Holtzman
Taylor
Shaw*
THIS OPINION
IS NOT A PRECEDENT OF
THE TTAB
Oral Hearing: April 26, 2012 Mailed: September 26, 2012
UNITED STATES PATENT AND TRADEMARK OFFICE
___________
Trademark Trial and Appeal Board
___________
Mattel, Inc.
v.
S.W. Fantasies, Inc.
___________
Opposition No. 91170977
___________
Edward T. Colbert and William M. Merone of Kenyon & Kenyon
LLP
Erik M. Pelton of Erik M. Pelton & Associates, PLLC
____________
Before Holtzman, Taylor, and Shaw, Administrative Trademark
Judges.
Opinion by Shaw, Administrative Trademark Judge:
S.W. Fantasies, Inc. (applicant) has filed an
application to register on the Principal Register the mark
BARBIE GRIFFIN, in standard character format, for
Entertainment services, namely, providing a web site
featuring photographs, video presentations, and information
about a model; adult entertainment services, namely,
providing a web site featuring photographs, video
Opposition No. 91170977
presentations and information about a model; entertainment
services, namely, live appearances by a model in
International Class 41.1
Registration has been opposed by Mattel, Inc.
(opposer) on the grounds of (1) priority and likelihood
of confusion, and (2) dilution.
Opposer, in its notice of opposition, specifically
alleges that since as early as 1958, it has continuously
used in interstate commerce BARBIE and marks containing
BARBIE as trademarks for toys and other goods and services;
that it is the owner of a family of BARBIE marks; and that
it has promoted and sold its toys and other goods and
services under the BARBIE marks, for the most part, prior
to any alleged use by applicant of its applied-for mark.
Opposer further alleges that as a result of its use,
promotion and adverting of its BARBIE marks, BARBIE has
become well known to the trade and to the public, and has
accordingly acquired significant good will; and, therefore,
applicants use of its BARBIE GRIFFIN mark will dilute or
lessen the distinctiveness of opposers BARBIE marks.
Opposer also alleges that applicant’s BARBIE GRIFFIN mark
so resembles its previously used, and not abandoned, BARBIE
1
Serial. No. 78584251, filed March 10, 2005, claiming first use
of the mark in commerce and anywhere as early as April 2003.
2
Opposition No. 91170977
marks as to be likely, when applied to applicant’s listed
services, to cause confusion, mistake or deception. Opposer
alleges that it owns the famous trademark BARBIE in many
different formats, however, opposer does not allege that
the BARBIE marks became famous within the meaning of 15
U.S.C. § 1125(c) prior to applicant’s adoption of its
BARBIE GRIFFIN mark.
Opposer alleged ownership and prior use of seventy
trademark and service mark registrations comprising the
term BARBIE, in part or in whole. For purposes of this
opposition, we focus on the following three registrations
for BARBIE marks because these marks are the closest to
applicants mark and cover services that, when considered
vis-à-vis the applied-for mark and identified services, are
most likely to support a finding of likelihood of
confusion. See, e.g., In re Max Capital Group Ltd., 93
U.S.P.Q.2d 1243, 1245 (TTAB 2010). To the extent that there
would be confusion with these registrations, it would serve
little purpose to consider the other registrations. And if
there is no likelihood of confusion with these
registrations, there would similarly be no likelihood of
confusion with the other registrations.
Registration No. 2151953 for the mark BARBIE, in
typed form, for, inter alia, providing information
over a global computer network featuring games,
3
Opposition No. 91170977
stories, directories for toys and games, toy
collectibles, and chat sessions, in International
Class 42;2
Registration No. 2495195 for the mark BARBIE, in
typed form, for, inter alia, providing educational
and entertainment services via a global computer
network web site featuring stories, games, and
directories for toys and games, intended for adults
and children, in International Class 41;3 and
Registration No. 2588845 for the mark BARBIE, in
typed form, for, entertainment services, namely,
live appearances by a costumed character, in
International Class 41.4
Applicant, in its answer, denied the essential
allegations of the notice of opposition.
The Record
By rule, the record includes applicant’s application
file and the pleadings. Trademark Rule 2.122(b), 37 CFR
§ 2.122(b). In addition, the parties introduced the
following testimony and evidence by stipulation.
A. Opposer’s evidence.
1. Declaration of Elizabeth Grampp, the Director of BARBIE
Collector Marketing at Mattel, with attached exhibits.
2. First and second declarations of William Lehner, an
Administrative Assistant with the law firm of Kenyon
& Kenyon, with attached exhibits.
3. Opposer’s First Notice of Reliance comprising:
a. Copies of selected registrations for various BARBIE
marks (Exhibits A1-A77), pursuant to Trademark Rule
2
Issued April 21, 1998; Sections 8 and 15 affidavits accepted
and acknowledged; renewed.
3
Issued October 9, 2001; Sections 8 and 15 affidavits accepted
and acknowledged; renewed.
4
Issued July 7, 2002; Section 8 affidavit accepted.
4
Opposition No. 91170977
2.122(d)(2), printed from the electronic database of
the U.S. Patent and Trademark Office showing the
current status of and title to the registrations;
b. Certain printed third-party publications (Exhibits 1-
79), pursuant to Rule 122(e), purporting to show the
fame of Mattels BARBIE mark among the general
public; and
c. Copies of reported judicial decisions (exhibits 80-
87), pursuant to Rule 122(e), purporting to
reference the fame of the BARBIE mark or . . .
represent[ing] judicial findings by the federal
courts that the BARBIE mark is famous.
B. Applicant’s evidence.
Applicant filed a First Notice of Reliance comprising:
a. Third party registrations, pursuant to Trademark Rule
2.122(e);
b. Excerpts from the official records of the U.S. Census
Bureau purporting to show the frequency of certain
names in the United States, pursuant to Trademark
Rule 2.122(e) (Applicants NOR at 2);
c. Definitions of certain words according to
dictionary.com and Merriam Websters Dictionary,
pursuant to Trademark Rule 2.122(e);
d. Excerpts from two baby name books, pursuant to
Trademark Rule 2.122(e);
e. An image from Opposers website, pursuant to
Trademark Rule 2.122(e); and
f. Certain interrogatory responses and admissions
produced by opposer, pursuant to Trademark Rule
2.122(j).
Preliminary Issues
Motions to Strike
On June 9, 2010, the Board deferred until final
decision consideration of applicants first motion to
strike testimony evidence comprising publications,
5
Opposition No. 91170977
published judicial decisions, and 24 of 77 trademark
registrations. On June 6, 2011, the Board also deferred
until final decision consideration of applicants second
motion to strike testimony evidence comprising several
declarations and/or attached exhibits. We now consider
these.
Applicants First Motion to Strike
Applicants First Motion to Strike objects to third-
party printed publications purportedly attesting to the
fame of the BARBIE marks as well as to judicial decisions
purporting to show the fame of the BARBIE marks and
submitted by opposer pursuant to a notice of reliance under
Rule 122(e). Applicant also objects to twenty-four
trademark registrations for BARBIE marks owned by opposer
which were submitted pursuant to a notice of reliance under
Rule 122(d)(2). Applicant argues that the publications,
judicial decisions, and trademarks registrations should be
stricken because none of them were produced or identified
[by opposer] in response to Applicants discovery requests
seeking evidence of fame. Applicants First Motion to
Strike at 11.
