Kuhlke
Gorowitz
Coggins*
Trademark Trial and Appeal Board Electronic Filing System. http://estta.uspto.gov
ESTTA Tracking number: ESTTA868804
Filing date: 01/03/2018
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
Proceeding 85044106
Applicant Rain Bird Corporation
Correspondence JOHN E LYHUS
Address FITCH EVEN TABIN & FLANNERY LLP
120 S LASALLE ST STE 1600
CHICAGO, IL 60603-3406
UNITED STATES
Email: [email protected]
Submission Substitute Appeal Brief
Attachments Substitute Appeal Brief App No 85044106.pdf(269616 bytes )
Filer’s Name John E. Lyhus
Filer’s email [email protected]
Signature /John E. Lyhus/
Date 01/03/2018
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
TRADEMARK TRIAL AND APPEAL BOARD
Application of: Rain Bird Corporation
Application No.: 85044106
Filed: May 20, 2010
Mark:
APPLICANTS APPEAL BRIEF
John E. Lyhus
Fitch, Even, Tabin & Flannery LLP
120 South LaSalle Street, Suite 1600
Chicago, Illinois 60603
Telephone: 312-577-7000
Facisimile: 312-577-7007
Email: [email protected]
Attorneys for Applicant
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Table of Authorities
Cases
Anchor Hocking Glass Corp. v. Corning Glass Works, 162 USPQ 288 (TTAB 1969) …………………………………………….. 25
Application of Ideal Industries, Inc., 184 USPQ 487 (CCPA 1975)………………………………………………………………………. 24
Brunswick Corp. v. British Seagull Ltd., 32 USPQ2d 1120 (Fed. Cir. 1994), cert. denied, 514 U.S. 1050 ………………… 19
Centaur Communications, Ltd. v. A/S/M Communications, Inc., 4 USPQ2d 1541 (2d Cir. 1987) …………………………….. 15
Field Enterprises Educational Corporation v. Cove Industries, Incorporated, 161 USPQ 243 (E.D.N.Y. 1969) ………… 22
Gen. Foods Corp. v. MGD Partners, 224 USPQ 479, 486 (TTAB 1984) ………………………………………………………………. 21
In re Becton, Dickinson and Co., 102 USPQ2d 1372 (Fed. Cir. 2012) …………………………………………………………………….. 5
In re Black & Decker Corp., 81 USPQ2d 1841 (TTAB 2006) ………………………………………………………………………………. 14
In re Bose Corporation, 216 USPQ 1001 (TTAB 1983) ……………………………………………………………………………………….. 24
In re Cook Medical Technologies LLC, 105 USPQ2d 1377 (TTAB 2012) ………………………………………………………………. 19
In re Ferris Corp., 59 USPQ2d 1587 (TTAB 2000) ……………………………………………………………………………………………. 18
In re Howard S. Leight and Associates Inc., 39 USPQ2d 1058 (TTAB 1996) …………………………………………………………. 17
In re Owens-Corning Fiberglas Corp., 227 USPQ 417(Fed. Cir. 1985) ………………………………………………………………… 24
In reFlex-O-Glass, Inc., 194 USPQ 203, (TTAB 1977) ………………………………………………………………………………………… 15
McCormick & Co. v. Summers, 148 USPQ 272,276 (C.C.P.A. 1966) …………………………………………………………………… 21
Pic Design Corp. v. Bearings Specialty Co., Inc., 168 USPQ 321 (1st Cir. 1971) ……………………………………………………….. 15
Qualitex Co. v. Jacobson Products Co., 34 USPQ2d 1161 (U.S. 1995) ……………………………………………………………………. 17
W.T. Rogers Company, Inc. v. Keene, et al., 228 USPQ 145 (7th Cir. 1985) ……………………………………………………………. 18
Wire Rope Corporation of America, Inc. v. Secalt S.A., 196 USPQ 312, 315 (TTAB) ……………………………………………….. 16
Yamaha International Corp. v. Hoshino Gakki Co., 6 USPQ2d 1001 (Fed. Cir. 1988)…………………………………………… 24
Other Authorities
Manual of Model Civil Jury Instructions, Prepared by the Ninth Circuit Jury Instructions Committee
(2017 Edition) ………………………………………………………………………………………………………………………………………………… 5
TMEP 1202.02(a)(iv). ……………………………………………………………………………………………………………………………………….. 5
TMEP 1212.01 …………………………………………………………………………………………………………………………………………………… 21
TMEP 1212.06(b)…………………………………………………………………………………………………………………………………………….. 25
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INTRODUCTION
The Applicant appeals from the examination refusal of its COPPER Color mark, Application No.
85044106, for Flexible, plastic tubes used in subsurface drip irrigation systems. The examination
refusal alleges that the COPPER Color mark is aesthetically functional under Section 2(e)(5) and merely
ornamental under Sections 1, 2 and 45. Rain Bird seeks to register the copper color for its plastic
irrigation tubing, noting that the copper color was registered until 2011 for plastic plumbing pipes. In
this appeal, Rain Bird asks that the Board withdraw these examination refusals and find the COPPER
Color mark entitled to registration; and, particularly, on the Principal Register.
Rain Bird uses the COPPER Color mark for its flexible plastic subsurface drip irrigation tubing,
known as both XFS and Copper Shield drip irrigation tubing. Plant roots naturally grow toward and
intrude into drip irrigation tubing holes, always seeking out the source of water. Without intervention,
roots will ultimately clog the emitter holes, block the flow of water and defeat irrigation. Before the
Applicants Copper Shield technology unlocked new options, controlling root intrusion typically
involved periodic flushing of subsurface drip irrigation tubing with herbicidal copper-based solutions.
However, with the introduction of Copper Shield technology in subsurface drip tubing, intervention
against root intrusion is built into the product. The Copper Shield technology is unique in having small
rectangular chips of copper metal placed inside the tubing at each emitter hole, as
seen in the adjacent cutaway drawing. The Copper Shield chip safely stops roots
from blocking critical flow passages in the emitter. Keeping emitters open helps
keep water flowing. The Copper Shield technology enables the drip irrigation tubing to be buried
underground for years without blockage from root intrusion. In drought stricken California, for
example, the Copper Shield technology in subsurface drip tubing irrigates lawns underground at the root
level without evaporation loss typical of above ground sprinklers.
To promote its Copper Shield enhanced drip irrigation tubing, the Applicant adopted and began
using the COPPER Color mark at least as early as April 2010 applying the mark to the entire exterior of
the tubing. The COPPER Color marked product won an Irrigation Association 2010 New Product
Contest in the Turf/Landscape Category as well as a Silver Award from the European Irrigation
Association in 2013, praising Rain Birds copper-colored XFS Dripline with Copper Shield for sub-
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surface drip irrigation is recognized as an ideal method of efficiently watering shrubs, plants and turf
grass.
The Applicant implemented Look for advertising like the adjacent logo and The
Copper-Color Outside Ensures the Copper Chip is Inside! slogan. Retailers and other
resellers of the XFS product with Copper Shield technology picked up these and comparable
marketing pitches associating the COPPER Color mark with Rain Birds drip irrigation product. To
address both the Section 2(e)(5) refusal and the Sections 1, 2 and 45 refusals during examination, the
Applicant submitted competent evidence of such advertising along with numerous declarations from
installation contractors and other professionals in the irrigation field who state that the COPPER Color
mark is recognizable and different from typical brown and black drip irrigation tubing. These
professionals handle drip irrigation products on a regular basis and are accustomed to seeing brown color
drip irrigation tubing, which seamlessly blends into landscape and
mulch. Rain Birds XFS product with the Copper Shield technology in
contrast is described as shiny or metallic, like seen in the adjacent
photograph amongst other examples of drip irrigation tubing. It is easy
to identify which one is the COPPER Color marked drip tubing.
The COPPER Color mark for plastic tubes is not the first of its kind. During the course of
examination, another COPPER Color mark for plumbing plastic pipes, Registration No. 2143623, was
cited against the Applicants applied for mark. The Applicant reasonably believed that by successfully
cancelling this Supplemental Registration, which it did in 2011, the Applicants own COPPER Color
mark for plastic drip irrigation tubes should reasonably assume the space vacated by this prior COPPER
Color mark. After all, the guidelines and practice of the Patent and Trademark Office had only become
more accommodating to color marks since the 1993 filing of this prior registered COPPER Color mark.
However, the instant application for the COPPER Color mark remains subject to refusals
alleging that the mark is aesthetically functional under Section 2(e)(5) and merely ornamental under
Sections 1, 2 and 45. On the Section 2(e)(5) refusal, the Applicant seeks the Boards ruling that the
weight of competent evidence of record establishes that the standout COPPER Color mark does not
serve an aesthetic function recognized in the irrigation industry. In its July 21, 2017 Request for Remand,
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Rain Bird proposes to amend the marks description to METALLIC COPPER Color, or the like, adding
further tangible wording to clarify why irrigation professionals and others so readily distinguish the
COPPER Color mark from the typical brown tubing that seamlessly blends into surface landscape.
On the refusals under Sections 1, 2 and 45, Rain Bird submits that the evidence of record
establishes that the COPPER Color mark has acquired distinctiveness entitling it to registration on the
Principal Register. However, Rain Bird also agrees in the July 21, 2017 Request for Remand, alternatively,
to accept registration on the Supplemental Register.
OVERVIEW OF BURDENS OF PROOF IN EXAMINATION
In examining a trade dress mark, the Examining Attorney has the burden of presenting prima
facie evidence to establish that the trade dress at issue is functional. To reach this prima facie threshold
requires independent research to obtain evidentiary support for the refusal and, where absent, a
request for information pursuant to 37 C.F.R. §2.61(b) must be issued to obtain information from the
applicant so that an informed decision about the validity of the functionality refusal can be made. TMEP
1202.02(a)(iv).
In response to a refusal, [t]he burden then shifts to the applicant to present competent
evidence to rebut the examining attorneys prima facie case of functionality. The burden of proof to
overcome a functionality refusal is by the preponderance of evidence. TMEP 1202.02(a)(iv); citing, In re
Becton, Dickinson and Co., 102 USPQ2d 1372 (Fed. Cir. 2012). The Ninth Circuit provides a commonly
accepted jury instruction for Preponderance of the Evidence as When a party has the burden of
proving any claim [or affirmative defense] by a preponderance of the evidence, it means you must be
persuaded by the evidence that the claim [or affirmative defense] is more probably true than not true.
Manual of Model Civil Jury Instructions, Ninth Circuit Jury Instructions Committee (2017 Edition).
UTILITARIAN FUNCTIONALITY EXAMINATION
During the initial two years of examination, the Examining Attorney pursued requests for
information and presented prima facie evidence alleging utilitarian functionality pursuant to the Morton-
Norwich factors based, in part, on patent applications that Rain Bird filed in connection with the Copper
Shield technology for drip irrigation tubing and allegations that competitors would be disadvantaged if
the registered COPPER Color mark discouraged the provision of metal copper drip irrigation tubing.
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In response to requests for information and the assertions of prima facie evidence alleging
utilitarian functionality, Rain Bird built an evidentiary record establishing, in short, that the XFS tubing
itself is flexible plastic without any metal copper coating; and, that the metal chip referred to as Copper
Shield technology is inserted out of sight within the emitter inside the drip line tubing. The competent
evidence establishes that the metal copper is not suitable for drip irrigation tubing and that Rain Birds
choice of the COPPER Color mark drip irrigation tubing has no utilitarian purpose. Rain Bird adopted
and uses the COPPER Color mark to promote the innovative Copper Shield technology inside the XFS
tubing. This competent evidence from Rain Bird rebuts prior allegations of utilitarian functionality
beyond a reasonable doubt. As this chapter of the examination concluded, all would surely agree that the
competent evidence proves the COPPER Color mark has no utilitarian functionality by at least a
preponderance of the evidence.
The Examining Attorney discontinued pursuit of the utilitarian functionality refusal and as of
the October 21, 2012 Office Action, TSDR p. 1, introduced aesthetic functionality as the new basis for
refusing the COPPER Color mark. In the October 21, 2012 Office Action, the Examining Attorney states:
In the initial Office Action, the examining attorney failed to apprise the applicant of a different type of
functionality under Section 2(e)(5) that would prohibit registration. The in[sic] initial refusal focused
upon the utilitarian functionality of the goods whereby the applicant could use the copper color mark
to prevent others from producing flexible, metal covered or metal drip irrigation lines, since such lines
can be, and have historically been, made of copper. The examining attorney apologizes for this error and
issues this Office Action to correct that deficiency.
Registration is refused because the applied-for color mark, which consists of the color copper as applied
to the entire surface of the goods is an aesthetically functional feature of these products.
AESTHETIC FUNCTIONALITY EXAMINATION
With this new chapter of examination into aesthetic functionality, the burdens of proof remain
the same as discussed above. The Examining Attorney must establish the prima facie case that the trade
dress is aesthetically functional. Then the burden shifts to the applicant to overcome the prima facie case
by a preponderance of the evidence. In the matter at hand, Rain Bird respectfully submits that the
competent evidence of record in examination fully rebuts the prima facie case and, at least, by a
preponderance of the evidence.
The prima facie case of aesthetic functionality set forth in the October 21, 2012 Office Action
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presents printouts from websites promoting irrigation tubing of Rain Bird as well as its competitors.
The Office Action states that the color of the competitors irrigation tubing as well as examples of Rain
Bird 1/4 drip irrigation tubing are specifically promoted as allowing irrigation drip tubing to more
seamlessly blend into the landscape[.] [Emphasis added] October 21, 2012 Office Action, TSDR p. 1.
Since the introduction of the aesthetic functionality issue in 2012, Rain Bird has fully responded to each
of several Office Actions. Rather than detail each round of examination, Rain Bird summarizes the
evidence developed during examination.
