. CareFirst of Maryland, Inc., 479 F.3d 825, 81
USPQ2d 1919, 1922 (Fed. Cir. 2007); Quality Candy Shoppes/Buddy Squirrel of
Wisconsin, Inc. v. Grande Foods, 90 USPQ2d 1389, 1393 (TTAB 2007).
In this case, Opposers statement that I have sold nothing since July 23rd 2015
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was elicited at her testimonial deposition, taken on April 14, 2017.43 That period of
time, less than two years, fails to establish nonuse for three consecutive years, which
is the statutory standard for prima facie evidence of abandonment. 15 U.S.C. § 1127.
Applicant introduced no evidence of nonuse beyond that point. Moreover, Opposers
statement quoted above should be taken in context. She was asked on cross-
examination:
Q. So, what did you do with those bags that you stitched with her [Applicants]
materials?
A. [after objection] I did nothing with them. I still have all of her supplies. Theyre
in inventory at my shop.
Q. Okay.
A. I have sold nothing since July 23rd.
Q. Okay. Of what year?
A. 2015.
I also told her I was keeping the name on July 23rd.44
Opposer testified further, I told her that I was going to continue making purses
under the name because it was my business.45 That testimony fails to evidence a
cessation of use with intent not to resume, leaving the mark abandoned for Applicant
to claim as her own. As Professor McCarthy puts it, It is not the law that the
43 9 TTABVUE 4.
44 Burton dep. 20: 4-21, 9 TTABVUE 24.
45 Burton dep. 11:2-4, 9 TTABVUE 15.
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slightest cessation of use causes a trademark to roll free, like a fumbled football, so
that it may be pounced on by any alert opponent. 3 MCCARTHY ON TRADEMARKS AND
UNFAIR COMPETITION § 17:14 (5th ed. March 2018) (quoting Continental Distilling
Corp. v. Old Charter Distillery Co., 188 F.2d 614, 87 USPQ 365, 369 (D.C.Cir. 1950)).
For these reasons, Applicants abandonment theory fails.
V. Conclusion
Accordingly, we find by a preponderance of the evidence that Applicant was not
the owner of the BOOTIQUE ENVIE mark when she filed the subject application,
and the application is consequently void ab initio.
Decision: The opposition is sustained and registration to Applicant is refused.
Taylor, J., concurring.
I concur with the result reached by the majority that Applicant has not
demonstrated that she is the sole owner of the BOOTIQUE ENVIE mark and
accordingly the application is void ab initio. However, I disagree with some of the
majoritys analysis, particularly as it relates to the purported business relationship
between the parties. In particular, the majority, relying on the factors set forth in
Uveritech, 115 USPQ2d at 1249, analyzes the sparse facts of this case, categorizing
the parties relationship as one of manufacturer and distributor, Opposer being the
manufacturer and Applicant the distributor, albeit one who attempts to develop the
parties business relationship into something more than manufacturer/distributor.
It is my view that Applicants role in the parties business relationship cannot be
ascertained from the facts in evidence.
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Opposition No. 91227749
As the majority correctly points out, Opposer originally developed an unnamed
business redesigning old boots into one of a kind purses and handbags. Applicant
subsequently was brought into the business as a good source for selling the purses.
The record, however, shows that Applicants involvement in the business was not
limited to selling a traditional role of a distributor, distributor being defined as
[o]ne that markets or sells merchandise, especially a wholesaler, in The American
Heritage Dictionary of the English Language.46 Rather, Applicant participated in the
adoption of the BOOTIQUE ENVIE mark, provided raw materials at no cost to
Opposer,47 commissioned the creation of brass halter tags bearing the BOOTIQUE
ENVIE mark for placement on the goods, and sought to expand the business into
boutiques. These activities lead me to believe that Applicants role was not that of a
mere distributor. Indeed, the majority recognizes the apparent no meeting of the
minds with respect to each partys role in the business.
Turning then to the Uveritech factors, I believe that the majoritys findings with
regard to factors (4) and (6) are tenuous, at best. While Opposer was the creative force
in the relationship, nothing in the record confirms or, for that matter, disavows that
Opposer was the sole party to whom customers could voice their complaints regarding
46 https://www.ahdictionary.com/word/search.html?. The Board may take judicial notice of
dictionary definitions, including online dictionaries that exist in printed format or have
regular fixed editions. In re Cordua Rests. LP, 110 USPQ2d 1227, 1229 n.4 (TTAB 2014);
Threshold.TV Inc. v. Metronome Enters. Inc., 96 USPQ2d 1031, 1038 n.14 (TTAB 2010); In re
Red Bull GmbH, 78 USPQ2d 1375, 1377 (TTAB 2006).
47 In this regard, Opposer testified as follows: Well things were going fine at first. I was
producing the purses, [Applicant] was buying the boots and giving them to me. 9 TTABVUE
13.
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Opposition No. 91227749
the goods, or the sole party looked to as the source of origin for the goods. As regards
to factor (3), just because Opposer was the creative component in the parties
undefined business relationship, that does not lessen the contributions made by
Applicant in furtherance of the overall business objectives. Under these
circumstances, I cannot say that Opposer has shown that a manufacturer/distributor
relationship, as contemplated by Uveritech, existed between the parties.
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