In response, opposer argues that it was under no
obligation to respond to these improper requests and
produce its trial evidence, especially as [it] had not
6
Opposition No. 91170977
decided prior to trial on what it would rely to establish
fame. Opposers Response to First Motion to Strike at
5. Moreover, opposer consistently objected in its discovery
responses to applicants requests stating that, inter alia,
(1) the requests were overbroad and unduly burdensome; (2)
the requests called for legal conclusions; (3) the
documents sought were irrelevant; (4) the documents sought
were privileged, subject to the work product doctrine or
confidential in nature prior to entry of a suitable
protective agreement; (5) the documents sought were in the
public record and equally available to applicant;
(6) responsive documents would be produced at a mutually
agreeable time and place; and/or (7) that requests for
information regarding witnesses and experts or documents
upon which opposer intended to rely on during this
proceeding were premature or were beyond the scope of
material required by Trademark Office rules. Opposers
Responses to Applicants First Set of Interrogatories and
Opposers Responses to Applicants First Request for
Production of Documents and Things. Opposer also points out
that applicant never filed a motion to compel in response
to opposers numerous and repeated objections to the
discovery requests.
7
Opposition No. 91170977
Finally, regarding the twenty-four additional
registrations identified in the Notice of Reliance, opposer
states that it is not relying on those twenty-four
additional registrations to establish a cause of action for
confusion or dilution under Section 2 . . . . Instead, [it]
is offering these additional registrations as evidence of
the fame of the marks that were pled, as they constitute
further proof of how, for how long, and with what goods and
services Mattel has used its BARBIE and BARBIE-formative
marks over the years. Opposers Opposition to Applicants
Motion to Strike Opposers Testimony Evidence at 9
(emphasis in original).5
We overrule the objections to this evidence and deny
the motion to strike the evidence from the record. Opposer
in no way led applicant to believe that no documents or
evidence satisfied applicant’s discovery requests. Rather,
a number of opposers responses were simply objections to
the scope and breadth applicants requests. Opposer did not
state that no relevant documents were in its possession or
control. If applicant was unsatisfied with opposer’s
failure to produce any documents in response to its
request, under the Boards rules it was incumbent upon
5
In light of opposers statement, we limited our review of these
twenty-four registrations to the purpose opposer identifies.
8
Opposition No. 91170977
applicant to file a timely motion to compel. Applicant,
having failed to do so, has waived its right to object to
such testimony and evidence on the ground that it was not
produced during discovery. See H.D. Lee Co. v. Maidenform
Inc., 87 USPQ2d 1715, 1719 (TTAB 2008) (party that receives
response it believes inadequate but fails to file a motion
to test sufficiency of response, may not thereafter
complain about its insufficiency); Time Warner
Entertainment Co. v. Jones, 65 USPQ2d 1650, 1656 (TTAB
2002) (having failed to file motion to compel, defendant
will not later be heard to complain that interrogatory
responses were inadequate); and British Seagull Ltd. v.
Brunswick Corp., 28 USPQ2d 1197, 1201 (TTAB 1993) (where
applicant gave partial answers and otherwise objected to
requests as cumulative or burdensome but opposer did not
file motion to compel, modify discovery requests, or
otherwise pursue the requested material, evidence
introduced by applicant at trial was considered), aff’d, 35
F.3d 1527, 32 USPQ2d 1120 (Fed. Cir. 1994). In part, it was
applicant’s own broadly worded requests and subsequent
inaction following opposers repeated objections that
prevented applicant from obtaining opposer’s evidence prior
to trial. Under these circumstances, applicant cannot
assert prejudice.
9
Opposition No. 91170977
Applicants Second Motion to Strike
Applicants Second Motion to Strike objects to the
Grampp and first Lehner declarations and attached exhibits6
for the following reasons:
1. Portions of the Grampp declaration and exhibits as
improperly withheld from discovery, as hearsay, as
lacking foundation, as not based on the declarants
personal knowledge, and without evidentiary support;
and
2. Portions of the first Lehner declaration and
exhibits as withheld from discovery, and as hearsay.
Inasmuch as applicant did not file a motion to compel
in response to opposer’s failure to produce any documents,
as discussed above, we find that the Grampp and First
Lehner declarations and exhibits were not improperly
withheld from discovery. Accordingly, applicants
objections to the Grampp and First Lehner Declarations and
exhibits on these grounds are overruled. See H.D. Lee Co.
v. Maidenform Inc., 87 USPQ2d at 1719.
Applicants remaining objections to the Grampp and
First Lehner declarations and exhibits on the grounds of
hearsay, lacking foundation, not based on the declarants
6
Applicants Second Motion to Strike at 1. Since we do not
address opposers unpleaded claims of no bona fide intent to use
the mark, abandonment, and fraud, we do not need to consider
applicants objections to the Kesicki and Watts declarations on
these grounds. The second Lehner declaration is discussed infra.
10
Opposition No. 91170977
personal knowledge, and lack of evidentiary support are,
for the most part, equally unpersuasive.
As to the Grampp declaration we find that applicants
objections to Ms. Grampps testimony are without merit. Ms.
Grampp testified that she had the requisite knowledge
supporting the statements made and that she was familiar
with the business records, financial information, brand
history, and marketing and promotion of the BARBIE brand.
Cf., Crash Dummy Movie, LLC v. Mattel, Inc., 601 F.3d 1387,
94 USPQ2d 1315, 1317 (Fed. Cir. 2010).
As to the survey information (exhibits M and N to the
Grampp declaration) applicants objection that the surveys
lack foundation is overruled in part. The Grampp
declaration identified the surveys as annual tracking
surveys conducted in the ordinary course of business and
the 2009 US Boys and Girls Tracking Study (Exhibit N)
provides ample description of the survey methodology.
Therefore, we have considered it. However, we note that the
Total Unaided Awareness survey (exhibit M) lacks any
discussion of methodology and we have not considered this
survey.
As to any hearsay objections regarding the remaining
exhibits attached to these declarations, we find that the
involved documents are being offered only for what they
11
Opposition No. 91170977
show on their face, not for the truth of the statements
contained therein. TBMP § 704.08(c) (3d ed. 2012). We have
considered them for whatever probative value they may have.
Standing
Opposer has shown through the TESS printouts made of
record that it is the owner of the pleaded registrations
and that the registrations are valid and subsisting.
Because opposers registrations are of record, opposer has
established its standing. Cunningham v. Laser Golf Corp.,
222 F.3d 943, 55 USPQ2d 1842, 1844 (Fed. Cir. 2000); Lipton
Indus., Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ
185, 189 (CCPA 1982).
Priority
Because opposer’s pleaded registrations are of record,
Section 2(d) priority is not an issue in this case as to
the mark and the products covered by the registrations.
King Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d
1400, 182 USPQ 108, 110 (CCPA 1974).
Likelihood of Confusion
Opposer asserts likelihood of confusion under Section
2(d) of the Trademark Act. 15 U.S.C. § 1052(d). Opposer
alleges that applicant’s mark when used in connection with
applicants services so resembles opposer’s previously used
12
Opposition No. 91170977
and registered BARBIE marks, as to be likely to cause
confusion.
Our determination under Section 2(d) is based on an
analysis of all of the probative facts in evidence relevant
to the factors bearing on the likelihood of confusion
issue. In re E.I. du Pont de Nemours & Co., 476 F.2d 1357,
177 USPQ 563 (CCPA 1973). Not all of the du Pont factors
are relevant to every case, and only factors of
significance to the particular mark need be considered. In
re Dixie Restaurants, Inc., 105 F.3d 1405, 41 USPQ2d 1531,
1533 (Fed. Cir. 1997). Moreover, it is the opposer’s burden
to establish facts sufficient to support the conclusion
that confusion, mistake, or deception is likely.