The crux of the refusal alleging aesthetic functionality is centered on how similar or different the
COPPER Color mark is relative to other drip irrigation tubing, which the irrigation industry typically
identifies as brown tubing that seamlessly blends into landscape. If the Applicants proof by
preponderant evidence rebuts the prima facie case of aesthetic functionality, then the Section 2(e)(5)
refusal should be withdrawn. Rain Bird respectfully submits that the preponderance of evidence proves
that the COPPER Color mark does not serve the asserted aesthetic function of brown tubing.
Use of terms copper, copper-brown, shiny and metallic during examination
In beginning an assessment of the evidence introduced in this matter, Rain Bird first advises that
it has objected to characterizations in Office Actions that refer to prior existing irrigation tubing as being
the color copper or copper-brown. See, February 13, 2015 Request Reconsideration, TSDR p. 2-4;
May 8, 2017 Request Reconsideration, TSDR p. 6 making objections to October 21, 2012 Office Action,
TSDR p. 1; August 13, 2014 Office Action, TSDR p. 8, and others. In the extensive examination record, the
Examining Attorneys written comments are the exclusive source of the adjectives copper or copper-
brown being applied to brown drip irrigation tubing available prior to Rain Birds COPPER Color
marked drip tubing. Similarly, the Examining Attorneys characterization in the November 8, 2016 Office
Action, TSDR p. 1, of typical drip irrigation tubing being metallic or metallic brown or shiny finds
no evidentiary support in the record outside the Examining Attorneys comments. The Examining
Attorney has never rebutted Rain Birds objections. Rain Bird also observes that the rendering of colors
on drip irrigation tubing seen on websites and in printouts is far from exact. Rather than adopting the
Examining Attorneys personal characterizations, the competent evidence of record instead demonstrates
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that participants in the irrigation industry call brown drip irrigation tubing by the color brown and call
only Rain Bird XFS tubing by the color copper.1
And, to be absolutely clear, the examination file history discloses no evidence that competitors or
others in the irrigation field describe drip irrigation tubing as being the color copper, with the sole
exception of when referring to the Applicants XFS drip irrigation tubing with the COPPER Color mark.
With the same clarity, the examination record discloses no evidence that competitors or others in the
irrigation field describe any drip irrigation tubing as being the color copper-brown. Again, with the
same absolute clarity, the only references in the file history using the terms metallic or shiny to
characterize the appearance of drip irrigation tubing are associated with the COPPER Color marked
tubing of Rain Bird.
In the examination record, the Examining Attorney can only point to his own characterizations
of irrigation tubing using terms copper, copper-brown, shiny, or metallic as adjectives to describe
drip line tubing other than the copper color of Rain Birds product. Why? Because the irrigation
industry does not use these terms to describe typical drip irrigation tubing.
The competent evidence of record proves that the industry only uses copper, shiny, or
metallic to articulate the distinctly different appearance of the COPPER Color mark. Rain Bird
respectfully requests that the Board recognize there is no support for the prima facie assertion that
copper or copper-brown are color terms used to describe drip irrigation tubing in the relevant
industry of irrigation apart from the color copper used to exclusively identify Rain Birds COPPER
Color marked drip irrigation tubing. Furthermore, the Applicant respectfully requests that the Board
find that the competent evidence of record demonstrates that the terms copper and metallic and
shiny are used only when characterizing the COPPER Color marked tubing.
The COPPER Color mark does not serve the aesthetically functional goal of brown tubing
The Applicant respectfully submits that the competent evidence of record in examination rebuts
the prima facie case alleging that the COPPER Color mark is aesthetically functional. The rebuttal
1
The July 13, 2017 Denial of Request for reconsideration references a retail website where the term brown appears
in connection with XFS tubing. In this same reference, the slogan The Copper-Color Outside Ensures the Copper
Chip is Inside! appears prominently. The Applicant notes that the color black has also appeared in connection
with XFS tubing on a retail website. The evidence of such occurrences is scant, which indicates that such mistakes
in color identification are both inadvertent and de minimis.
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evidence is substantial, proving by more than the preponderance of evidence that the COPPER Color
mark does not accomplish the aesthetically functional goal of seamlessly blending into surrounding
surface landscape.
The prima facie evidence of aesthetic functionality
During examination, the Examining Attorney relies on printouts from the websites of entities
providing drip and other irrigation tubing to the U.S. marketplace. The Examining Attorney uses
photographs of irrigation tubing and related text seen on these webpages as prima facie evidence that the
drip irrigation industry sells brown color tubing to seamlessly blend into the surrounding surface
landscape. Among these webpages, the Examining Attorney points to Rain Bird 1/4 drip irrigation
tubing as being the color brown so that it too can seamlessly blend into mulch and landscape material.
August 13, 2014 Office Action, TSDR p. 1.
Rain Bird here notes that it agrees, and has never contested, that the brown colors previously
used for drip irrigation tubing are selected to seamlessly blend the tubing into the surrounding surface
landscape. By that aesthetically functional characteristic, the typical brown colored drip irrigation
tubing is camouflaged so that it visually disappears by seamlessly blending into the surface landscape.
The evidence of record demonstrates that, when the color of such drip irrigation tubing is described, the
color is simply and typically called brown.2 Here, the Applicant points to a simple, reasonable
definition from the Macmillan Dictionary, which states: something that is brown is the same colour as
wood or coffee. [emphasis added] May 8, 2017 Request Reconsideration, TSDR p. 10, 59. This ordinary
understanding of the color brown resonates perfectly with the stated aesthetic function of brown drip
irrigation tubing: seamlessly blending into the surrounding surface landscape.
Instead of accepting this reasonable notion of brown colors used in the irrigation industry, the
Examining Attorney turns to academic color reference materials that classify colors into just twelve or
thirteen basic color groups; and, in these materials the color copper is considered a shade of brown.
From there, the Examining Attorney proceeds down the following path to aesthetic functionality: if the
color copper is considered a shade of the color brown, and the color brown seamlessly blends into surface
2
The file history refers to the colors black and purple used for drip irrigation tubing. The Applicant only discusses
the COPPER Color mark relative to the color brown for such tubing.
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landscape, then the COPPER Color mark seamlessly blends into surface landscape. Declarations and
other evidence contradicting this theory must be wrong. End of story.
Rain Bird strenuously disagrees with this simplistic reduction, and asserts that real people with
relevant experience working in the irrigation field reasonably attest to readily identifying the COPPER
Color mark as tangibly different and distinctive from prior brown drip irrigation tubing. The COPPER
Color marked tubing stands out and apart from the aesthetically functional brown tubing that
seamlessly blends into surface landscape.
To further clarify its specified goods and thereby rebut the purported aesthetic functionality,
Rain Bird amended the identified goods to Flexible, plastic tubes used in subsurface drip irrigation
systems, adding subsurface, which is the primary installation method for the XFS product. Rain Bird
also offers to amend the marks description to metallic copper. July 21, 2017 Request for Remand, 9
TTABVUE 2. By these proposals, Rain Bird clarifies that the COPPER Color mark serves as a trademark
on the Copper Shield tubing until the mark literally disappears out of sight underground.
The Applicants competent evidence
To rebut the prima facie case of aesthetic functionality, Rain Bird submits competent evidence
that the COPPER Color mark does not fulfill the aesthetic function of seamlessly blending into surface
landscape. One need only check a dictionary definition of camouflage to find uses of the terms blend
and blending to explain characteristics that help things disappear into the background, such as An
animals natural coloring or form that enables it to blend in with its surroundings. [emphasis added]
October 13, 2015 Response, TSDR p. 8, 43-44. The evidence of record demonstrates that the COPPER
Color mark does not equate to camouflage; it does not blend in with its surroundings like coffee or wood
colored browns do.
Competent evidence comes from numerous declarations of experienced professionals in the
irrigation industry who purchase COPPER Color marked XFS drip irrigation tubing, primarily for
installation at customer sites. April 22, 2013 Response, TSDR p. 6-13; June 4, 2013 Preliminary
Amendment, TSDR p. 2-7; May 8, 2017 Request Reconsideration, TSDR p. 17-56.
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Among statements extracted from the declarations are the following:
? The XFS tubing has a surface sheen like the metal copper, whereas the brown colors of other available
dripline tubing are generally black or dirt brown to blend in with dirt or landscaping. Mike Garcia,
April 16, 2013 declaration
? Before the XFS dripline was introduced, plastic irrigation dripline tubing available in the U.S. have
generally been colored brown. In contrast, Rain Bird XFS plastic tubing is noticeably different from
the usual brown tubing. You can immediately see the XFS dripline; it is like it has a sprayed sheen on
it. Nicolas Khoury, April 22, 2013 declaration
? Compared to the usual brown or black tubing, Rain Bird XFS plastic tubing looks distinctively
different, having a coppery color. During installation, this copper color stands out and makes it easy to
see that the crew is installing the right product. Using the different copper color also makes sense as a
marketing tool to remind us of the copper chip inside. Paul Hanson, April 23, 2013 declaration
? In contrast, Rain Bird XFS plastic tubing has a copper color and looks different from the usual brown
tubing. With the XFS plastic tubing you can definitely see the shininess of the copper color. Rob
Harvey, May 3, 2013 declaration
? I can recognize the Rain Bird XFS plastic tubing by its copper color, which is also shiny. The XFS
dripline does not look like any other dripline on the market. Daniel Hanson, April 21, 2017 declaration
? The shiny and cleaner looking copper color of Rain Bird XFS plastic is noticeably different from the
usual brown tubing. XFS is easy to spot. Jose Ixta, May 2, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing is noticeably different from the usual brown tubing.
The XFS copper color is also shiny. I like the color of XFS. I and others working with dripline can
recognize XFS on sight. Walter May, April 21, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing looks attractive and is noticeably different from the
usual tubing colors. The copper color of XFS is shinier than the usual tubing colors. Greg Hensen,
April 19, 2017 declaration
? The Rain Bird XFS plastic tubing is easy to identify by its copper color, which is noticeably different
from the usual tubing colors. Rain Bird XFS is also shiner than tubing from other companies. The
color of XFS stands out. Contractors purchasing the XFS dripline product can usually recognize XFS
on sight. Patrick Moore, April 21, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing is shiny and noticeably different from the usual
brown tubing. I like the copper color of XFS and the copper chip technology of XFS. I and others
working with dripline can recognize XFS on sight. Paul Bird, April 20, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing is noticeably different from the usual tubing colors.
The XFS is also shiny. The color of XFS is recognizable to our customers as well. The brown colors of
other available dripline tubing generally blend in with dirt or landscaping. The copper color of XFS
does not match the ground cover. Tony Abarca, April 21, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing looks noticeably different from the usual tubing
colors. It has a copper coating and the copper color of XFS is shinier than the usual tubing colors. Carl
Dill, May 4, 2017 declaration
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? The Rain Bird XFS plastic tubing has a copper tint to it that looks noticeably different from the usual
tubing colors. The copper color is shinier than the usual tubing colors. Ed Gibson, May 5, 2017
declaration
? The recognizable color of Rain Bird XFS plastic tubing looks like copper and is noticeably different
from the usual brown tubing colors. The copper color of XFS is shinier than the usual tubing colors.
Jeff Studer, May 1, 2017 declaration
In addition, Rain Bird submits photographs of COPPER Color
marked tubing, such as this one taken in sunshine amongst other Rain
Bird drip irrigation tubing, including Rain Birds brown colored 1/4
drip tubing at the far left. Rain Birds tubing with the COPPER Color
mark is fourth from the left. October 13, 2015 Response, TSDR p. 77-78.
The Applicant submits other evidence such as Look for promotion of the COPPER Color mark
supporting that such promotional effort only makes sense if the marketplace participants recognize that
the COPPER Color mark is distinct from the typical brown drip irrigation tubing. The declarations
provide competent evidence corroborating that Rain Birds Look for promotional efforts in fact
resonate with professionals and others in the irrigation field for the simple reason that the COPPER
Color mark is readily recognized as different and distinctive from prior brown drip irrigation tubing.
The treatment of the Applicants Declaration evidence
Throughout examination, the Examining Attorney has opted to give little, if any, weight to
submitted declarations, expressing suspicions of bias against the professionals in the irrigation industry
who provided declarations. Despite the commonsense and reasonable attestation from each declarant
that, among other things, he or she recognizes the COPPER Color mark as distinct from prior brown
irrigation tubing; despite retailers spontaneously adopting Look for the COPPER Color mark
promotion; despite full and complete responses to Requests for Information about the Rain Bird
Rewards Program; and, despite further declarations attesting that no one received compensation for
providing a declaration, these unfounded suspicions of bias continue.
In additional Requests for Information issued after Rain Bird submitted its 2015 Rewards
Member Guide, the Examining Attorney set forth a lengthy list of requests for detailed information in the
following interrogatories from the February 5, 2016 Office Action, TSDR p. 1:
(1) A full and complete explanation as to whether there is or has been any form of relationship or
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partnership between any individual, person, business or government entity named in the
submitted affidavits;
(2) Whether any such person, individual, business or government entity named in the submitted
affidavits has participated in or currently participates in any business referral, discount or award
program that the applicant operates, provides or oversees;
(3) For each such person, individual, business or government entity named in the submitted
affidavits that has participated in or currently participates in any business referral, discount or
award program that the applicant operates, provides or oversees the applicant must indicate the
years of participation, their status in the program, and their rating or rank relative to other
participants in the program;
(4) Whether any person, individual, business or government entity named in the submitted
affidavits has ever received an award, discount, or payment from any program that the applicant
operates, provides or oversees;
(5) Whether any company or entity named in the submitted affidavits has ever received an
award, discount, or payment from any program that the applicant operates, provides or oversees;
(6) The amount of any and all awards, discounts, or payments received by any person, individual,
business or government entity named in the submitted affidavits and the amounts of any and all
awards, discounts, or payments received by any company or entity named in the affidavits that
employs such individuals; and
(7) Whether any person, individual or business named in the submitted affidavits is or has ever
been employed by the applicant.