Bridgestone Americas Tire Operations LLC v. Federal Corp.,
673 F.3d 1330, 102 USPQ2d 1061, 1063 (Fed. Cir 2012).
A. The fame of opposer’s marks.
This du Pont factor requires us to consider the fame
of opposer’s marks. Fame, if it exists, can play a dominant
role in the likelihood of confusion analysis because famous
marks enjoy a broad scope of protection or exclusivity of
use. A famous mark has extensive public recognition and
renown. Bose Corp. v. QSC Audio Prods. Inc., 293 F.3d 1367,
63 USPQ2d 1303, 1305 (Fed. Cir. 2002); Recot Inc. v. M.C.
Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1897 (Fed. Cir.
13
Opposition No. 91170977
2000); Kenner Parker Toys, Inc. v. Rose Art Indus., Inc.,
963 F.2d 350, 22 USPQ2d 1453, 1456 (Fed. Cir. 1992). In
this regard, the Court of Appeals for the Federal Circuit
has stated the following: [T]here is no excuse for even
approaching the well-known trademark of a competitor . . .
and that all doubt as to whether confusion, mistake, or
deception is likely is to be resolved against the newcomer,
especially where the established mark is one which is
famous. Nina Ricci S.A.R.L. v. E.T.F. Enters. Inc., 889
F.2d 1070, 12 USPQ2d 1901, 1904 (Fed. Cir. 1989), quoting,
Planter’s Nut & Chocolate Co. v. Crown Nut Co., 305 F.2d
916, 134 USPQ 504, 511 (CCPA 1962).
Fame may be measured indirectly by the volume of sales
and advertising expenditures of the goods and services
identified by the marks at issue, by the length of time
those indicia of commercial awareness have been evident,
widespread critical assessments and through notice by
independent sources of the products identified by the
marks, as well as the general reputation of the products
and services. Bose Corp. v. QSC Audio Prods. Inc., 63
USPQ2d at 1305-1306 and 1309. Although raw numbers of
product sales and advertising expenses may have sufficed in
certain circumstances to prove fame of a mark, raw numbers
alone may be misleading. The context surrounding the raw
14
Opposition No. 91170977
statistics may be necessary (e.g., the substantiality of
the sales or advertising figures as compared to those
providing comparable products or services). Bose Corp. v.
QSC Audio Prods. Inc., 63 USPQ2d at 1309.
Finally, because of the extreme deference that we
accord a famous mark in terms of the wide latitude of legal
protection it receives, and the dominant role fame plays in
the likelihood of confusion analysis, it is the duty of the
party asserting that its mark is famous to clearly prove
it. Leading Jewelers Guild Inc. v. LJOW Holdings LLC, 82
USPQ2d 1901, 1904 (TTAB 2007).
Opposer introduced evidence of the following to
establish the fame of its mark:
1. Opposer began using the BARBIE mark on dolls on March
9, 1959;7
2. More than one billion BARBIE dolls have been sold over
the past 50 years in over 150 countries.8
3. Opposer sells BARBIE dolls that have been specifically
designed to appeal to the adult collector market.9
4. Opposer also sells a variety of goods and services
under the BARBIE brand. Each year opposer offers
roughly 3,000 different BARBIE branded products.10
5. Opposer uses the BARBIE marks in connection with
entertainment services and has released fifteen
animated BARBIE movies in the previous ten years.11
7
Grampp declaration, para. 8.
8
Id., para. 10
9
Id., para. 13.
10
Id., para. 16.
11
Id., para. 20.
15
Opposition No. 91170977
6. Total annual sales under the BARBIE brand are more
than two billion dollars, of which, more than half
comes from sales other than toys.12
7. BARBIE branded products are sold in many forms of
retail outlets, including dollar stores, grocery
stores, drug stores, mass market retailers, department
stores, and specialty boutiques.13
8. Each year, opposer spends tens of millions of
dollars promoting the BARBIE brand through
advertising and promotional events.14
9. Opposers BARBIE products have been the subject of
newspaper and magazine articles which refer to the
fame of the BARBIE character. The following excerpts
are representative of the publicity opposers BARBIE
doll has received:15
Buffalo News, Susan Martin, Barbie Beautiful at
50, March 8, 2009, stating BARBIE is an iconic
fashion doll;
Los Angeles Times, Emili Vesilind, Under Her
Spell, March 8, 2009, stating that BARBIE is the
most iconic plastic female of all time;
Boston Herald, Raakhee P. Mirchandani, The
Shopper; Barbie Goes Uptown with Designer Dolls,
July 18, 2004, stating that Barbie is the
ultimate fashion icon;
Los Angeles Times, Leslie Earnest, Good Old
Barbie, May 1, 1997, stating that BARBIE is a
world-famous name;
Cleveland Plain Dealer, Bryon Lars, April 11,
1996, noting that a fashion designer considers
BARBIE to be a celebrity even more famous than
Madonna;
12
Id., para. 21. Ms. Grampp did not specify whether her testimony
referred to sales limited to the United States or to worldwide
sales.
13
Id., para. 22.
14
Id., para. 23. Ms. Grampp did not specify whether her testimony
referred to advertising and promotional events limited to the
United States or to worldwide sales.
15
Opposer’s first notice of reliance, Exhibits A3, A4, A9, A46,
A52, A67, and A73.
16
Opposition No. 91170977
The New York Times, Robert Plunket, Age Cannot
Wither Her, Nor Custom Stale, April 18, 1993,
stating that BARBIE is right up there with
Elvis; and
The New York Times, Alice Kahn, A Onetime Bimbo
Becomes a Muse, September 29, 1991, stating She
is Barbie, needing only one name, like Madonna or
Elvis or Picasso . . . [an] icon of American
womanhood.
10. Six federal court decisions finding, inter alia, that
BARBIE brand dolls are famous for purposes of
dilution. The following excerpts are representative of
the findings of the courts:
The Court concludes thatby any measurethe
world-known BARBIE is a famous trademark under
the Federal AntiDilution Act;16
The Court finds that, by any measure of the
above factors which have been set forth by the
Federal Trademark Dilution Act, the trademark
BARBIE is both distinctive and famous for
purposes of Section 1125(d);17 and
[BARBIE] remains a symbol of American girlhood,
a public figure who graces the aisles of toy
stores throughout the country and beyond. With
Barbie, Mattel created not just a toy but a
cultural icon.18
Based on this record, we have no doubt that opposer’s
BARBIE marks are famous for purposes of likelihood of
confusion; therefore, they are entitled to a broad scope of
protection. This factor favors opposer.
16
Mattel Inc. v. Jcom Inc., 48 USPQ2d 1467, 1470 (S.D.N.Y. 1998).
17
Mattel Inc. v. Internet Dimensions Inc., 55 USPQ2d 1620, 1622-
23 (S.D.N.Y 2000).
18
Mattel Inc. v. MCA Records Inc., 63 USPQ2d 1715, 1717, 1721
(9th Cir. 2002).
17
Opposition No. 91170977
B. Similarity or dissimilarity of the services described
in the application and registrations, the channels of
trade, and classes of consumers.
This du Pont factor requires us to determine the
similarity or dissimilarity of the services as identified
in applicants application and in the cited registrations,
respectively. Under the third du Pont factor we also
determine the similarity or dissimilarity of the trade
channels in which and the purchasers to whom the respective
services would be marketed.
To review, opposers services, as identified in the
three registrations most similar to applicants, are:
providing information over a global computer
network featuring games, stories, directories for
toys and games, toy collectibles, and chat
sessions, in International Class 42;
providing educational and entertainment services
via a global computer network web site featuring
stories, games, and directories for toys and
games, intended for adults and children, in
International Class 41; and
entertainment services, namely, live appearances
by a costumed character, in International Class
41.
Applicants services are identified as:
Entertainment services, namely, providing a web
site featuring photographs, video presentations,
and information about a model; adult
entertainment services, namely, providing a web
site featuring photographs, video presentations
and information about a model; entertainment
services, namely, live appearances by a model in
International Class 41.
18
Opposition No. 91170977
At the outset, we note that some of applicants
services are not limited to adult entertainment services.
Accordingly, applicants argument that there is no
evidence that adult modeling services and toy doll related
goods and services are sold under circumstances likely to
give rise to the mistaken belief that the products emanate
from the same source is simply beside the point.
Applicants Br. at 45. It is well-settled that we must
determine likelihood of confusion based on the services as
they are identified in the application.
The authority is legion that the question of
registrability of an applicant’s mark must be
decided on the basis of the identification of
goods set forth in the application regardless of
what the record may reveal as to the particular
nature of an applicant’s goods, the particular
channels of trade or the class of purchasers to
which sales of the goods are directed.
Octocom Systems, Inc. v. Houston Computers Services Inc.,
918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). Thus,
we must presume that applicants website services and live
appearances by a model are not limited to consumers seeking
only adult entertainment but are marketed and available to
all consumers regardless of age, gender, or other
attributes.
Regarding the website services, both opposers and
applicants websites appear to provide information relating
19
Opposition No. 91170977
to the person or character named in the mark.19 That is,
opposers websites offer information, games, stories,
directories, and chat sessions about its BARBIE character
and applicants website site offers information,
photographs, and video presentations about the personality
known as BARBIE GRIFFIN. Thus, both websites are similar in
the sense that they are providing the same type of
biographical information and supplemental material about
their respective characters. Although those characters may
in fact have very different attributes and audiences, any
such differences are not reflected in the identification of
services. Accordingly, we find that applicants website
entertainment services are closely related to opposers
website entertainment and information services.
In the absence of any limitations as to channels of
trade or purchasers, we also must presume that these
closely-related services would be marketed in the same
trade channels and to the same classes of purchasers. See
In re Smith & Mehaffey, 31 USPQ2d 1531 (TTAB 1994); In re
Elbaum, 211 USPQ 639 (TTAB 1981).
Turning to the entertainment services comprising live
appearances by a costumed character or a model, we find
19
Grampp declaration, exhibit K and L; applicants specimen of
use, March 10, 2005.
20
Opposition No. 91170977
these services are very closely related. The only
difference between the services is the language costumed
character in opposers registration and model in
applicants application. Both services involve live
appearances by individuals and presumably differ only in
the persona and clothing of the entertainer. Given that
the record shows that opposers BARBIE character is
regarded as a fashion icon known for modeling clothes and
representing any number of female roles,20 we find that the
similarity of the wording costumed character and model
suggests that these services are very closely related.
These factors favor opposer.
C. The similarity or dissimilarity of the marks in their
entireties as to appearance, sound, connotation and
commercial impression.
We next consider the similarity of the marks as to
appearance, sound, connotation and commercial impression.
Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison
Fondee en 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed.
Cir. 2005). The test, under this du Pont factor, is not
whether the marks can be distinguished when subjected to a
side-by-side comparison, but rather whether the marks are
sufficiently similar in terms of their overall commercial
impression that confusion as to the source of the services
20
Opposer’s First Notice of Reliance, Exhibits A1-A77.
21
Opposition No. 91170977
offered under the respective marks is likely to result. The
focus is on the recollection of the average purchaser, who
normally retains a general rather than a specific
impression of trademarks. See Sealed Air Corp. v. Scott
Paper Co., 190 USPQ 106 (TTAB 1975). While we must consider
the marks in their entireties, in articulating reasons for
reaching a conclusion on the issue of likelihood of
confusion, there is nothing improper in stating that, for
rational reasons, more or less weight has been given to a
particular feature of a mark. See In re Natl Data Corp.,
753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985).
Opposers marks consist entirely of the word BARBIE in
typed form. Applicants mark consists entirely of the words
BARBIE GRIFFIN in standard characters and incorporates
opposers BARBIE mark in its entirety. We cannot say that
one term in applicants mark dominates over the other but
rather that the full name BARBIE GRIFFIN will be taken as a
whole. That being said, the first part of applicants mark
is identical to the entirety of opposers mark. Presto
Prods. Inc. v. Nice-Pak Prods. Inc., 9 USPQ2d 1895, 1897
(TTAB 1988) (there are also similarities between them in
that both start with the term KID a matter of some
importance since it is often the first part of a mark which
is most likely to be impressed upon the mind of a purchaser
22
Opposition No. 91170977
and remembered); Palm Bay Imports, 73 USPQ2d at 1692 (The
presence of [a] strong distinctive term as the first word
in both parties marks renders the marks similar.).
With regard to connotation, both are names and would
be perceived as such. The argument that the marks are
distinct because BARBIE GRIFFIN refers to a specific
individual is not persuasive. BARBIE by itself also could
be perceived as referring to a specific individual.
Consumers, when presented with the identical or closely-
related services under the respective BARBIE and BARBIE
GRIFFIN marks, are likely to perceive these two marks as
the same name with one being the shortened form of the
other. In Re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d
1257, 1260 (Fed. Cir. 2010) (ML is likely to be perceived
as a shortened version of ML MARK LEES). This is especially
likely if consumers do not know that opposers BARBIE
character has a different last name because, as applicant
notes, none of the marks in the BARBIE registrations . . .
join the BARBIE mark with a surname. Applicants Br. at
47. Put another way, if consumers are not used to seeing
opposers BARBIE linked to a last name, these consumers,
upon seeing advertisements for live appearances for BARBIE
GRIFFIN might assume that the performances featured
opposers BARBIE. Thus, although applicants mark includes
23
Opposition No. 91170977
the term GRIFFIN, when we compare the marks in their
entireties we find that on the whole they are similar in
appearance, sound, connotation and commercial impression
and that the additional wording in applicants mark is not
sufficient to distinguish the marks when used in connection
with related services. This factor favors opposer.
D. Remaining du Pont factors
We have considered the remaining arguments and
evidence put forth by applicant but in light of the fame of
opposers mark, the similarity of the services, and the
similarity of the marks we find these arguments
unpersuasive. Hewlett-Packard Co. v. Packard Press Inc.,
281 F.3d 1261, 62 USPQ2d 1001, 1003 (Fed. Cir. 2002) (The
likelihood of confusion analysis considers all du Pont
factors for which there is evidence of record but may
focus . . . on dispositive factors, such as similarity of
the marks and relatedness of the goods.).
E. Balancing the factors.
On balance, the relevant du Pont factors weigh heavily
in favor of a finding of likelihood of confusion. We
conclude that consumers familiar with opposers famous
BARBIE mark and services, upon encountering applicants
mark BARBIE GRIFFIN for closely-related services, would be
24
Opposition No. 91170977
likely to believe that the services originate from or are
associated with or sponsored by the same entity.
In light of our finding on the issue of likelihood of
confusion, we find it unnecessary to reach the issue of
dilution as well as applicants objections to opposers
dilution pleading and related evidence, namely, the Watts,
Kesicki, and second Lehner declarations. See Miss Universe
L.P. v. Cmty. Mktg. Inc., 82 USPQ2d 1562, 1572 (TTAB 2007).
Decision: Opposition No. 91170977 is sustained.