Complete information about the Rain Bird Reward Program is attached to the October 13, 2015 Response
TSDR p. 80-91. With its August 5, 2016 Response, TSDR p. 38-41, Rain Bird provided a declaration from
Samir Shah, Marketing and International Sales Manager, fully responding to each of these interrogatories
as well as fully addressing the stated purpose of the Examining Attorney for the further probing,
whether the affiants statements were truly independent or whether there was some interest or bias
that may color the statements made in, and thus, the weight that should be given to, the affidavits. The
declaration, in part, attests:
4. [N]one of the seven declarants nor their related referenced entity received any gift, benefit,
discount, business referral, reward program point or other compensation of any kind related to
providing his or her declaration.
This declaration of Samir Shah also attests that all declarants from installation contractors are principals
or employees of independently owned and operated businesses in the irrigation field. The Examining
Attorneys suspicion of bias is entirely unfounded and completely incorrect.
When Rain Bird submitted additional declarations from other irrigation professionals as part of
its May 8, 2017 Request for Reconsideration, Rain Bird provided a comparable declaration from an officer
of the Applicant attesting to the independence of the declarants and the absence of compensation of any
kind related to providing the declaration. May 8, 2017 Request Reconsideration, TSDR p. 57-58.
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Despite the sworn declarations and corroborating evidence, in the July 13, 2017 Denial of Request
for Reconsideration, TSDR p. 1, the Examining Attorney persists in relying on these vague suspicions,
dismissing the declarants as a subset which may not be wholly disinterested due to it[sic] participation
in the applicants rewards program[.]
The Declarations of installation contractors are reliable, competent evidence
The declarations from professionals in the drip irrigation field recognize that the COPPER Color
mark is different and distinguished from the color of brown tubing traditionally made to blend in with
landscape. Instead of cookie cutter copies, each declarants differing experience in the irrigation field and
familiarity with drip irrigation equipment is detailed each declarant has years of experience ranging
from ten years to 35 years at the time of making his or her declaration. Each declarant describes his or
her own familiarity with Rain Bird products as well as their own familiarity with irrigation products
coming from sources other than Rain Bird. Almost all the declarants describe purchasing and/or
installing drip and other irrigation tubing from companies other than Rain Bird. Each declarant provides
differing descriptions of the COPPER Color mark relative to the brown and black drip irrigation tubing
previously available.
The Applicant fully addressed the requests for information and provides competent, forthright
evidence that should reasonably assuage the suspicions of the Examining Attorney. In In re Black & Decker
Corp., 81 USPQ2d 1841 (TTAB 2006), the Board rejects the examining attorneys unsubstantiated claims
of bias against declarants from the hardware retailing field. In giving weight to the declarations provided
during examination and finding acquired distinctiveness in the shape of a key head, the Board accepts
form letters having fill-in-the-blank fields for the declarants name, employer and years in the retail
hardware field. Rain Bird respectfully submits that In re Black & Decker Corp. provides good guidance for
determining the reliability of declarations in examination, whether they be in support of acquired
distinctiveness or against aesthetic functionality.
The Applicant has submitted twenty-seven declarations of qualified professionals in the present
examination. The Examining Attorney continues to criticize these declarations solely on conjecture,
despite the Applicants substantial efforts to mollify any concerns. The Board cautions on unfounded and
speculative attacks on retailer declarations during examination by stating:
Page | 14
We disagree with the examining attorney’s assessment that the eight retailer declarations are
biased and therefore entitled to little weight. There is simply no evidence to suggest that these
retailers were predisposed to say that applicant’s goods are identified by the octagonal key head
design. In re Black & Decker Corp., supra.
In the declarations of record for the COPPER Color mark, each individual provides background
information that clearly presents substantive professional qualifications, experience and basis for
recognizing the COPPER Color mark on plastic drip tubing as distinct and different from the prior
brown tubing available in the U.S. marketplace. The declarants also attest that they recognize the
COPPER Color mark as a source identifier for drip tubing exclusively from Rain Bird. In re Flex-O-Glass,
Inc., 194 USPQ 203, (TTAB 1977)([T]he fact that the affidavits may be similar in format and expression is
of no particular significance herein since the affiants have sworn to the statements contained therein.
[T]here is nothing of record to dispute the statements contained therein[.]).
Based on substantial familiarity with drip irrigation, the declarants are well positioned to
provide statements on the color of drip irrigation tubing sold in the United States prior to the XFS
product, and well positioned to recognize that the COPPER Color mark has characteristics like a
metallic sheen or shininess that makes it stand out from the previous shades of brown and black drip
irrigation tubing. The declarations of professional buyers in the trade are entitled to substantive
consideration. See generally, Pic Design Corp. v. Bearings Specialty Co., Inc., 168 USPQ 321 (1st Cir.
1971)(Moreover, plaintiff has clearly satisfied any burden of proving secondary meaning by submitting
affidavits from the purchasing agents of five of its customers[.]); Centaur Communications, Ltd. v. A/S/M
Communications, Inc., 4 USPQ2d 1541 (2d Cir. 1987)([I]t is not always the general public’s understanding
but–depending upon the product–often only a segment of consumers that need be examined.) For
homeowners or commercial customers, the purchase is of an irrigation system, not drip tubing. The
purchase of the irrigation system is almost always through and with the advice of a professional
installation contractor. As plainly affirmed in the declarations, the installation contractors and others all
have years of experience in the irrigation field and readily distinguish the COPPER Color mark as
different from the color brown, or black or purple for that matter. The declarations offer illuminating
corroboration of the outdoor photographs of irrigation tubing in the examination record; the Applicants
XFS drip line stands out from other tubing in the sunshine where the drip line is seen from purchase
Page | 15
through installation. Why the difference? The shiny metallic character of the COPPER Color mark
separates the color Copper in common understanding from the brown color of wood or coffee.
Macmillian Dictionary, May 8, 2017 Request Reconsideration, TSDR p. 10, 59. The declarations and the
increasing number of third party retailers adopting the Look for slogan The Copper Color Outside
ensures that the Copper Shield is inside reflect this common public understanding of colors, which
readily distinguishes the color Copper from the color Brown. Despite academic references that assign
the world of colors into a few tidy Aristotelian groups, these declarations from the real world affirm that
the COPPER Color marked tubing is distinct and different from typical brown tubing.
That these declarations support the COPPER Color mark as a source identifier should be of little
surprise. The use of color as a source identifier and resulting Registrations for color marks on plumbing
and irrigation tubing, conduit and fittings are not uncommon. In its October 13, 2015 Response TSDR p.
48-75, the Applicant submitted examples of such registered marks, identifying both registrations on the
Principal Register and Supplemental Register. Among these prior registrations is the COPPER Color
mark for plastic plumbing pipes, Registration No. 2143623, TSDR p. 72-73, which the Applicant
successfully cancelled in 2011 after it was cited for likely confusion in examination. None of the active
Registrations describe the registered mark in terms of brown or copper colors. Evidence that others
in the same industry have obtained trademark registrations supports registration of the same type of
trade dress. The Board in In re Black & Decker Corp., refers to U.S. registrations for the same types of
product configurations and cites earlier cases finding industry practices using colors as source identifiers
for wire rope, such as Wire Rope Corporation of America, Inc. v. Secalt S.A., 196 USPQ 312, 315 (TTAB).
Rain Bird respectfully submits that the competent evidence fully rebuts the prima facie assertion
of declarant bias; and, therefore, Rain Bird requests that the declarations be accepted as competent
evidence and, further, on the other precedent discussed below, accepted as establishing by a
preponderance of evidence that the COPPER Color mark is distinctive from prior brown drip irrigation
tubing; and, further, that the COPPER Color mark does not serve the aesthetic function upon which the
Section 2(e)(5) refusal relies.
Page | 16
Other precedent supports a finding that the COPPER Color mark is not aesthetically functional
Interestingly, In re Howard S. Leight and Associates Inc., 39 USPQ2d 1058 (TTAB 1996), which is
raised in the November 8, 2016 Office Action, provides a reversed mirror image of the instant examination
that clarifies how the shiny or metallic or copper characteristics of the Applicants COPPER Color
mark conspire against functionality. The In re Howard S. Leight and Associates Board states:
After careful review of the record and arguments presented herein, we find that the color coral is
de jure functional when applied to applicant’s goods. Because of their coral color, applicant’s
earplugs are more readily visible, allowing for easier and quicker safety checks.
Ironically, the shiny and metallic and copper characteristics of the COPPER Color mark make it
stand out, which for earplugs would perhaps be aesthetically functional like the coral color in the In re
Howard S. Leight decision. However, in the context of drip line irrigation tubing, the standout shiny and
metallic and copper nature of the COPPER Color mark defeats its ability to serve the aesthetic
function required of brown color drip line tubing seamlessly blending into surface landscape and mulch.
The Examining Attorney stresses throughout examination that the irrigation industry prefers
brown drip irrigation tubing because it seamlessly blends into surface landscape, as in being like
camouflage. The competent evidence of record makes abundantly clear that the COPPER Color mark
does not act as camouflage in surface landscape particularly after installation when it literally
disappears underground.
The Applicant does not contest that the stand out nature of the metallic COPPER Color mark
may be attractive to some people. Some of the declarations of record even include statements about
people liking the way the XFS tubing looks. In saying drip irrigation tubing is attractive, the declarant
voices a term not seen or heard about brown drip irrigation tubing. However, importantly, being
attractive does not prevent a feature from functioning as a trademark or source identifier, especially
where the product is designed to be buried or where the relevant industry prefers a different color for
purposes of blending into surface landscape. As the Supreme Court guides:
[C]ourts will examine whether its use as a mark would permit one competitor (or a group) to
interfere with legitimate (nontrademark-related) competition through actual or potential
exclusive use of an important product ingredient. That examination should not discourage
firms from creating aesthetically pleasing mark designs, for it is open to their competitors to
do the same. Qualitex Co. v. Jacobson Products Co., 34 USPQ2d 1161 (U.S. 1995)(emphasis added).
Page | 17
W.T. Rogers Company, Inc. v. Keene, et al., 228 USPQ 145 (7th Cir. 1985)(But the fact that a design feature is
attractive does not, to repeat, preclude its being trademarked.) The file history is devoid of any
evidence that brown irrigation tubing is considered attractive. These limited compliments paid to the
COPPER Color marked tubing do corroborate the declarations and other evidence demonstrating that
the COPPER Color mark looks distinctly different from typical drip tubing and, more importantly, that
the mark does not serve the stated aesthetic function of seamlessly blending into landscape and mulch.
During examination, the Examining Attorney refers to In re Ferris Corp., 59 USPQ2d 1587 (TTAB
2000) and suggests that the characteristics of colors intended to blend with human skin tones is
applicable to the instant matter involving metallic colors like the COPPER Color mark relative to
landscape or dirt. In Ferris, the Board states:
There is no question that flesh color for wound dressings serves the utilitarian purpose of
blending well with the natural color of human skin. [at 1589]
The Board, later in its decision finds:
In our opinion, however, applicant’s color pink matches human skin color just as well as, or
perhaps better than, the flesh colored wound dressings used by applicant’s competitors. [at
1591]
The Ferris examination involved a mark expressly described using the word Pink and filed for medical
bandages. On appeal, the Board reviewed multiple references to skin color, which show common use of
the word pink equated to the color of Caucasian skin tones and synonymous with flesh color. With the
specific color pink so closely associated with skin color, the Board found that granting registration of
the color pink to one entity would preclude competitors from using similar flesh colors on bandages.
As used in the Ferris decision, Blend and Blending are terms to describe the aesthetic function
of bandage colors to match skin tones camouflaging the bandage so as to disappear. Using the Boards
approach from Ferris, the preponderant evidence finds that the COPPER Color mark does not blend in
with landscaping, as does brown drip tubing. Rather than blending in, the declarations of industry
professionals recognize the COPPER Color mark as standing out, as for example, stated in the
Declaration of Paul Hanson:
Before the XFS dripline, plastic irrigation dripline tubing products available in the U.S. have
generally been colored brown or black. Compared to the usual brown or black tubing, Rain Bird
XFS plastic tubing looks distinctively different, having a coppery color. During installation, this
Page | 18
copper color stands out and makes it easy to see that the crew is installing the right product.
Using the different copper color also makes sense as a marketing tool to remind us of the copper
chip inside.
Extracts of declarations recognizing the COPPER Color mark appear above, pages 11 and 12.
The competent evidence disagrees with the Examining Attorneys position that the applicant
should not be permitted to appropriate exclusively the color copper because it blends so well with
mulch and dirt. April 10, 2015 Office Action, TSDR p. 1. The declarations and other evidence of record
are clear. The COPPER Color mark stands out from the typical brown drip irrigation tubing that
seamlessly blends into mulch, dirt or landscape.
The Applicant is building exclusive rights in the specific COPPER Color mark, with its specific
standout distinguishing characteristics, rather than a color group generally called brown. Courts have
recognized the distinction. In Brunswick Corp. v. British Seagull Ltd., 32 USPQ2d 1120 (Fed. Cir. 1994), cert.
denied, 514 U.S. 1050, the Federal Court quotes the Trademark Trial and Appeal Board analysis with favor:
[W]hen we consider whether a color is functional we must consider whether alternative colors
are available in order to avoid the fettering of competition. If competition will be hindered, the
color in question is de jure functional. (Internal citation omitted.)
In the instant matter, the color brown has and will remain available for plastic drip irrigation
tubing. The file history is devoid of any references describing the color copper as being a viable choice for
plastic drip irrigation tubing. Granting registration to the COPPER Color mark would not remove one of
the most marketable colors for drip irrigation tubing or otherwise hinder competition. See, Brunswick
Corp., supra; Qualitex Co. v. Jacobson Products Co., supra. 3
Look For Advertising supports other evidence against aesthetic functionality
The growing number of independent retailers adopting and using tag lines like The copper-
color outside ensures that the Copper Shield is inside provides compelling, spontaneous corroboration
that, like the declarations from irrigation installation contractors, other retail purchasers in the trade
3
Office Actions also refer to In re Cook Medical Technologies LLC, 105 USPQ2d 1377 (TTAB 2012), which involves an
appeal from a likelihood of confusion refusal under Section 2(d) citing a registered mark designated as Blue. The
Board noted that the record did not contain specimens of actual use of the registered mark for the color simply
described as blue. The Board went on to state We do not mean to suggest by our decision herein that merely
because a party obtains a registration for a single color that such registration will block others from using or
registering marks for other colors, even similar colors. In the instant examination, prior conflicting color
registrations are not an issue. The Applicant contends that the Cook Medical decision expressly recognizes that
colors under the broad designation Blue can coexist, and were this a Section 2(d) case, Rain Bird would argue that
its COPPER Color mark is recognizable, different and distinguishable from the brown drip irrigation tubing that is
intended to seamlessly blend into landscape.
Page | 19
recognize and distinguish the COPPER Color mark as different from prior brown drip line tubing, which
was colored to make it seamlessly blend into landscape. October 13, 2015 Response, TSDR p. 14-42;
August 5, 2016, TSDR p. 15-36.
In practical terms, the Applicants Look for advertising of record makes no sense if the relevant
purchasing public did not distinguish between the colors brown and copper. In printouts from the
Applicants website, the Applicant emphasizes the COPPER Color mark prominently with The Copper-
Color Outside Ensures the Copper Chip is Inside! and adjacent to the phrase LOOK FOR THE
COPPER-COLORED TUBING. The distinct COPPER Color mark is plainly visible on these websites
and in conjunction with product packaging, all of which are instantly recognized as a source identifier
distinctly different from prior brown drip irrigation tubing.
The Applicant respectfully requests that the Board find on the competent evidence that the
COPPER Color mark is not aesthetically functional and withdraw the Section 2(e)(5) refusal.
ACQUIRED DISTINCTIVENESS EXAMINATION
The Examining Attorney maintains the refusal against the COPPER Color mark pursuant to
Sections 1, 2 and 45, alleging that the mark is ornamental and that the evidence to support the
Applicants claim of acquired distinctiveness under Section 2(f) falls short. While Rain Bird respectfully
submits that the competent evidence of record fully establishes that the COPPER Color mark has
acquired distinctiveness, Rain Bird agrees to amend its application to the Supplemental Register, in the
alternative. July 21, 2017 Request for Remand, 9 TTABVUE 2.
In the July 13, 2017 Denial of the Request for Reconsideration, TSDR p. 1, the Examining Attorney
summarizes the evidence submitted to demonstrate acquired distinctiveness:
The applicant claims that evidence of its longstanding promotional effort to get consumers to Look for
the Copper-Colored Tubing by using the tagline The Copper Color Outside ensure that the Copper
Shield is Inside is sufficient to demonstrate that the applicant is the source of the identified dripline
products. When viewed in isolation, the applicants promotional efforts and evidence in support
thereof, would seem sufficient. The Achilles heel with the applicants position is that it previously
used and continues to use promotional materials that refer to copper colored tubing in a non-source
indicating manner. [Bold underscore emphasis added.]
This summary provides a good starting place, or perhaps better yet a good head start. The Examining
Attorney acknowledges that a longstanding promotional slogan like The Copper Color Outside ensures
Page | 20
that the Copper Shield is Inside would seem sufficient to establish Rain Bird as the exclusive source of
COPPER Color marked drip irrigation tubing. This acknowledgment goes a long way toward finding
that the COPPER Color mark has already acquired distinctiveness required under Section 2(f). Rain
Bird respectfully submits that the items mentioned as a purported Achilles heel fall far short of barring
registration on either the Principal or Supplemental Registers.
The first aspect of the purported Achilles heel is the Examining Attorneys observation that Rain
Birds promotion of the COPPER Color mark evolved over time, particularly after the Examining
Attorney critiqued early promotional items in the October 21, 2012 Office Action, over five years ago. The
second aspect of the Achilles heel is that the Examining Attorney points to certain references on the
present Rain Bird website where he asserts that the term copper-colored does not promote the color as
a trademark. In his comments, the Examining Attorney states that the assessment wholly neutralizes
the source-indicating effectiveness and remedial nature of the applicants corrective campaign featuring
the look for slogan, the copper color on the outside ensures that the Copper Shield is on the inside. As
quoted above, the Examining Attorney concedes that this slogan and other promotional efforts would
otherwise seem sufficient to find the COPPER Color mark an exclusive source identifier for Rain Bird.
This and other Office Actions do not cite Office Guidelines or precedential decisions that 1)
penalize marks benefiting from improvements in promotional materials evolved over time;4 or, 2)
penalize accurate use of the color term in product specifications. The drip irrigation tubing is copper-
colored, after all. The Examining Attorney objects to the sentence Rain Birds copper-colored XFS
Dripline with Copper Shield for sub-surface drip irrigation is the latest innovation in the Rain Bird
Xerigation® Family as product description. This same
sentence appears alongside the prominent slogan The
Copper-Color Outside Ensures the Copper Chip is
Inside! and Look for website promotion of the
COPPER Colored mark, seen adjacent, May 8, 2017
4
TMEP 1212.01 anticipates that evidence of acquired distinctive will be developed after the application filing date
and during examination. Citing, McCormick & Co. v. Summers, 148 USPQ 272,276 (C.C.P.A. 1966); Gen. Foods Corp. v.
MGD Partners, 224 USPQ 479, 486 (TTAB 1984).
Page | 21
Request for Reconsideration, TSDR p. 61-62. Links on the webpage go to the Rain Bird Online Store
from where the Examining Attorney culls his examples.
Rain Birds competent evidence establishes acquired distinctiveness for the COPPER Color mark
During examination, the Applicant submitted substantial competent evidence to establish that
the relevant market and purchasers recognize the COPPER Color mark as identifying drip tubing
exclusive to Rain Bird. Much of this evidence is reviewed in the prior discussion of the Section 2(e)(5)
issue. In addition to refuting aesthetic functionality, the competent evidence also supports acquired
distinctiveness and should entitle the COPPER Color mark to registration on the Principal Register.
Recognition in the irrigation industry
Industry attention drawn to an innovative new product provides a springboard to acquiring
distinctiveness for a new mark. This is particularly true when the COPPER Color mark is associated
with the award winning XFS dripline with the Copper Shield technology. During examination, Rain
Bird submits press releases 1) from the Irrigation Association recognizing the XFS dripline as a winner of
the 2010 most innovative new product contest and 2) from the European Irrigation Association awarding
the copper-colored XFS Dripline with Copper Shield product a Silver Award in 2013 for being an
Outstanding Innovation. August 5, 2016 Response, TSDR p. 43-47. References to these achievements
appear multiple times throughout the examination file history in news articles discussing the XFS
dripline with Copper Shield and on the Applicant and others webpages for the product, such as April 22,
2013 Response, TSDR p. 14-18. While the public recognition may not explicitly refer to copper-colored
as being a trademark, the third-party press releases do draw attention to the color of the product
finding it notable and worth mentioning, which certainly sets the stage for the relevant public to
recognize the COPPER Color mark as a source identifier. See generally, Field Enterprises Educational
Corporation v. Cove Industries, Incorporated, 161 USPQ 243 (E.D.N.Y. 1969)(A highly praised work is more
likely than not to be known to the public by name.)
Look for promotion on Rain Bird website and promotional materials
From the introduction of the COPPER Color marked product and the filing of the instant
trademark application, references to copper-colored tubing have appeared and, also, evolved. Rain Bird
submits evidence of Look for promotion of the COPPER Color mark beginning with its January 21, 2011
Page | 22
Response, TSDR p. 2-4. This Look for promotion evolved as the LOOK FOR THE COPPER
COLORED TUBING slogan prominently appeared on the XFS page of the Rain Bird website and in
printed promotional brochures. April 22, 2013 Response, TSDR p. 14-18. Rain Bird submits further
evolution of Look for promotion with the slogan The Copper-Color Outside Ensures the Copper Chip
is Inside! on its website and elsewhere. February 23, 2015 Request for Reconsideration, TSDR p. 12-13.
Rain Bird submitted evidence of expanded distribution of the Copper Shield product into major national
retailers like Home Depot, Lowes and Amazon using these same or comparable Look for tools and
slogans, such as The Copper-Color Outside Ensures the Copper Chip is Inside! The retail packaging for
a reel of Copper Shield tubing, which is also displayed on these retail websites, includes a prominently
placed arrow pointing to the COPPER Color marked tubing with the imperative declaration LOOK
FOR THE COPPER COLOR. October 13, 2015 Response, TSDR p. 14-42; August 5, 2016, TSDR p. 15-36.
The consistent evolution in use of these Look For promotions have contributed to and resulted in
relevant marketplace recognition of the COPPER Color mark as a source identifier for the Applicant.
Declarations attesting to recognition
The declarations of twenty-seven experienced professionals from the drip irrigation field are fully
consistent with and corroborate Rain Birds Look for promotional efforts. April 22, 2013 Response,
TSDR p. 6-13; June 4, 2013 Preliminary Amendment, TSDR p. 2-7; May 8, 2017 Request Reconsideration,
TSDR p. 17-56. In sum, each of these irrigation professionals attest that they recognize the COPPER
Color marked drip irrigation tubing as coming from Rain Bird. The reason for recognition is simple, the
COPPER Color mark is distinguished and distinctly different from the brown colored drip irrigation
tubing available before the introduction of the Applicants XFS drip irrigation tubing.
Distributors and Retailers spreading the word on the COPPER Color mark
To add more evidentiary weight to the declarations from irrigation professionals and the Look
for promotion tools and slogans, Rain Bird submitted evidence of additional third-party retailers
spontaneously adopting these same Look for tools in their own promotion of the COPPER Colored
marked drip irrigation tubing and its tie-in to the Copper Shield chip inside.
Rain Bird submitted evidence of additional third-party retailers adopting the Look for tag line
Copper color outside ensures that the copper shield is inside to promote the sale of the Applicants drip
Page | 23
irrigation tubing, October 13, 2015 Response, TSDR p. 14-42, supplementing the national retailers, Home
Depot, Lowes and Amazon. Subsequently in examination, the Applicant built upon this competent
evidence of recognition by submitting webpages showing more independent retailers adopting the same
or similar Look for tag lines. August 5, 2016 Response, TSDR p. 15-36.
Rain Bird respectfully submits that the spontaneous and growing adoption and use of these
Look for tag lines provides reliable evidence that independent retailers recognize the COPPER Color
mark as a valuable marketing tool for promoting the benefits of the Copper Shield technology in
protecting against root intrusion.
Precedent supports the competent evidence of acquired distinctiveness
The Applicants burden for proving acquired distinctiveness under Section 2(f), like other
examination issues, is by a preponderance of the evidence. Yamaha International Corp. v. Hoshino Gakki Co., 6
USPQ2d 1001 (Fed. Cir. 1988). While the amount of evidence needed increases for color marks, the
standard of proof remains the same, and the Examining Attorney in the July 13, 2017 Denial acknowledges
the sufficiency of Rain Birds evidence subject to his other caveats, all of which Rain Bird rebuts. The
Federal Circuit in In re Owens-Corning Fiberglas Corp., 227 USPQ 417(Fed. Cir. 1985) stated:
An evidentiary showing of secondary meaning, adequate to show that a mark has acquired
distinctiveness indicating the origin of the goods, includes evidence of the trademark owner’s
method of using the mark, supplemented by evidence of the effectiveness of such use to cause the
purchasing public to identify the mark with the source of the product. [at 422, emphasis added]
In the instant matter, these independent irrigation equipment retailers are the purchasers buying in the
course of their trade, just like the independent contractors who provided declarations. See, Application of
Ideal Industries, Inc., 184 USPQ 487 (CCPA 1975)(Letters from electrical contractors using wire connectors
accepted to support acquired distinctiveness); In re Bose Corporation, 216 USPQ 1001 (TTAB 1983) ([T]he
declarations of retailers are, in our opinion, competent and persuasive evidence of secondary meaning)
aff d 227 USPQ 1 (Fed. Cir. 1985); In re Black & Decker Corp., supra.
The totality of these submissions evidence the acquisition of distinctiveness required for
registration on the Principal Register. As importantly, the evidence of retailers adopting the COPPER
Color mark tag line to promote the drip irrigation tubing corroborates the declarations and supports the
reasonable conclusion that independent retailers can and do recognize the COPPER Color mark as a
Page | 24
source identifier for drip tubing exclusively from Rain Bird. TMEP 1212.06(b) states The ultimate test in
determining whether a designation has acquired distinctiveness is applicants success, rather than its
efforts, in educating the public to associate the proposed mark with a single source. The preponderance
of the evidence proves that professional contractors, retailers and other participants in the marketplace
already recognize Rain Bird as the exclusive source of COPPER Color marked drip irrigation tubing, and
that the recognition continues to increase.
In addition, Rain Bird submits numerous registered color marks for irrigation, garden hoses and
plumbing pipe, particularly the prior registration of a COPPER Color mark for plastic plumbing pipes
cited as a Section 2(d) block early in examination. October 13, 2015 Response, TSDR p. 48-75. These
registrations support a finding that color is recognized as a source identifier in relevant industries. See
Anchor Hocking Glass Corp. v. Corning Glass Works, 162 USPQ 288 (TTAB 1969)(Color and ornamental
elements adopted as a practice in the trade can acquire distinctiveness and be registered marks.)
The increasing level of overall evidence accumulated for the COPPER Color trademark during
examination is exactly the kind of evidence that the Office guidelines and case law teach us to recognize
as acquired distinctiveness under Section 2(f).
CONCLUSION
Rain Bird respectfully requests that the Board find that the COPPER Color mark is not
aesthetically functional under Section 2(e)(5); and, that the COPPER Color mark has acquired
distinctiveness entitling it to registration on the Principal Register; or, as Rain Bird agrees to an
appropriate amendment in the July 21, 2017 Request for Remand, alternatively, that registration be
granted on the Supplemental Register. Rain Bird notes its offer to amend the marks description to
METALLIC COPPER or the like in the July 21, 2017 Request for Remand.