25
THIS OPINION
IS NOT A PRECEDENT OF
THE TTAB
Oral Hearing: April 26, 2012 Mailed: September 26, 2012
UNITED STATES PATENT AND TRADEMARK OFFICE
___________
Trademark Trial and Appeal Board
___________
Mattel, Inc.
v.
S.W. Fantasies, Inc.
___________
Opposition No. 91170977
___________
Edward T. Colbert and William M. Merone of Kenyon & Kenyon
LLP
Erik M. Pelton of Erik M. Pelton & Associates, PLLC
____________
Before Holtzman, Taylor, and Shaw, Administrative Trademark
Judges.
Opinion by Shaw, Administrative Trademark Judge:
S.W. Fantasies, Inc. (applicant) has filed an
application to register on the Principal Register the mark
BARBIE GRIFFIN, in standard character format, for
Entertainment services, namely, providing a web site
featuring photographs, video presentations, and information
about a model; adult entertainment services, namely,
providing a web site featuring photographs, video
Opposition No. 91170977
presentations and information about a model; entertainment
services, namely, live appearances by a model in
International Class 41.1
Registration has been opposed by Mattel, Inc.
(opposer) on the grounds of (1) priority and likelihood
of confusion, and (2) dilution.
Opposer, in its notice of opposition, specifically
alleges that since as early as 1958, it has continuously
used in interstate commerce BARBIE and marks containing
BARBIE as trademarks for toys and other goods and services;
that it is the owner of a family of BARBIE marks; and that
it has promoted and sold its toys and other goods and
services under the BARBIE marks, for the most part, prior
to any alleged use by applicant of its applied-for mark.
Opposer further alleges that as a result of its use,
promotion and adverting of its BARBIE marks, BARBIE has
become well known to the trade and to the public, and has
accordingly acquired significant good will; and, therefore,
applicants use of its BARBIE GRIFFIN mark will dilute or
lessen the distinctiveness of opposers BARBIE marks.
Opposer also alleges that applicant’s BARBIE GRIFFIN mark
so resembles its previously used, and not abandoned, BARBIE
1
Serial. No. 78584251, filed March 10, 2005, claiming first use
of the mark in commerce and anywhere as early as April 2003.
2
Opposition No. 91170977
marks as to be likely, when applied to applicant’s listed
services, to cause confusion, mistake or deception. Opposer
alleges that it owns the famous trademark BARBIE in many
different formats, however, opposer does not allege that
the BARBIE marks became famous within the meaning of 15
U.S.C. § 1125(c) prior to applicant’s adoption of its
BARBIE GRIFFIN mark.
Opposer alleged ownership and prior use of seventy
trademark and service mark registrations comprising the
term BARBIE, in part or in whole. For purposes of this
opposition, we focus on the following three registrations
for BARBIE marks because these marks are the closest to
applicants mark and cover services that, when considered
vis-à-vis the applied-for mark and identified services, are
most likely to support a finding of likelihood of
confusion. See, e.g., In re Max Capital Group Ltd., 93
U.S.P.Q.2d 1243, 1245 (TTAB 2010). To the extent that there
would be confusion with these registrations, it would serve
little purpose to consider the other registrations. And if
there is no likelihood of confusion with these
registrations, there would similarly be no likelihood of
confusion with the other registrations.
Registration No. 2151953 for the mark BARBIE, in
typed form, for, inter alia, providing information
over a global computer network featuring games,
3
Opposition No. 91170977
stories, directories for toys and games, toy
collectibles, and chat sessions, in International
Class 42;2
Registration No. 2495195 for the mark BARBIE, in
typed form, for, inter alia, providing educational
and entertainment services via a global computer
network web site featuring stories, games, and
directories for toys and games, intended for adults
and children, in International Class 41;3 and
Registration No. 2588845 for the mark BARBIE, in
typed form, for, entertainment services, namely,
live appearances by a costumed character, in
International Class 41.4
Applicant, in its answer, denied the essential
allegations of the notice of opposition.
The Record
By rule, the record includes applicant’s application
file and the pleadings. Trademark Rule 2.122(b), 37 CFR
§ 2.122(b). In addition, the parties introduced the
following testimony and evidence by stipulation.
A. Opposer’s evidence.
1. Declaration of Elizabeth Grampp, the Director of BARBIE
Collector Marketing at Mattel, with attached exhibits.
2. First and second declarations of William Lehner, an
Administrative Assistant with the law firm of Kenyon
& Kenyon, with attached exhibits.
3. Opposer’s First Notice of Reliance comprising:
a. Copies of selected registrations for various BARBIE
marks (Exhibits A1-A77), pursuant to Trademark Rule
2
Issued April 21, 1998; Sections 8 and 15 affidavits accepted
and acknowledged; renewed.
3
Issued October 9, 2001; Sections 8 and 15 affidavits accepted
and acknowledged; renewed.
4
Issued July 7, 2002; Section 8 affidavit accepted.
4
Opposition No. 91170977
2.122(d)(2), printed from the electronic database of
the U.S. Patent and Trademark Office showing the
current status of and title to the registrations;
b. Certain printed third-party publications (Exhibits 1-
79), pursuant to Rule 122(e), purporting to show the
fame of Mattels BARBIE mark among the general
public; and
c. Copies of reported judicial decisions (exhibits 80-
87), pursuant to Rule 122(e), purporting to
reference the fame of the BARBIE mark or . . .
represent[ing] judicial findings by the federal
courts that the BARBIE mark is famous.
B. Applicant’s evidence.
Applicant filed a First Notice of Reliance comprising:
a. Third party registrations, pursuant to Trademark Rule
2.122(e);
b. Excerpts from the official records of the U.S. Census
Bureau purporting to show the frequency of certain
names in the United States, pursuant to Trademark
Rule 2.122(e) (Applicants NOR at 2);
c. Definitions of certain words according to
dictionary.com and Merriam Websters Dictionary,
pursuant to Trademark Rule 2.122(e);
d. Excerpts from two baby name books, pursuant to
Trademark Rule 2.122(e);
e. An image from Opposers website, pursuant to
Trademark Rule 2.122(e); and
f. Certain interrogatory responses and admissions
produced by opposer, pursuant to Trademark Rule
2.122(j).
Preliminary Issues
Motions to Strike
On June 9, 2010, the Board deferred until final
decision consideration of applicants first motion to
strike testimony evidence comprising publications,
5
Opposition No. 91170977
published judicial decisions, and 24 of 77 trademark
registrations. On June 6, 2011, the Board also deferred
until final decision consideration of applicants second
motion to strike testimony evidence comprising several
declarations and/or attached exhibits. We now consider
these.
Applicants First Motion to Strike
Applicants First Motion to Strike objects to third-
party printed publications purportedly attesting to the
fame of the BARBIE marks as well as to judicial decisions
purporting to show the fame of the BARBIE marks and
submitted by opposer pursuant to a notice of reliance under
Rule 122(e). Applicant also objects to twenty-four
trademark registrations for BARBIE marks owned by opposer
which were submitted pursuant to a notice of reliance under
Rule 122(d)(2). Applicant argues that the publications,
judicial decisions, and trademarks registrations should be
stricken because none of them were produced or identified
[by opposer] in response to Applicants discovery requests
seeking evidence of fame. Applicants First Motion to
Strike at 11.