January 3, 2018 Respectfully submitted,
_/John E. Lyhus/____________________
John E. Lyhus
Fitch, Even, Tabin & Flannery LLP
120 South LaSalle Street, Suite 1600
Chicago, Illinois 60603
Attorneys for Applicant
Page | 25
Trademark Trial and Appeal Board Electronic Filing System. http://estta.uspto.gov
ESTTA Tracking number: ESTTA868804
Filing date: 01/03/2018
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
Proceeding 85044106
Applicant Rain Bird Corporation
Correspondence JOHN E LYHUS
Address FITCH EVEN TABIN & FLANNERY LLP
120 S LASALLE ST STE 1600
CHICAGO, IL 60603-3406
UNITED STATES
Email: [email protected]
Submission Substitute Appeal Brief
Attachments Substitute Appeal Brief App No 85044106.pdf(269616 bytes )
Filer’s Name John E. Lyhus
Filer’s email [email protected]
Signature /John E. Lyhus/
Date 01/03/2018
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
TRADEMARK TRIAL AND APPEAL BOARD
Application of: Rain Bird Corporation
Application No.: 85044106
Filed: May 20, 2010
Mark:
APPLICANTS APPEAL BRIEF
John E. Lyhus
Fitch, Even, Tabin & Flannery LLP
120 South LaSalle Street, Suite 1600
Chicago, Illinois 60603
Telephone: 312-577-7000
Facisimile: 312-577-7007
Email: [email protected]
Attorneys for Applicant
Page | 1
Table of Authorities
Cases
Anchor Hocking Glass Corp. v. Corning Glass Works, 162 USPQ 288 (TTAB 1969) …………………………………………….. 25
Application of Ideal Industries, Inc., 184 USPQ 487 (CCPA 1975)………………………………………………………………………. 24
Brunswick Corp. v. British Seagull Ltd., 32 USPQ2d 1120 (Fed. Cir. 1994), cert. denied, 514 U.S. 1050 ………………… 19
Centaur Communications, Ltd. v. A/S/M Communications, Inc., 4 USPQ2d 1541 (2d Cir. 1987) …………………………….. 15
Field Enterprises Educational Corporation v. Cove Industries, Incorporated, 161 USPQ 243 (E.D.N.Y. 1969) ………… 22
Gen. Foods Corp. v. MGD Partners, 224 USPQ 479, 486 (TTAB 1984) ………………………………………………………………. 21
In re Becton, Dickinson and Co., 102 USPQ2d 1372 (Fed. Cir. 2012) …………………………………………………………………….. 5
In re Black & Decker Corp., 81 USPQ2d 1841 (TTAB 2006) ………………………………………………………………………………. 14
In re Bose Corporation, 216 USPQ 1001 (TTAB 1983) ……………………………………………………………………………………….. 24
In re Cook Medical Technologies LLC, 105 USPQ2d 1377 (TTAB 2012) ………………………………………………………………. 19
In re Ferris Corp., 59 USPQ2d 1587 (TTAB 2000) ……………………………………………………………………………………………. 18
In re Howard S. Leight and Associates Inc., 39 USPQ2d 1058 (TTAB 1996) …………………………………………………………. 17
In re Owens-Corning Fiberglas Corp., 227 USPQ 417(Fed. Cir. 1985) ………………………………………………………………… 24
In reFlex-O-Glass, Inc., 194 USPQ 203, (TTAB 1977) ………………………………………………………………………………………… 15
McCormick & Co. v. Summers, 148 USPQ 272,276 (C.C.P.A. 1966) …………………………………………………………………… 21
Pic Design Corp. v. Bearings Specialty Co., Inc., 168 USPQ 321 (1st Cir. 1971) ……………………………………………………….. 15
Qualitex Co. v. Jacobson Products Co., 34 USPQ2d 1161 (U.S. 1995) ……………………………………………………………………. 17
W.T. Rogers Company, Inc. v. Keene, et al., 228 USPQ 145 (7th Cir. 1985) ……………………………………………………………. 18
Wire Rope Corporation of America, Inc. v. Secalt S.A., 196 USPQ 312, 315 (TTAB) ……………………………………………….. 16
Yamaha International Corp. v. Hoshino Gakki Co., 6 USPQ2d 1001 (Fed. Cir. 1988)…………………………………………… 24
Other Authorities
Manual of Model Civil Jury Instructions, Prepared by the Ninth Circuit Jury Instructions Committee
(2017 Edition) ………………………………………………………………………………………………………………………………………………… 5
TMEP 1202.02(a)(iv). ……………………………………………………………………………………………………………………………………….. 5
TMEP 1212.01 …………………………………………………………………………………………………………………………………………………… 21
TMEP 1212.06(b)…………………………………………………………………………………………………………………………………………….. 25
Page | 2
INTRODUCTION
The Applicant appeals from the examination refusal of its COPPER Color mark, Application No.
85044106, for Flexible, plastic tubes used in subsurface drip irrigation systems. The examination
refusal alleges that the COPPER Color mark is aesthetically functional under Section 2(e)(5) and merely
ornamental under Sections 1, 2 and 45. Rain Bird seeks to register the copper color for its plastic
irrigation tubing, noting that the copper color was registered until 2011 for plastic plumbing pipes. In
this appeal, Rain Bird asks that the Board withdraw these examination refusals and find the COPPER
Color mark entitled to registration; and, particularly, on the Principal Register.
Rain Bird uses the COPPER Color mark for its flexible plastic subsurface drip irrigation tubing,
known as both XFS and Copper Shield drip irrigation tubing. Plant roots naturally grow toward and
intrude into drip irrigation tubing holes, always seeking out the source of water. Without intervention,
roots will ultimately clog the emitter holes, block the flow of water and defeat irrigation. Before the
Applicants Copper Shield technology unlocked new options, controlling root intrusion typically
involved periodic flushing of subsurface drip irrigation tubing with herbicidal copper-based solutions.
However, with the introduction of Copper Shield technology in subsurface drip tubing, intervention
against root intrusion is built into the product. The Copper Shield technology is unique in having small
rectangular chips of copper metal placed inside the tubing at each emitter hole, as
seen in the adjacent cutaway drawing. The Copper Shield chip safely stops roots
from blocking critical flow passages in the emitter. Keeping emitters open helps
keep water flowing. The Copper Shield technology enables the drip irrigation tubing to be buried
underground for years without blockage from root intrusion. In drought stricken California, for
example, the Copper Shield technology in subsurface drip tubing irrigates lawns underground at the root
level without evaporation loss typical of above ground sprinklers.
To promote its Copper Shield enhanced drip irrigation tubing, the Applicant adopted and began
using the COPPER Color mark at least as early as April 2010 applying the mark to the entire exterior of
the tubing. The COPPER Color marked product won an Irrigation Association 2010 New Product
Contest in the Turf/Landscape Category as well as a Silver Award from the European Irrigation
Association in 2013, praising Rain Birds copper-colored XFS Dripline with Copper Shield for sub-
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surface drip irrigation is recognized as an ideal method of efficiently watering shrubs, plants and turf
grass.
The Applicant implemented Look for advertising like the adjacent logo and The
Copper-Color Outside Ensures the Copper Chip is Inside! slogan. Retailers and other
resellers of the XFS product with Copper Shield technology picked up these and comparable
marketing pitches associating the COPPER Color mark with Rain Birds drip irrigation product. To
address both the Section 2(e)(5) refusal and the Sections 1, 2 and 45 refusals during examination, the
Applicant submitted competent evidence of such advertising along with numerous declarations from
installation contractors and other professionals in the irrigation field who state that the COPPER Color
mark is recognizable and different from typical brown and black drip irrigation tubing. These
professionals handle drip irrigation products on a regular basis and are accustomed to seeing brown color
drip irrigation tubing, which seamlessly blends into landscape and
mulch. Rain Birds XFS product with the Copper Shield technology in
contrast is described as shiny or metallic, like seen in the adjacent
photograph amongst other examples of drip irrigation tubing. It is easy
to identify which one is the COPPER Color marked drip tubing.
The COPPER Color mark for plastic tubes is not the first of its kind. During the course of
examination, another COPPER Color mark for plumbing plastic pipes, Registration No. 2143623, was
cited against the Applicants applied for mark. The Applicant reasonably believed that by successfully
cancelling this Supplemental Registration, which it did in 2011, the Applicants own COPPER Color
mark for plastic drip irrigation tubes should reasonably assume the space vacated by this prior COPPER
Color mark. After all, the guidelines and practice of the Patent and Trademark Office had only become
more accommodating to color marks since the 1993 filing of this prior registered COPPER Color mark.
However, the instant application for the COPPER Color mark remains subject to refusals
alleging that the mark is aesthetically functional under Section 2(e)(5) and merely ornamental under
Sections 1, 2 and 45. On the Section 2(e)(5) refusal, the Applicant seeks the Boards ruling that the
weight of competent evidence of record establishes that the standout COPPER Color mark does not
serve an aesthetic function recognized in the irrigation industry. In its July 21, 2017 Request for Remand,
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Rain Bird proposes to amend the marks description to METALLIC COPPER Color, or the like, adding
further tangible wording to clarify why irrigation professionals and others so readily distinguish the
COPPER Color mark from the typical brown tubing that seamlessly blends into surface landscape.
On the refusals under Sections 1, 2 and 45, Rain Bird submits that the evidence of record
establishes that the COPPER Color mark has acquired distinctiveness entitling it to registration on the
Principal Register. However, Rain Bird also agrees in the July 21, 2017 Request for Remand, alternatively,
to accept registration on the Supplemental Register.
OVERVIEW OF BURDENS OF PROOF IN EXAMINATION
In examining a trade dress mark, the Examining Attorney has the burden of presenting prima
facie evidence to establish that the trade dress at issue is functional. To reach this prima facie threshold
requires independent research to obtain evidentiary support for the refusal and, where absent, a
request for information pursuant to 37 C.F.R. §2.61(b) must be issued to obtain information from the
applicant so that an informed decision about the validity of the functionality refusal can be made. TMEP
1202.02(a)(iv).
In response to a refusal, [t]he burden then shifts to the applicant to present competent
evidence to rebut the examining attorneys prima facie case of functionality. The burden of proof to
overcome a functionality refusal is by the preponderance of evidence. TMEP 1202.02(a)(iv); citing, In re
Becton, Dickinson and Co., 102 USPQ2d 1372 (Fed. Cir. 2012). The Ninth Circuit provides a commonly
accepted jury instruction for Preponderance of the Evidence as When a party has the burden of
proving any claim [or affirmative defense] by a preponderance of the evidence, it means you must be
persuaded by the evidence that the claim [or affirmative defense] is more probably true than not true.
Manual of Model Civil Jury Instructions, Ninth Circuit Jury Instructions Committee (2017 Edition).
UTILITARIAN FUNCTIONALITY EXAMINATION
During the initial two years of examination, the Examining Attorney pursued requests for
information and presented prima facie evidence alleging utilitarian functionality pursuant to the Morton-
Norwich factors based, in part, on patent applications that Rain Bird filed in connection with the Copper
Shield technology for drip irrigation tubing and allegations that competitors would be disadvantaged if
the registered COPPER Color mark discouraged the provision of metal copper drip irrigation tubing.
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In response to requests for information and the assertions of prima facie evidence alleging
utilitarian functionality, Rain Bird built an evidentiary record establishing, in short, that the XFS tubing
itself is flexible plastic without any metal copper coating; and, that the metal chip referred to as Copper
Shield technology is inserted out of sight within the emitter inside the drip line tubing. The competent
evidence establishes that the metal copper is not suitable for drip irrigation tubing and that Rain Birds
choice of the COPPER Color mark drip irrigation tubing has no utilitarian purpose. Rain Bird adopted
and uses the COPPER Color mark to promote the innovative Copper Shield technology inside the XFS
tubing. This competent evidence from Rain Bird rebuts prior allegations of utilitarian functionality
beyond a reasonable doubt. As this chapter of the examination concluded, all would surely agree that the
competent evidence proves the COPPER Color mark has no utilitarian functionality by at least a
preponderance of the evidence.
The Examining Attorney discontinued pursuit of the utilitarian functionality refusal and as of
the October 21, 2012 Office Action, TSDR p. 1, introduced aesthetic functionality as the new basis for
refusing the COPPER Color mark. In the October 21, 2012 Office Action, the Examining Attorney states:
In the initial Office Action, the examining attorney failed to apprise the applicant of a different type of
functionality under Section 2(e)(5) that would prohibit registration. The in[sic] initial refusal focused
upon the utilitarian functionality of the goods whereby the applicant could use the copper color mark
to prevent others from producing flexible, metal covered or metal drip irrigation lines, since such lines
can be, and have historically been, made of copper. The examining attorney apologizes for this error and
issues this Office Action to correct that deficiency.
Registration is refused because the applied-for color mark, which consists of the color copper as applied
to the entire surface of the goods is an aesthetically functional feature of these products.
AESTHETIC FUNCTIONALITY EXAMINATION
With this new chapter of examination into aesthetic functionality, the burdens of proof remain
the same as discussed above. The Examining Attorney must establish the prima facie case that the trade
dress is aesthetically functional. Then the burden shifts to the applicant to overcome the prima facie case
by a preponderance of the evidence. In the matter at hand, Rain Bird respectfully submits that the
competent evidence of record in examination fully rebuts the prima facie case and, at least, by a
preponderance of the evidence.
The prima facie case of aesthetic functionality set forth in the October 21, 2012 Office Action
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presents printouts from websites promoting irrigation tubing of Rain Bird as well as its competitors.
The Office Action states that the color of the competitors irrigation tubing as well as examples of Rain
Bird 1/4 drip irrigation tubing are specifically promoted as allowing irrigation drip tubing to more
seamlessly blend into the landscape[.] [Emphasis added] October 21, 2012 Office Action, TSDR p. 1.
Since the introduction of the aesthetic functionality issue in 2012, Rain Bird has fully responded to each
of several Office Actions. Rather than detail each round of examination, Rain Bird summarizes the
evidence developed during examination.