In response, opposer argues that it was under no
obligation to respond to these improper requests and
produce its trial evidence, especially as [it] had not
6
Opposition No. 91170977
decided prior to trial on what it would rely to establish
fame. Opposers Response to First Motion to Strike at
5. Moreover, opposer consistently objected in its discovery
responses to applicants requests stating that, inter alia,
(1) the requests were overbroad and unduly burdensome; (2)
the requests called for legal conclusions; (3) the
documents sought were irrelevant; (4) the documents sought
were privileged, subject to the work product doctrine or
confidential in nature prior to entry of a suitable
protective agreement; (5) the documents sought were in the
public record and equally available to applicant;
(6) responsive documents would be produced at a mutually
agreeable time and place; and/or (7) that requests for
information regarding witnesses and experts or documents
upon which opposer intended to rely on during this
proceeding were premature or were beyond the scope of
material required by Trademark Office rules. Opposers
Responses to Applicants First Set of Interrogatories and
Opposers Responses to Applicants First Request for
Production of Documents and Things. Opposer also points out
that applicant never filed a motion to compel in response
to opposers numerous and repeated objections to the
discovery requests.
7
Opposition No. 91170977
Finally, regarding the twenty-four additional
registrations identified in the Notice of Reliance, opposer
states that it is not relying on those twenty-four
additional registrations to establish a cause of action for
confusion or dilution under Section 2 . . . . Instead, [it]
is offering these additional registrations as evidence of
the fame of the marks that were pled, as they constitute
further proof of how, for how long, and with what goods and
services Mattel has used its BARBIE and BARBIE-formative
marks over the years. Opposers Opposition to Applicants
Motion to Strike Opposers Testimony Evidence at 9
(emphasis in original).5
We overrule the objections to this evidence and deny
the motion to strike the evidence from the record. Opposer
in no way led applicant to believe that no documents or
evidence satisfied applicant’s discovery requests. Rather,
a number of opposers responses were simply objections to
the scope and breadth applicants requests. Opposer did not
state that no relevant documents were in its possession or
control. If applicant was unsatisfied with opposer’s
failure to produce any documents in response to its
request, under the Boards rules it was incumbent upon
5
In light of opposers statement, we limited our review of these
twenty-four registrations to the purpose opposer identifies.
8
Opposition No. 91170977
applicant to file a timely motion to compel. Applicant,
having failed to do so, has waived its right to object to
such testimony and evidence on the ground that it was not
produced during discovery. See H.D. Lee Co. v. Maidenform
Inc., 87 USPQ2d 1715, 1719 (TTAB 2008) (party that receives
response it believes inadequate but fails to file a motion
to test sufficiency of response, may not thereafter
complain about its insufficiency); Time Warner
Entertainment Co. v. Jones, 65 USPQ2d 1650, 1656 (TTAB
2002) (having failed to file motion to compel, defendant
will not later be heard to complain that interrogatory
responses were inadequate); and British Seagull Ltd. v.
Brunswick Corp., 28 USPQ2d 1197, 1201 (TTAB 1993) (where
applicant gave partial answers and otherwise objected to
requests as cumulative or burdensome but opposer did not
file motion to compel, modify discovery requests, or
otherwise pursue the requested material, evidence
introduced by applicant at trial was considered), aff’d, 35
F.3d 1527, 32 USPQ2d 1120 (Fed. Cir. 1994). In part, it was
applicant’s own broadly worded requests and subsequent
inaction following opposers repeated objections that
prevented applicant from obtaining opposer’s evidence prior
to trial. Under these circumstances, applicant cannot
assert prejudice.
9
Opposition No. 91170977
Applicants Second Motion to Strike
Applicants Second Motion to Strike objects to the
Grampp and first Lehner declarations and attached exhibits6
for the following reasons:
1. Portions of the Grampp declaration and exhibits as
improperly withheld from discovery, as hearsay, as
lacking foundation, as not based on the declarants
personal knowledge, and without evidentiary support;
and
2. Portions of the first Lehner declaration and
exhibits as withheld from discovery, and as hearsay.
Inasmuch as applicant did not file a motion to compel
in response to opposer’s failure to produce any documents,
as discussed above, we find that the Grampp and First
Lehner declarations and exhibits were not improperly
withheld from discovery. Accordingly, applicants
objections to the Grampp and First Lehner Declarations and
exhibits on these grounds are overruled. See H.D. Lee Co.
v. Maidenform Inc., 87 USPQ2d at 1719.
Applicants remaining objections to the Grampp and
First Lehner declarations and exhibits on the grounds of
hearsay, lacking foundation, not based on the declarants
6
Applicants Second Motion to Strike at 1. Since we do not
address opposers unpleaded claims of no bona fide intent to use
the mark, abandonment, and fraud, we do not need to consider
applicants objections to the Kesicki and Watts declarations on
these grounds. The second Lehner declaration is discussed infra.
10
Opposition No. 91170977
personal knowledge, and lack of evidentiary support are,
for the most part, equally unpersuasive.
As to the Grampp declaration we find that applicants
objections to Ms. Grampps testimony are without merit. Ms.
Grampp testified that she had the requisite knowledge
supporting the statements made and that she was familiar
with the business records, financial information, brand
history, and marketing and promotion of the BARBIE brand.
Cf., Crash Dummy Movie, LLC v. Mattel, Inc., 601 F.3d 1387,
94 USPQ2d 1315, 1317 (Fed. Cir. 2010).
As to the survey information (exhibits M and N to the
Grampp declaration) applicants objection that the surveys
lack foundation is overruled in part. The Grampp
declaration identified the surveys as annual tracking
surveys conducted in the ordinary course of business and
the 2009 US Boys and Girls Tracking Study (Exhibit N)
provides ample description of the survey methodology.
Therefore, we have considered it. However, we note that the
Total Unaided Awareness survey (exhibit M) lacks any
discussion of methodology and we have not considered this
survey.
As to any hearsay objections regarding the remaining
exhibits attached to these declarations, we find that the
involved documents are being offered only for what they
11
Opposition No. 91170977
show on their face, not for the truth of the statements
contained therein. TBMP § 704.08(c) (3d ed. 2012). We have
considered them for whatever probative value they may have.
Standing
Opposer has shown through the TESS printouts made of
record that it is the owner of the pleaded registrations
and that the registrations are valid and subsisting.
Because opposers registrations are of record, opposer has
established its standing. Cunningham v. Laser Golf Corp.,
222 F.3d 943, 55 USPQ2d 1842, 1844 (Fed. Cir. 2000); Lipton
Indus., Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ
185, 189 (CCPA 1982).
Priority
Because opposer’s pleaded registrations are of record,
Section 2(d) priority is not an issue in this case as to
the mark and the products covered by the registrations.
King Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d
1400, 182 USPQ 108, 110 (CCPA 1974).
Likelihood of Confusion
Opposer asserts likelihood of confusion under Section
2(d) of the Trademark Act. 15 U.S.C. § 1052(d). Opposer
alleges that applicant’s mark when used in connection with
applicants services so resembles opposer’s previously used
12
Opposition No. 91170977
and registered BARBIE marks, as to be likely to cause
confusion.
Our determination under Section 2(d) is based on an
analysis of all of the probative facts in evidence relevant
to the factors bearing on the likelihood of confusion
issue. In re E.I. du Pont de Nemours & Co., 476 F.2d 1357,
177 USPQ 563 (CCPA 1973). Not all of the du Pont factors
are relevant to every case, and only factors of
significance to the particular mark need be considered. In
re Dixie Restaurants, Inc., 105 F.3d 1405, 41 USPQ2d 1531,
1533 (Fed. Cir. 1997). Moreover, it is the opposer’s burden
to establish facts sufficient to support the conclusion
that confusion, mistake, or deception is likely.