The crux of the refusal alleging aesthetic functionality is centered on how similar or different the
COPPER Color mark is relative to other drip irrigation tubing, which the irrigation industry typically
identifies as brown tubing that seamlessly blends into landscape. If the Applicants proof by
preponderant evidence rebuts the prima facie case of aesthetic functionality, then the Section 2(e)(5)
refusal should be withdrawn. Rain Bird respectfully submits that the preponderance of evidence proves
that the COPPER Color mark does not serve the asserted aesthetic function of brown tubing.
Use of terms copper, copper-brown, shiny and metallic during examination
In beginning an assessment of the evidence introduced in this matter, Rain Bird first advises that
it has objected to characterizations in Office Actions that refer to prior existing irrigation tubing as being
the color copper or copper-brown. See, February 13, 2015 Request Reconsideration, TSDR p. 2-4;
May 8, 2017 Request Reconsideration, TSDR p. 6 making objections to October 21, 2012 Office Action,
TSDR p. 1; August 13, 2014 Office Action, TSDR p. 8, and others. In the extensive examination record, the
Examining Attorneys written comments are the exclusive source of the adjectives copper or copper-
brown being applied to brown drip irrigation tubing available prior to Rain Birds COPPER Color
marked drip tubing. Similarly, the Examining Attorneys characterization in the November 8, 2016 Office
Action, TSDR p. 1, of typical drip irrigation tubing being metallic or metallic brown or shiny finds
no evidentiary support in the record outside the Examining Attorneys comments. The Examining
Attorney has never rebutted Rain Birds objections. Rain Bird also observes that the rendering of colors
on drip irrigation tubing seen on websites and in printouts is far from exact. Rather than adopting the
Examining Attorneys personal characterizations, the competent evidence of record instead demonstrates
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that participants in the irrigation industry call brown drip irrigation tubing by the color brown and call
only Rain Bird XFS tubing by the color copper.1
And, to be absolutely clear, the examination file history discloses no evidence that competitors or
others in the irrigation field describe drip irrigation tubing as being the color copper, with the sole
exception of when referring to the Applicants XFS drip irrigation tubing with the COPPER Color mark.
With the same clarity, the examination record discloses no evidence that competitors or others in the
irrigation field describe any drip irrigation tubing as being the color copper-brown. Again, with the
same absolute clarity, the only references in the file history using the terms metallic or shiny to
characterize the appearance of drip irrigation tubing are associated with the COPPER Color marked
tubing of Rain Bird.
In the examination record, the Examining Attorney can only point to his own characterizations
of irrigation tubing using terms copper, copper-brown, shiny, or metallic as adjectives to describe
drip line tubing other than the copper color of Rain Birds product. Why? Because the irrigation
industry does not use these terms to describe typical drip irrigation tubing.
The competent evidence of record proves that the industry only uses copper, shiny, or
metallic to articulate the distinctly different appearance of the COPPER Color mark. Rain Bird
respectfully requests that the Board recognize there is no support for the prima facie assertion that
copper or copper-brown are color terms used to describe drip irrigation tubing in the relevant
industry of irrigation apart from the color copper used to exclusively identify Rain Birds COPPER
Color marked drip irrigation tubing. Furthermore, the Applicant respectfully requests that the Board
find that the competent evidence of record demonstrates that the terms copper and metallic and
shiny are used only when characterizing the COPPER Color marked tubing.
The COPPER Color mark does not serve the aesthetically functional goal of brown tubing
The Applicant respectfully submits that the competent evidence of record in examination rebuts
the prima facie case alleging that the COPPER Color mark is aesthetically functional. The rebuttal
1
The July 13, 2017 Denial of Request for reconsideration references a retail website where the term brown appears
in connection with XFS tubing. In this same reference, the slogan The Copper-Color Outside Ensures the Copper
Chip is Inside! appears prominently. The Applicant notes that the color black has also appeared in connection
with XFS tubing on a retail website. The evidence of such occurrences is scant, which indicates that such mistakes
in color identification are both inadvertent and de minimis.
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evidence is substantial, proving by more than the preponderance of evidence that the COPPER Color
mark does not accomplish the aesthetically functional goal of seamlessly blending into surrounding
surface landscape.
The prima facie evidence of aesthetic functionality
During examination, the Examining Attorney relies on printouts from the websites of entities
providing drip and other irrigation tubing to the U.S. marketplace. The Examining Attorney uses
photographs of irrigation tubing and related text seen on these webpages as prima facie evidence that the
drip irrigation industry sells brown color tubing to seamlessly blend into the surrounding surface
landscape. Among these webpages, the Examining Attorney points to Rain Bird 1/4 drip irrigation
tubing as being the color brown so that it too can seamlessly blend into mulch and landscape material.
August 13, 2014 Office Action, TSDR p. 1.
Rain Bird here notes that it agrees, and has never contested, that the brown colors previously
used for drip irrigation tubing are selected to seamlessly blend the tubing into the surrounding surface
landscape. By that aesthetically functional characteristic, the typical brown colored drip irrigation
tubing is camouflaged so that it visually disappears by seamlessly blending into the surface landscape.
The evidence of record demonstrates that, when the color of such drip irrigation tubing is described, the
color is simply and typically called brown.2 Here, the Applicant points to a simple, reasonable
definition from the Macmillan Dictionary, which states: something that is brown is the same colour as
wood or coffee. [emphasis added] May 8, 2017 Request Reconsideration, TSDR p. 10, 59. This ordinary
understanding of the color brown resonates perfectly with the stated aesthetic function of brown drip
irrigation tubing: seamlessly blending into the surrounding surface landscape.
Instead of accepting this reasonable notion of brown colors used in the irrigation industry, the
Examining Attorney turns to academic color reference materials that classify colors into just twelve or
thirteen basic color groups; and, in these materials the color copper is considered a shade of brown.
From there, the Examining Attorney proceeds down the following path to aesthetic functionality: if the
color copper is considered a shade of the color brown, and the color brown seamlessly blends into surface
2
The file history refers to the colors black and purple used for drip irrigation tubing. The Applicant only discusses
the COPPER Color mark relative to the color brown for such tubing.
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landscape, then the COPPER Color mark seamlessly blends into surface landscape. Declarations and
other evidence contradicting this theory must be wrong. End of story.
Rain Bird strenuously disagrees with this simplistic reduction, and asserts that real people with
relevant experience working in the irrigation field reasonably attest to readily identifying the COPPER
Color mark as tangibly different and distinctive from prior brown drip irrigation tubing. The COPPER
Color marked tubing stands out and apart from the aesthetically functional brown tubing that
seamlessly blends into surface landscape.
To further clarify its specified goods and thereby rebut the purported aesthetic functionality,
Rain Bird amended the identified goods to Flexible, plastic tubes used in subsurface drip irrigation
systems, adding subsurface, which is the primary installation method for the XFS product. Rain Bird
also offers to amend the marks description to metallic copper. July 21, 2017 Request for Remand, 9
TTABVUE 2. By these proposals, Rain Bird clarifies that the COPPER Color mark serves as a trademark
on the Copper Shield tubing until the mark literally disappears out of sight underground.
The Applicants competent evidence
To rebut the prima facie case of aesthetic functionality, Rain Bird submits competent evidence
that the COPPER Color mark does not fulfill the aesthetic function of seamlessly blending into surface
landscape. One need only check a dictionary definition of camouflage to find uses of the terms blend
and blending to explain characteristics that help things disappear into the background, such as An
animals natural coloring or form that enables it to blend in with its surroundings. [emphasis added]
October 13, 2015 Response, TSDR p. 8, 43-44. The evidence of record demonstrates that the COPPER
Color mark does not equate to camouflage; it does not blend in with its surroundings like coffee or wood
colored browns do.
Competent evidence comes from numerous declarations of experienced professionals in the
irrigation industry who purchase COPPER Color marked XFS drip irrigation tubing, primarily for
installation at customer sites. April 22, 2013 Response, TSDR p. 6-13; June 4, 2013 Preliminary
Amendment, TSDR p. 2-7; May 8, 2017 Request Reconsideration, TSDR p. 17-56.
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Among statements extracted from the declarations are the following:
? The XFS tubing has a surface sheen like the metal copper, whereas the brown colors of other available
dripline tubing are generally black or dirt brown to blend in with dirt or landscaping. Mike Garcia,
April 16, 2013 declaration
? Before the XFS dripline was introduced, plastic irrigation dripline tubing available in the U.S. have
generally been colored brown. In contrast, Rain Bird XFS plastic tubing is noticeably different from
the usual brown tubing. You can immediately see the XFS dripline; it is like it has a sprayed sheen on
it. Nicolas Khoury, April 22, 2013 declaration
? Compared to the usual brown or black tubing, Rain Bird XFS plastic tubing looks distinctively
different, having a coppery color. During installation, this copper color stands out and makes it easy to
see that the crew is installing the right product. Using the different copper color also makes sense as a
marketing tool to remind us of the copper chip inside. Paul Hanson, April 23, 2013 declaration
? In contrast, Rain Bird XFS plastic tubing has a copper color and looks different from the usual brown
tubing. With the XFS plastic tubing you can definitely see the shininess of the copper color. Rob
Harvey, May 3, 2013 declaration
? I can recognize the Rain Bird XFS plastic tubing by its copper color, which is also shiny. The XFS
dripline does not look like any other dripline on the market. Daniel Hanson, April 21, 2017 declaration
? The shiny and cleaner looking copper color of Rain Bird XFS plastic is noticeably different from the
usual brown tubing. XFS is easy to spot. Jose Ixta, May 2, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing is noticeably different from the usual brown tubing.
The XFS copper color is also shiny. I like the color of XFS. I and others working with dripline can
recognize XFS on sight. Walter May, April 21, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing looks attractive and is noticeably different from the
usual tubing colors. The copper color of XFS is shinier than the usual tubing colors. Greg Hensen,
April 19, 2017 declaration
? The Rain Bird XFS plastic tubing is easy to identify by its copper color, which is noticeably different
from the usual tubing colors. Rain Bird XFS is also shiner than tubing from other companies. The
color of XFS stands out. Contractors purchasing the XFS dripline product can usually recognize XFS
on sight. Patrick Moore, April 21, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing is shiny and noticeably different from the usual
brown tubing. I like the copper color of XFS and the copper chip technology of XFS. I and others
working with dripline can recognize XFS on sight. Paul Bird, April 20, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing is noticeably different from the usual tubing colors.
The XFS is also shiny. The color of XFS is recognizable to our customers as well. The brown colors of
other available dripline tubing generally blend in with dirt or landscaping. The copper color of XFS
does not match the ground cover. Tony Abarca, April 21, 2017 declaration
? The copper color of Rain Bird XFS plastic tubing looks noticeably different from the usual tubing
colors. It has a copper coating and the copper color of XFS is shinier than the usual tubing colors. Carl
Dill, May 4, 2017 declaration
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? The Rain Bird XFS plastic tubing has a copper tint to it that looks noticeably different from the usual
tubing colors. The copper color is shinier than the usual tubing colors. Ed Gibson, May 5, 2017
declaration
? The recognizable color of Rain Bird XFS plastic tubing looks like copper and is noticeably different
from the usual brown tubing colors. The copper color of XFS is shinier than the usual tubing colors.
Jeff Studer, May 1, 2017 declaration
In addition, Rain Bird submits photographs of COPPER Color
marked tubing, such as this one taken in sunshine amongst other Rain
Bird drip irrigation tubing, including Rain Birds brown colored 1/4
drip tubing at the far left. Rain Birds tubing with the COPPER Color
mark is fourth from the left. October 13, 2015 Response, TSDR p. 77-78.
The Applicant submits other evidence such as Look for promotion of the COPPER Color mark
supporting that such promotional effort only makes sense if the marketplace participants recognize that
the COPPER Color mark is distinct from the typical brown drip irrigation tubing. The declarations
provide competent evidence corroborating that Rain Birds Look for promotional efforts in fact
resonate with professionals and others in the irrigation field for the simple reason that the COPPER
Color mark is readily recognized as different and distinctive from prior brown drip irrigation tubing.
The treatment of the Applicants Declaration evidence
Throughout examination, the Examining Attorney has opted to give little, if any, weight to
submitted declarations, expressing suspicions of bias against the professionals in the irrigation industry
who provided declarations. Despite the commonsense and reasonable attestation from each declarant
that, among other things, he or she recognizes the COPPER Color mark as distinct from prior brown
irrigation tubing; despite retailers spontaneously adopting Look for the COPPER Color mark
promotion; despite full and complete responses to Requests for Information about the Rain Bird
Rewards Program; and, despite further declarations attesting that no one received compensation for
providing a declaration, these unfounded suspicions of bias continue.
In additional Requests for Information issued after Rain Bird submitted its 2015 Rewards
Member Guide, the Examining Attorney set forth a lengthy list of requests for detailed information in the
following interrogatories from the February 5, 2016 Office Action, TSDR p. 1:
(1) A full and complete explanation as to whether there is or has been any form of relationship or
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partnership between any individual, person, business or government entity named in the
submitted affidavits;
(2) Whether any such person, individual, business or government entity named in the submitted
affidavits has participated in or currently participates in any business referral, discount or award
program that the applicant operates, provides or oversees;
(3) For each such person, individual, business or government entity named in the submitted
affidavits that has participated in or currently participates in any business referral, discount or
award program that the applicant operates, provides or oversees the applicant must indicate the
years of participation, their status in the program, and their rating or rank relative to other
participants in the program;
(4) Whether any person, individual, business or government entity named in the submitted
affidavits has ever received an award, discount, or payment from any program that the applicant
operates, provides or oversees;
(5) Whether any company or entity named in the submitted affidavits has ever received an
award, discount, or payment from any program that the applicant operates, provides or oversees;
(6) The amount of any and all awards, discounts, or payments received by any person, individual,
business or government entity named in the submitted affidavits and the amounts of any and all
awards, discounts, or payments received by any company or entity named in the affidavits that
employs such individuals; and
(7) Whether any person, individual or business named in the submitted affidavits is or has ever
been employed by the applicant.