Bridgestone Americas Tire Operations LLC v. Federal Corp.,
673 F.3d 1330, 102 USPQ2d 1061, 1063 (Fed. Cir 2012).
A. The fame of opposer’s marks.
This du Pont factor requires us to consider the fame
of opposer’s marks. Fame, if it exists, can play a dominant
role in the likelihood of confusion analysis because famous
marks enjoy a broad scope of protection or exclusivity of
use. A famous mark has extensive public recognition and
renown. Bose Corp. v. QSC Audio Prods. Inc., 293 F.3d 1367,
63 USPQ2d 1303, 1305 (Fed. Cir. 2002); Recot Inc. v. M.C.
Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1897 (Fed. Cir.
13
Opposition No. 91170977
2000); Kenner Parker Toys, Inc. v. Rose Art Indus., Inc.,
963 F.2d 350, 22 USPQ2d 1453, 1456 (Fed. Cir. 1992). In
this regard, the Court of Appeals for the Federal Circuit
has stated the following: [T]here is no excuse for even
approaching the well-known trademark of a competitor . . .
and that all doubt as to whether confusion, mistake, or
deception is likely is to be resolved against the newcomer,
especially where the established mark is one which is
famous. Nina Ricci S.A.R.L. v. E.T.F. Enters. Inc., 889
F.2d 1070, 12 USPQ2d 1901, 1904 (Fed. Cir. 1989), quoting,
Planter’s Nut & Chocolate Co. v. Crown Nut Co., 305 F.2d
916, 134 USPQ 504, 511 (CCPA 1962).
Fame may be measured indirectly by the volume of sales
and advertising expenditures of the goods and services
identified by the marks at issue, by the length of time
those indicia of commercial awareness have been evident,
widespread critical assessments and through notice by
independent sources of the products identified by the
marks, as well as the general reputation of the products
and services. Bose Corp. v. QSC Audio Prods. Inc., 63
USPQ2d at 1305-1306 and 1309. Although raw numbers of
product sales and advertising expenses may have sufficed in
certain circumstances to prove fame of a mark, raw numbers
alone may be misleading. The context surrounding the raw
14
Opposition No. 91170977
statistics may be necessary (e.g., the substantiality of
the sales or advertising figures as compared to those
providing comparable products or services). Bose Corp. v.
QSC Audio Prods. Inc., 63 USPQ2d at 1309.
Finally, because of the extreme deference that we
accord a famous mark in terms of the wide latitude of legal
protection it receives, and the dominant role fame plays in
the likelihood of confusion analysis, it is the duty of the
party asserting that its mark is famous to clearly prove
it. Leading Jewelers Guild Inc. v. LJOW Holdings LLC, 82
USPQ2d 1901, 1904 (TTAB 2007).
Opposer introduced evidence of the following to
establish the fame of its mark:
1. Opposer began using the BARBIE mark on dolls on March
9, 1959;7
2. More than one billion BARBIE dolls have been sold over
the past 50 years in over 150 countries.8
3. Opposer sells BARBIE dolls that have been specifically
designed to appeal to the adult collector market.9
4. Opposer also sells a variety of goods and services
under the BARBIE brand. Each year opposer offers
roughly 3,000 different BARBIE branded products.10
5. Opposer uses the BARBIE marks in connection with
entertainment services and has released fifteen
animated BARBIE movies in the previous ten years.11
7
Grampp declaration, para. 8.
8
Id., para. 10
9
Id., para. 13.
10
Id., para. 16.
11
Id., para. 20.
15
Opposition No. 91170977
6. Total annual sales under the BARBIE brand are more
than two billion dollars, of which, more than half
comes from sales other than toys.12
7. BARBIE branded products are sold in many forms of
retail outlets, including dollar stores, grocery
stores, drug stores, mass market retailers, department
stores, and specialty boutiques.13
8. Each year, opposer spends tens of millions of
dollars promoting the BARBIE brand through
advertising and promotional events.14
9. Opposers BARBIE products have been the subject of
newspaper and magazine articles which refer to the
fame of the BARBIE character. The following excerpts
are representative of the publicity opposers BARBIE
doll has received:15
Buffalo News, Susan Martin, Barbie Beautiful at
50, March 8, 2009, stating BARBIE is an iconic
fashion doll;
Los Angeles Times, Emili Vesilind, Under Her
Spell, March 8, 2009, stating that BARBIE is the
most iconic plastic female of all time;
Boston Herald, Raakhee P. Mirchandani, The
Shopper; Barbie Goes Uptown with Designer Dolls,
July 18, 2004, stating that Barbie is the
ultimate fashion icon;
Los Angeles Times, Leslie Earnest, Good Old
Barbie, May 1, 1997, stating that BARBIE is a
world-famous name;
Cleveland Plain Dealer, Bryon Lars, April 11,
1996, noting that a fashion designer considers
BARBIE to be a celebrity even more famous than
Madonna;
12
Id., para. 21. Ms. Grampp did not specify whether her testimony
referred to sales limited to the United States or to worldwide
sales.
13
Id., para. 22.
14
Id., para. 23. Ms. Grampp did not specify whether her testimony
referred to advertising and promotional events limited to the
United States or to worldwide sales.
15
Opposer’s first notice of reliance, Exhibits A3, A4, A9, A46,
A52, A67, and A73.
16
Opposition No. 91170977
The New York Times, Robert Plunket, Age Cannot
Wither Her, Nor Custom Stale, April 18, 1993,
stating that BARBIE is right up there with
Elvis; and
The New York Times, Alice Kahn, A Onetime Bimbo
Becomes a Muse, September 29, 1991, stating She
is Barbie, needing only one name, like Madonna or
Elvis or Picasso . . . [an] icon of American
womanhood.
10. Six federal court decisions finding, inter alia, that
BARBIE brand dolls are famous for purposes of
dilution. The following excerpts are representative of
the findings of the courts:
The Court concludes thatby any measurethe
world-known BARBIE is a famous trademark under
the Federal AntiDilution Act;16
The Court finds that, by any measure of the
above factors which have been set forth by the
Federal Trademark Dilution Act, the trademark
BARBIE is both distinctive and famous for
purposes of Section 1125(d);17 and
[BARBIE] remains a symbol of American girlhood,
a public figure who graces the aisles of toy
stores throughout the country and beyond. With
Barbie, Mattel created not just a toy but a
cultural icon.18
Based on this record, we have no doubt that opposer’s
BARBIE marks are famous for purposes of likelihood of
confusion; therefore, they are entitled to a broad scope of
protection. This factor favors opposer.
16
Mattel Inc. v. Jcom Inc., 48 USPQ2d 1467, 1470 (S.D.N.Y. 1998).
17
Mattel Inc. v. Internet Dimensions Inc., 55 USPQ2d 1620, 1622-
23 (S.D.N.Y 2000).
18
Mattel Inc. v. MCA Records Inc., 63 USPQ2d 1715, 1717, 1721
(9th Cir. 2002).
17
Opposition No. 91170977
B. Similarity or dissimilarity of the services described
in the application and registrations, the channels of
trade, and classes of consumers.
This du Pont factor requires us to determine the
similarity or dissimilarity of the services as identified
in applicants application and in the cited registrations,
respectively. Under the third du Pont factor we also
determine the similarity or dissimilarity of the trade
channels in which and the purchasers to whom the respective
services would be marketed.
To review, opposers services, as identified in the
three registrations most similar to applicants, are:
providing information over a global computer
network featuring games, stories, directories for
toys and games, toy collectibles, and chat
sessions, in International Class 42;
providing educational and entertainment services
via a global computer network web site featuring
stories, games, and directories for toys and
games, intended for adults and children, in
International Class 41; and
entertainment services, namely, live appearances
by a costumed character, in International Class
41.
Applicants services are identified as:
Entertainment services, namely, providing a web
site featuring photographs, video presentations,
and information about a model; adult
entertainment services, namely, providing a web
site featuring photographs, video presentations
and information about a model; entertainment
services, namely, live appearances by a model in
International Class 41.
18
Opposition No. 91170977
At the outset, we note that some of applicants
services are not limited to adult entertainment services.
Accordingly, applicants argument that there is no
evidence that adult modeling services and toy doll related
goods and services are sold under circumstances likely to
give rise to the mistaken belief that the products emanate
from the same source is simply beside the point.
Applicants Br. at 45. It is well-settled that we must
determine likelihood of confusion based on the services as
they are identified in the application.
The authority is legion that the question of
registrability of an applicant’s mark must be
decided on the basis of the identification of
goods set forth in the application regardless of
what the record may reveal as to the particular
nature of an applicant’s goods, the particular
channels of trade or the class of purchasers to
which sales of the goods are directed.
Octocom Systems, Inc. v. Houston Computers Services Inc.,
918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). Thus,
we must presume that applicants website services and live
appearances by a model are not limited to consumers seeking
only adult entertainment but are marketed and available to
all consumers regardless of age, gender, or other
attributes.
Regarding the website services, both opposers and
applicants websites appear to provide information relating
19
Opposition No. 91170977
to the person or character named in the mark.19 That is,
opposers websites offer information, games, stories,
directories, and chat sessions about its BARBIE character
and applicants website site offers information,
photographs, and video presentations about the personality
known as BARBIE GRIFFIN. Thus, both websites are similar in
the sense that they are providing the same type of
biographical information and supplemental material about
their respective characters. Although those characters may
in fact have very different attributes and audiences, any
such differences are not reflected in the identification of
services. Accordingly, we find that applicants website
entertainment services are closely related to opposers
website entertainment and information services.
In the absence of any limitations as to channels of
trade or purchasers, we also must presume that these
closely-related services would be marketed in the same
trade channels and to the same classes of purchasers. See
In re Smith & Mehaffey, 31 USPQ2d 1531 (TTAB 1994); In re
Elbaum, 211 USPQ 639 (TTAB 1981).
Turning to the entertainment services comprising live
appearances by a costumed character or a model, we find
19
Grampp declaration, exhibit K and L; applicants specimen of
use, March 10, 2005.
20
Opposition No. 91170977
these services are very closely related. The only
difference between the services is the language costumed
character in opposers registration and model in
applicants application. Both services involve live
appearances by individuals and presumably differ only in
the persona and clothing of the entertainer. Given that
the record shows that opposers BARBIE character is
regarded as a fashion icon known for modeling clothes and
representing any number of female roles,20 we find that the
similarity of the wording costumed character and model
suggests that these services are very closely related.
These factors favor opposer.
C. The similarity or dissimilarity of the marks in their
entireties as to appearance, sound, connotation and
commercial impression.
We next consider the similarity of the marks as to
appearance, sound, connotation and commercial impression.
Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison
Fondee en 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed.
Cir. 2005). The test, under this du Pont factor, is not
whether the marks can be distinguished when subjected to a
side-by-side comparison, but rather whether the marks are
sufficiently similar in terms of their overall commercial
impression that confusion as to the source of the services
20
Opposer’s First Notice of Reliance, Exhibits A1-A77.
21
Opposition No. 91170977
offered under the respective marks is likely to result. The
focus is on the recollection of the average purchaser, who
normally retains a general rather than a specific
impression of trademarks. See Sealed Air Corp. v. Scott
Paper Co., 190 USPQ 106 (TTAB 1975). While we must consider
the marks in their entireties, in articulating reasons for
reaching a conclusion on the issue of likelihood of
confusion, there is nothing improper in stating that, for
rational reasons, more or less weight has been given to a
particular feature of a mark. See In re Natl Data Corp.,
753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985).
Opposers marks consist entirely of the word BARBIE in
typed form. Applicants mark consists entirely of the words
BARBIE GRIFFIN in standard characters and incorporates
opposers BARBIE mark in its entirety. We cannot say that
one term in applicants mark dominates over the other but
rather that the full name BARBIE GRIFFIN will be taken as a
whole. That being said, the first part of applicants mark
is identical to the entirety of opposers mark. Presto
Prods. Inc. v. Nice-Pak Prods. Inc., 9 USPQ2d 1895, 1897
(TTAB 1988) (there are also similarities between them in
that both start with the term KID a matter of some
importance since it is often the first part of a mark which
is most likely to be impressed upon the mind of a purchaser
22
Opposition No. 91170977
and remembered); Palm Bay Imports, 73 USPQ2d at 1692 (The
presence of [a] strong distinctive term as the first word
in both parties marks renders the marks similar.).
With regard to connotation, both are names and would
be perceived as such. The argument that the marks are
distinct because BARBIE GRIFFIN refers to a specific
individual is not persuasive. BARBIE by itself also could
be perceived as referring to a specific individual.
Consumers, when presented with the identical or closely-
related services under the respective BARBIE and BARBIE
GRIFFIN marks, are likely to perceive these two marks as
the same name with one being the shortened form of the
other. In Re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d
1257, 1260 (Fed. Cir. 2010) (ML is likely to be perceived
as a shortened version of ML MARK LEES). This is especially
likely if consumers do not know that opposers BARBIE
character has a different last name because, as applicant
notes, none of the marks in the BARBIE registrations . . .
join the BARBIE mark with a surname. Applicants Br. at
47. Put another way, if consumers are not used to seeing
opposers BARBIE linked to a last name, these consumers,
upon seeing advertisements for live appearances for BARBIE
GRIFFIN might assume that the performances featured
opposers BARBIE. Thus, although applicants mark includes
23
Opposition No. 91170977
the term GRIFFIN, when we compare the marks in their
entireties we find that on the whole they are similar in
appearance, sound, connotation and commercial impression
and that the additional wording in applicants mark is not
sufficient to distinguish the marks when used in connection
with related services. This factor favors opposer.
D. Remaining du Pont factors
We have considered the remaining arguments and
evidence put forth by applicant but in light of the fame of
opposers mark, the similarity of the services, and the
similarity of the marks we find these arguments
unpersuasive. Hewlett-Packard Co. v. Packard Press Inc.,
281 F.3d 1261, 62 USPQ2d 1001, 1003 (Fed. Cir. 2002) (The
likelihood of confusion analysis considers all du Pont
factors for which there is evidence of record but may
focus . . . on dispositive factors, such as similarity of
the marks and relatedness of the goods.).
E. Balancing the factors.
On balance, the relevant du Pont factors weigh heavily
in favor of a finding of likelihood of confusion. We
conclude that consumers familiar with opposers famous
BARBIE mark and services, upon encountering applicants
mark BARBIE GRIFFIN for closely-related services, would be
24
Opposition No. 91170977
likely to believe that the services originate from or are
associated with or sponsored by the same entity.
In light of our finding on the issue of likelihood of
confusion, we find it unnecessary to reach the issue of
dilution as well as applicants objections to opposers
dilution pleading and related evidence, namely, the Watts,
Kesicki, and second Lehner declarations. See Miss Universe
L.P. v. Cmty. Mktg. Inc., 82 USPQ2d 1562, 1572 (TTAB 2007).
Decision: Opposition No. 91170977 is sustained.
25