Complete information about the Rain Bird Reward Program is attached to the October 13, 2015 Response
TSDR p. 80-91. With its August 5, 2016 Response, TSDR p. 38-41, Rain Bird provided a declaration from
Samir Shah, Marketing and International Sales Manager, fully responding to each of these interrogatories
as well as fully addressing the stated purpose of the Examining Attorney for the further probing,
whether the affiants statements were truly independent or whether there was some interest or bias
that may color the statements made in, and thus, the weight that should be given to, the affidavits. The
declaration, in part, attests:
4. [N]one of the seven declarants nor their related referenced entity received any gift, benefit,
discount, business referral, reward program point or other compensation of any kind related to
providing his or her declaration.
This declaration of Samir Shah also attests that all declarants from installation contractors are principals
or employees of independently owned and operated businesses in the irrigation field. The Examining
Attorneys suspicion of bias is entirely unfounded and completely incorrect.
When Rain Bird submitted additional declarations from other irrigation professionals as part of
its May 8, 2017 Request for Reconsideration, Rain Bird provided a comparable declaration from an officer
of the Applicant attesting to the independence of the declarants and the absence of compensation of any
kind related to providing the declaration. May 8, 2017 Request Reconsideration, TSDR p. 57-58.
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Despite the sworn declarations and corroborating evidence, in the July 13, 2017 Denial of Request
for Reconsideration, TSDR p. 1, the Examining Attorney persists in relying on these vague suspicions,
dismissing the declarants as a subset which may not be wholly disinterested due to it[sic] participation
in the applicants rewards program[.]
The Declarations of installation contractors are reliable, competent evidence
The declarations from professionals in the drip irrigation field recognize that the COPPER Color
mark is different and distinguished from the color of brown tubing traditionally made to blend in with
landscape. Instead of cookie cutter copies, each declarants differing experience in the irrigation field and
familiarity with drip irrigation equipment is detailed each declarant has years of experience ranging
from ten years to 35 years at the time of making his or her declaration. Each declarant describes his or
her own familiarity with Rain Bird products as well as their own familiarity with irrigation products
coming from sources other than Rain Bird. Almost all the declarants describe purchasing and/or
installing drip and other irrigation tubing from companies other than Rain Bird. Each declarant provides
differing descriptions of the COPPER Color mark relative to the brown and black drip irrigation tubing
previously available.
The Applicant fully addressed the requests for information and provides competent, forthright
evidence that should reasonably assuage the suspicions of the Examining Attorney. In In re Black & Decker
Corp., 81 USPQ2d 1841 (TTAB 2006), the Board rejects the examining attorneys unsubstantiated claims
of bias against declarants from the hardware retailing field. In giving weight to the declarations provided
during examination and finding acquired distinctiveness in the shape of a key head, the Board accepts
form letters having fill-in-the-blank fields for the declarants name, employer and years in the retail
hardware field. Rain Bird respectfully submits that In re Black & Decker Corp. provides good guidance for
determining the reliability of declarations in examination, whether they be in support of acquired
distinctiveness or against aesthetic functionality.
The Applicant has submitted twenty-seven declarations of qualified professionals in the present
examination. The Examining Attorney continues to criticize these declarations solely on conjecture,
despite the Applicants substantial efforts to mollify any concerns. The Board cautions on unfounded and
speculative attacks on retailer declarations during examination by stating:
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We disagree with the examining attorney’s assessment that the eight retailer declarations are
biased and therefore entitled to little weight. There is simply no evidence to suggest that these
retailers were predisposed to say that applicant’s goods are identified by the octagonal key head
design. In re Black & Decker Corp., supra.
In the declarations of record for the COPPER Color mark, each individual provides background
information that clearly presents substantive professional qualifications, experience and basis for
recognizing the COPPER Color mark on plastic drip tubing as distinct and different from the prior
brown tubing available in the U.S. marketplace. The declarants also attest that they recognize the
COPPER Color mark as a source identifier for drip tubing exclusively from Rain Bird. In re Flex-O-Glass,
Inc., 194 USPQ 203, (TTAB 1977)([T]he fact that the affidavits may be similar in format and expression is
of no particular significance herein since the affiants have sworn to the statements contained therein.
[T]here is nothing of record to dispute the statements contained therein[.]).
Based on substantial familiarity with drip irrigation, the declarants are well positioned to
provide statements on the color of drip irrigation tubing sold in the United States prior to the XFS
product, and well positioned to recognize that the COPPER Color mark has characteristics like a
metallic sheen or shininess that makes it stand out from the previous shades of brown and black drip
irrigation tubing. The declarations of professional buyers in the trade are entitled to substantive
consideration. See generally, Pic Design Corp. v. Bearings Specialty Co., Inc., 168 USPQ 321 (1st Cir.
1971)(Moreover, plaintiff has clearly satisfied any burden of proving secondary meaning by submitting
affidavits from the purchasing agents of five of its customers[.]); Centaur Communications, Ltd. v. A/S/M
Communications, Inc., 4 USPQ2d 1541 (2d Cir. 1987)([I]t is not always the general public’s understanding
but–depending upon the product–often only a segment of consumers that need be examined.) For
homeowners or commercial customers, the purchase is of an irrigation system, not drip tubing. The
purchase of the irrigation system is almost always through and with the advice of a professional
installation contractor. As plainly affirmed in the declarations, the installation contractors and others all
have years of experience in the irrigation field and readily distinguish the COPPER Color mark as
different from the color brown, or black or purple for that matter. The declarations offer illuminating
corroboration of the outdoor photographs of irrigation tubing in the examination record; the Applicants
XFS drip line stands out from other tubing in the sunshine where the drip line is seen from purchase
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through installation. Why the difference? The shiny metallic character of the COPPER Color mark
separates the color Copper in common understanding from the brown color of wood or coffee.
Macmillian Dictionary, May 8, 2017 Request Reconsideration, TSDR p. 10, 59. The declarations and the
increasing number of third party retailers adopting the Look for slogan The Copper Color Outside
ensures that the Copper Shield is inside reflect this common public understanding of colors, which
readily distinguishes the color Copper from the color Brown. Despite academic references that assign
the world of colors into a few tidy Aristotelian groups, these declarations from the real world affirm that
the COPPER Color marked tubing is distinct and different from typical brown tubing.
That these declarations support the COPPER Color mark as a source identifier should be of little
surprise. The use of color as a source identifier and resulting Registrations for color marks on plumbing
and irrigation tubing, conduit and fittings are not uncommon. In its October 13, 2015 Response TSDR p.
48-75, the Applicant submitted examples of such registered marks, identifying both registrations on the
Principal Register and Supplemental Register. Among these prior registrations is the COPPER Color
mark for plastic plumbing pipes, Registration No. 2143623, TSDR p. 72-73, which the Applicant
successfully cancelled in 2011 after it was cited for likely confusion in examination. None of the active
Registrations describe the registered mark in terms of brown or copper colors. Evidence that others
in the same industry have obtained trademark registrations supports registration of the same type of
trade dress. The Board in In re Black & Decker Corp., refers to U.S. registrations for the same types of
product configurations and cites earlier cases finding industry practices using colors as source identifiers
for wire rope, such as Wire Rope Corporation of America, Inc. v. Secalt S.A., 196 USPQ 312, 315 (TTAB).
Rain Bird respectfully submits that the competent evidence fully rebuts the prima facie assertion
of declarant bias; and, therefore, Rain Bird requests that the declarations be accepted as competent
evidence and, further, on the other precedent discussed below, accepted as establishing by a
preponderance of evidence that the COPPER Color mark is distinctive from prior brown drip irrigation
tubing; and, further, that the COPPER Color mark does not serve the aesthetic function upon which the
Section 2(e)(5) refusal relies.
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Other precedent supports a finding that the COPPER Color mark is not aesthetically functional
Interestingly, In re Howard S. Leight and Associates Inc., 39 USPQ2d 1058 (TTAB 1996), which is
raised in the November 8, 2016 Office Action, provides a reversed mirror image of the instant examination
that clarifies how the shiny or metallic or copper characteristics of the Applicants COPPER Color
mark conspire against functionality. The In re Howard S. Leight and Associates Board states:
After careful review of the record and arguments presented herein, we find that the color coral is
de jure functional when applied to applicant’s goods. Because of their coral color, applicant’s
earplugs are more readily visible, allowing for easier and quicker safety checks.
Ironically, the shiny and metallic and copper characteristics of the COPPER Color mark make it
stand out, which for earplugs would perhaps be aesthetically functional like the coral color in the In re
Howard S. Leight decision. However, in the context of drip line irrigation tubing, the standout shiny and
metallic and copper nature of the COPPER Color mark defeats its ability to serve the aesthetic
function required of brown color drip line tubing seamlessly blending into surface landscape and mulch.
The Examining Attorney stresses throughout examination that the irrigation industry prefers
brown drip irrigation tubing because it seamlessly blends into surface landscape, as in being like
camouflage. The competent evidence of record makes abundantly clear that the COPPER Color mark
does not act as camouflage in surface landscape particularly after installation when it literally
disappears underground.
The Applicant does not contest that the stand out nature of the metallic COPPER Color mark
may be attractive to some people. Some of the declarations of record even include statements about
people liking the way the XFS tubing looks. In saying drip irrigation tubing is attractive, the declarant
voices a term not seen or heard about brown drip irrigation tubing. However, importantly, being
attractive does not prevent a feature from functioning as a trademark or source identifier, especially
where the product is designed to be buried or where the relevant industry prefers a different color for
purposes of blending into surface landscape. As the Supreme Court guides:
[C]ourts will examine whether its use as a mark would permit one competitor (or a group) to
interfere with legitimate (nontrademark-related) competition through actual or potential
exclusive use of an important product ingredient. That examination should not discourage
firms from creating aesthetically pleasing mark designs, for it is open to their competitors to
do the same. Qualitex Co. v. Jacobson Products Co., 34 USPQ2d 1161 (U.S. 1995)(emphasis added).
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W.T. Rogers Company, Inc. v. Keene, et al., 228 USPQ 145 (7th Cir. 1985)(But the fact that a design feature is
attractive does not, to repeat, preclude its being trademarked.) The file history is devoid of any
evidence that brown irrigation tubing is considered attractive. These limited compliments paid to the
COPPER Color marked tubing do corroborate the declarations and other evidence demonstrating that
the COPPER Color mark looks distinctly different from typical drip tubing and, more importantly, that
the mark does not serve the stated aesthetic function of seamlessly blending into landscape and mulch.
During examination, the Examining Attorney refers to In re Ferris Corp., 59 USPQ2d 1587 (TTAB
2000) and suggests that the characteristics of colors intended to blend with human skin tones is
applicable to the instant matter involving metallic colors like the COPPER Color mark relative to
landscape or dirt. In Ferris, the Board states:
There is no question that flesh color for wound dressings serves the utilitarian purpose of
blending well with the natural color of human skin. [at 1589]
The Board, later in its decision finds:
In our opinion, however, applicant’s color pink matches human skin color just as well as, or
perhaps better than, the flesh colored wound dressings used by applicant’s competitors. [at
1591]
The Ferris examination involved a mark expressly described using the word Pink and filed for medical
bandages. On appeal, the Board reviewed multiple references to skin color, which show common use of
the word pink equated to the color of Caucasian skin tones and synonymous with flesh color. With the
specific color pink so closely associated with skin color, the Board found that granting registration of
the color pink to one entity would preclude competitors from using similar flesh colors on bandages.
As used in the Ferris decision, Blend and Blending are terms to describe the aesthetic function
of bandage colors to match skin tones camouflaging the bandage so as to disappear. Using the Boards
approach from Ferris, the preponderant evidence finds that the COPPER Color mark does not blend in
with landscaping, as does brown drip tubing. Rather than blending in, the declarations of industry
professionals recognize the COPPER Color mark as standing out, as for example, stated in the
Declaration of Paul Hanson:
Before the XFS dripline, plastic irrigation dripline tubing products available in the U.S. have
generally been colored brown or black. Compared to the usual brown or black tubing, Rain Bird
XFS plastic tubing looks distinctively different, having a coppery color. During installation, this
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copper color stands out and makes it easy to see that the crew is installing the right product.
Using the different copper color also makes sense as a marketing tool to remind us of the copper
chip inside.
Extracts of declarations recognizing the COPPER Color mark appear above, pages 11 and 12.
The competent evidence disagrees with the Examining Attorneys position that the applicant
should not be permitted to appropriate exclusively the color copper because it blends so well with
mulch and dirt. April 10, 2015 Office Action, TSDR p. 1. The declarations and other evidence of record
are clear. The COPPER Color mark stands out from the typical brown drip irrigation tubing that
seamlessly blends into mulch, dirt or landscape.
The Applicant is building exclusive rights in the specific COPPER Color mark, with its specific
standout distinguishing characteristics, rather than a color group generally called brown. Courts have
recognized the distinction. In Brunswick Corp. v. British Seagull Ltd., 32 USPQ2d 1120 (Fed. Cir. 1994), cert.
denied, 514 U.S. 1050, the Federal Court quotes the Trademark Trial and Appeal Board analysis with favor:
[W]hen we consider whether a color is functional we must consider whether alternative colors
are available in order to avoid the fettering of competition. If competition will be hindered, the
color in question is de jure functional. (Internal citation omitted.)
In the instant matter, the color brown has and will remain available for plastic drip irrigation
tubing. The file history is devoid of any references describing the color copper as being a viable choice for
plastic drip irrigation tubing. Granting registration to the COPPER Color mark would not remove one of
the most marketable colors for drip irrigation tubing or otherwise hinder competition. See, Brunswick
Corp., supra; Qualitex Co. v. Jacobson Products Co., supra. 3
Look For Advertising supports other evidence against aesthetic functionality
The growing number of independent retailers adopting and using tag lines like The copper-
color outside ensures that the Copper Shield is inside provides compelling, spontaneous corroboration
that, like the declarations from irrigation installation contractors, other retail purchasers in the trade
3
Office Actions also refer to In re Cook Medical Technologies LLC, 105 USPQ2d 1377 (TTAB 2012), which involves an
appeal from a likelihood of confusion refusal under Section 2(d) citing a registered mark designated as Blue. The
Board noted that the record did not contain specimens of actual use of the registered mark for the color simply
described as blue. The Board went on to state We do not mean to suggest by our decision herein that merely
because a party obtains a registration for a single color that such registration will block others from using or
registering marks for other colors, even similar colors. In the instant examination, prior conflicting color
registrations are not an issue. The Applicant contends that the Cook Medical decision expressly recognizes that
colors under the broad designation Blue can coexist, and were this a Section 2(d) case, Rain Bird would argue that
its COPPER Color mark is recognizable, different and distinguishable from the brown drip irrigation tubing that is
intended to seamlessly blend into landscape.
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recognize and distinguish the COPPER Color mark as different from prior brown drip line tubing, which
was colored to make it seamlessly blend into landscape. October 13, 2015 Response, TSDR p. 14-42;
August 5, 2016, TSDR p. 15-36.
In practical terms, the Applicants Look for advertising of record makes no sense if the relevant
purchasing public did not distinguish between the colors brown and copper. In printouts from the
Applicants website, the Applicant emphasizes the COPPER Color mark prominently with The Copper-
Color Outside Ensures the Copper Chip is Inside! and adjacent to the phrase LOOK FOR THE
COPPER-COLORED TUBING. The distinct COPPER Color mark is plainly visible on these websites
and in conjunction with product packaging, all of which are instantly recognized as a source identifier
distinctly different from prior brown drip irrigation tubing.
The Applicant respectfully requests that the Board find on the competent evidence that the
COPPER Color mark is not aesthetically functional and withdraw the Section 2(e)(5) refusal.
ACQUIRED DISTINCTIVENESS EXAMINATION
The Examining Attorney maintains the refusal against the COPPER Color mark pursuant to
Sections 1, 2 and 45, alleging that the mark is ornamental and that the evidence to support the
Applicants claim of acquired distinctiveness under Section 2(f) falls short. While Rain Bird respectfully
submits that the competent evidence of record fully establishes that the COPPER Color mark has
acquired distinctiveness, Rain Bird agrees to amend its application to the Supplemental Register, in the
alternative. July 21, 2017 Request for Remand, 9 TTABVUE 2.
In the July 13, 2017 Denial of the Request for Reconsideration, TSDR p. 1, the Examining Attorney
summarizes the evidence submitted to demonstrate acquired distinctiveness:
The applicant claims that evidence of its longstanding promotional effort to get consumers to Look for
the Copper-Colored Tubing by using the tagline The Copper Color Outside ensure that the Copper
Shield is Inside is sufficient to demonstrate that the applicant is the source of the identified dripline
products. When viewed in isolation, the applicants promotional efforts and evidence in support
thereof, would seem sufficient. The Achilles heel with the applicants position is that it previously
used and continues to use promotional materials that refer to copper colored tubing in a non-source
indicating manner. [Bold underscore emphasis added.]
This summary provides a good starting place, or perhaps better yet a good head start. The Examining
Attorney acknowledges that a longstanding promotional slogan like The Copper Color Outside ensures
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that the Copper Shield is Inside would seem sufficient to establish Rain Bird as the exclusive source of
COPPER Color marked drip irrigation tubing. This acknowledgment goes a long way toward finding
that the COPPER Color mark has already acquired distinctiveness required under Section 2(f). Rain
Bird respectfully submits that the items mentioned as a purported Achilles heel fall far short of barring
registration on either the Principal or Supplemental Registers.
The first aspect of the purported Achilles heel is the Examining Attorneys observation that Rain
Birds promotion of the COPPER Color mark evolved over time, particularly after the Examining
Attorney critiqued early promotional items in the October 21, 2012 Office Action, over five years ago. The
second aspect of the Achilles heel is that the Examining Attorney points to certain references on the
present Rain Bird website where he asserts that the term copper-colored does not promote the color as
a trademark. In his comments, the Examining Attorney states that the assessment wholly neutralizes
the source-indicating effectiveness and remedial nature of the applicants corrective campaign featuring
the look for slogan, the copper color on the outside ensures that the Copper Shield is on the inside. As
quoted above, the Examining Attorney concedes that this slogan and other promotional efforts would
otherwise seem sufficient to find the COPPER Color mark an exclusive source identifier for Rain Bird.
This and other Office Actions do not cite Office Guidelines or precedential decisions that 1)
penalize marks benefiting from improvements in promotional materials evolved over time;4 or, 2)
penalize accurate use of the color term in product specifications. The drip irrigation tubing is copper-
colored, after all. The Examining Attorney objects to the sentence Rain Birds copper-colored XFS
Dripline with Copper Shield for sub-surface drip irrigation is the latest innovation in the Rain Bird
Xerigation® Family as product description. This same
sentence appears alongside the prominent slogan The
Copper-Color Outside Ensures the Copper Chip is
Inside! and Look for website promotion of the
COPPER Colored mark, seen adjacent, May 8, 2017
4
TMEP 1212.01 anticipates that evidence of acquired distinctive will be developed after the application filing date
and during examination. Citing, McCormick & Co. v. Summers, 148 USPQ 272,276 (C.C.P.A. 1966); Gen. Foods Corp. v.
MGD Partners, 224 USPQ 479, 486 (TTAB 1984).
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Request for Reconsideration, TSDR p. 61-62. Links on the webpage go to the Rain Bird Online Store
from where the Examining Attorney culls his examples.
Rain Birds competent evidence establishes acquired distinctiveness for the COPPER Color mark
During examination, the Applicant submitted substantial competent evidence to establish that
the relevant market and purchasers recognize the COPPER Color mark as identifying drip tubing
exclusive to Rain Bird. Much of this evidence is reviewed in the prior discussion of the Section 2(e)(5)
issue. In addition to refuting aesthetic functionality, the competent evidence also supports acquired
distinctiveness and should entitle the COPPER Color mark to registration on the Principal Register.
Recognition in the irrigation industry
Industry attention drawn to an innovative new product provides a springboard to acquiring
distinctiveness for a new mark. This is particularly true when the COPPER Color mark is associated
with the award winning XFS dripline with the Copper Shield technology. During examination, Rain
Bird submits press releases 1) from the Irrigation Association recognizing the XFS dripline as a winner of
the 2010 most innovative new product contest and 2) from the European Irrigation Association awarding
the copper-colored XFS Dripline with Copper Shield product a Silver Award in 2013 for being an
Outstanding Innovation. August 5, 2016 Response, TSDR p. 43-47. References to these achievements
appear multiple times throughout the examination file history in news articles discussing the XFS
dripline with Copper Shield and on the Applicant and others webpages for the product, such as April 22,
2013 Response, TSDR p. 14-18. While the public recognition may not explicitly refer to copper-colored
as being a trademark, the third-party press releases do draw attention to the color of the product
finding it notable and worth mentioning, which certainly sets the stage for the relevant public to
recognize the COPPER Color mark as a source identifier. See generally, Field Enterprises Educational
Corporation v. Cove Industries, Incorporated, 161 USPQ 243 (E.D.N.Y. 1969)(A highly praised work is more
likely than not to be known to the public by name.)
Look for promotion on Rain Bird website and promotional materials
From the introduction of the COPPER Color marked product and the filing of the instant
trademark application, references to copper-colored tubing have appeared and, also, evolved. Rain Bird
submits evidence of Look for promotion of the COPPER Color mark beginning with its January 21, 2011
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Response, TSDR p. 2-4. This Look for promotion evolved as the LOOK FOR THE COPPER
COLORED TUBING slogan prominently appeared on the XFS page of the Rain Bird website and in
printed promotional brochures. April 22, 2013 Response, TSDR p. 14-18. Rain Bird submits further
evolution of Look for promotion with the slogan The Copper-Color Outside Ensures the Copper Chip
is Inside! on its website and elsewhere. February 23, 2015 Request for Reconsideration, TSDR p. 12-13.
Rain Bird submitted evidence of expanded distribution of the Copper Shield product into major national
retailers like Home Depot, Lowes and Amazon using these same or comparable Look for tools and
slogans, such as The Copper-Color Outside Ensures the Copper Chip is Inside! The retail packaging for
a reel of Copper Shield tubing, which is also displayed on these retail websites, includes a prominently
placed arrow pointing to the COPPER Color marked tubing with the imperative declaration LOOK
FOR THE COPPER COLOR. October 13, 2015 Response, TSDR p. 14-42; August 5, 2016, TSDR p. 15-36.
The consistent evolution in use of these Look For promotions have contributed to and resulted in
relevant marketplace recognition of the COPPER Color mark as a source identifier for the Applicant.
Declarations attesting to recognition
The declarations of twenty-seven experienced professionals from the drip irrigation field are fully
consistent with and corroborate Rain Birds Look for promotional efforts. April 22, 2013 Response,
TSDR p. 6-13; June 4, 2013 Preliminary Amendment, TSDR p. 2-7; May 8, 2017 Request Reconsideration,
TSDR p. 17-56. In sum, each of these irrigation professionals attest that they recognize the COPPER
Color marked drip irrigation tubing as coming from Rain Bird. The reason for recognition is simple, the
COPPER Color mark is distinguished and distinctly different from the brown colored drip irrigation
tubing available before the introduction of the Applicants XFS drip irrigation tubing.
Distributors and Retailers spreading the word on the COPPER Color mark
To add more evidentiary weight to the declarations from irrigation professionals and the Look
for promotion tools and slogans, Rain Bird submitted evidence of additional third-party retailers
spontaneously adopting these same Look for tools in their own promotion of the COPPER Colored
marked drip irrigation tubing and its tie-in to the Copper Shield chip inside.
Rain Bird submitted evidence of additional third-party retailers adopting the Look for tag line
Copper color outside ensures that the copper shield is inside to promote the sale of the Applicants drip
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irrigation tubing, October 13, 2015 Response, TSDR p. 14-42, supplementing the national retailers, Home
Depot, Lowes and Amazon. Subsequently in examination, the Applicant built upon this competent
evidence of recognition by submitting webpages showing more independent retailers adopting the same
or similar Look for tag lines. August 5, 2016 Response, TSDR p. 15-36.
Rain Bird respectfully submits that the spontaneous and growing adoption and use of these
Look for tag lines provides reliable evidence that independent retailers recognize the COPPER Color
mark as a valuable marketing tool for promoting the benefits of the Copper Shield technology in
protecting against root intrusion.
Precedent supports the competent evidence of acquired distinctiveness
The Applicants burden for proving acquired distinctiveness under Section 2(f), like other
examination issues, is by a preponderance of the evidence. Yamaha International Corp. v. Hoshino Gakki Co., 6
USPQ2d 1001 (Fed. Cir. 1988). While the amount of evidence needed increases for color marks, the
standard of proof remains the same, and the Examining Attorney in the July 13, 2017 Denial acknowledges
the sufficiency of Rain Birds evidence subject to his other caveats, all of which Rain Bird rebuts. The
Federal Circuit in In re Owens-Corning Fiberglas Corp., 227 USPQ 417(Fed. Cir. 1985) stated:
An evidentiary showing of secondary meaning, adequate to show that a mark has acquired
distinctiveness indicating the origin of the goods, includes evidence of the trademark owner’s
method of using the mark, supplemented by evidence of the effectiveness of such use to cause the
purchasing public to identify the mark with the source of the product. [at 422, emphasis added]
In the instant matter, these independent irrigation equipment retailers are the purchasers buying in the
course of their trade, just like the independent contractors who provided declarations. See, Application of
Ideal Industries, Inc., 184 USPQ 487 (CCPA 1975)(Letters from electrical contractors using wire connectors
accepted to support acquired distinctiveness); In re Bose Corporation, 216 USPQ 1001 (TTAB 1983) ([T]he
declarations of retailers are, in our opinion, competent and persuasive evidence of secondary meaning)
aff d 227 USPQ 1 (Fed. Cir. 1985); In re Black & Decker Corp., supra.
The totality of these submissions evidence the acquisition of distinctiveness required for
registration on the Principal Register. As importantly, the evidence of retailers adopting the COPPER
Color mark tag line to promote the drip irrigation tubing corroborates the declarations and supports the
reasonable conclusion that independent retailers can and do recognize the COPPER Color mark as a
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source identifier for drip tubing exclusively from Rain Bird. TMEP 1212.06(b) states The ultimate test in
determining whether a designation has acquired distinctiveness is applicants success, rather than its
efforts, in educating the public to associate the proposed mark with a single source. The preponderance
of the evidence proves that professional contractors, retailers and other participants in the marketplace
already recognize Rain Bird as the exclusive source of COPPER Color marked drip irrigation tubing, and
that the recognition continues to increase.
In addition, Rain Bird submits numerous registered color marks for irrigation, garden hoses and
plumbing pipe, particularly the prior registration of a COPPER Color mark for plastic plumbing pipes
cited as a Section 2(d) block early in examination. October 13, 2015 Response, TSDR p. 48-75. These
registrations support a finding that color is recognized as a source identifier in relevant industries. See
Anchor Hocking Glass Corp. v. Corning Glass Works, 162 USPQ 288 (TTAB 1969)(Color and ornamental
elements adopted as a practice in the trade can acquire distinctiveness and be registered marks.)
The increasing level of overall evidence accumulated for the COPPER Color trademark during
examination is exactly the kind of evidence that the Office guidelines and case law teach us to recognize
as acquired distinctiveness under Section 2(f).
CONCLUSION
Rain Bird respectfully requests that the Board find that the COPPER Color mark is not
aesthetically functional under Section 2(e)(5); and, that the COPPER Color mark has acquired
distinctiveness entitling it to registration on the Principal Register; or, as Rain Bird agrees to an
appropriate amendment in the July 21, 2017 Request for Remand, alternatively, that registration be
granted on the Supplemental Register. Rain Bird notes its offer to amend the marks description to
METALLIC COPPER or the like in the July 21, 2017 Request for Remand.
January 3, 2018 Respectfully submitted,
_/John E. Lyhus/____________________
John E. Lyhus
Fitch, Even, Tabin & Flannery LLP
120 South LaSalle Street, Suite 1600
Chicago, Illinois 60603
Attorneys for Applicant
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